Every firm, A to Z
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- &Partners, LLC fiscal year ended December 31, 2025
- 1031 Securities Inc. fiscal year ended December 31, 2025
- 16 Points LLC fiscal year ended December 31, 2025
- 1851 Securities, Inc. fiscal year ended December 31, 2025
- 1964 Global, LLC fiscal year ended June 30, 2025
- 1st Discount Brokerage, Inc. fiscal year ended December 31, 2025
- 2021 Capital, LLC fiscal year ended December 31, 2025
- 22V SECURITIES LLC fiscal year ended December 31, 2025
- 303 ALTERNATIVES, LLC fiscal year ended December 31, 2025
- 303 SECURITIES, LP fiscal year ended December 31, 2025
- 360 ONE Inc. fiscal year ended March 31, 2026
- 3iCO SECURITIES LLC fiscal year ended December 31, 2025
- 3P Energy Advisors, LLC dba 3PE Advisors fiscal year ended December 31, 2025
- 3WIRE ADVISORY LLC fiscal year ended December 31, 2025
- 4170 Securities LLC fiscal year ended December 31, 2025
- 5D Partners LLC fiscal year ended December 31, 2025
- 777 Securities International, LLC d/b/a 777 Securities fiscal year ended December 31, 2025
A
- A.Bridge-Realvest Securities Corporation fiscal year ended December 31, 2025
- A.G. QUINTAL INVESTMENT COMPANY, INC. fiscal year ended December 31, 2025
- A.G.P./ALLIANCE GLOBAL PARTNERS, LLC fiscal year ended June 30, 2025
- A5 SECURITIES LLC fiscal year ended June 30, 2026
- AAG Capital, Inc. fiscal year ended March 31, 2026
- Aardvark Securities, L.L.C. fiscal year ended December 31, 2025
- ABACUS INTERNATIONAL CAPITAL CORP. fiscal year ended December 31, 2025
- Abacus Investments, Inc. fiscal year ended September 30, 2025
- ABERDEEN FUND DISTRIBUTORS, LLC fiscal year ended December 31, 2025
- ABG Sundal Collier, Inc. fiscal year ended December 31, 2025
- ABG, LLC fiscal year ended March 31, 2026
- ABN AMRO CAPITAL MARKETS (USA) LLC fiscal year ended December 31, 2025
- ABN AMRO Clearing USA LLC fiscal year ended December 31, 2025
- ABN AMRO SECURITIES (USA) LLC fiscal year ended December 31, 2025
- Abraham Securities Corporation fiscal year ended December 31, 2025
- ABSA Securities U.S. Inc. fiscal year ended December 31, 2025
- ACA/Prudent Investors Planning Corporation fiscal year ended December 31, 2025
- Academy Securities, Inc. fiscal year ended December 31, 2025
- Acalyx Advisors, Inc. fiscal year ended December 31, 2025
- Acanthus U.S. Limited fiscal year ended July 31, 2025
- ACC Securities, LLC fiscal year ended December 31, 2025
- Acceptus Capital Corp. fiscal year ended December 31, 2025
- Access Financial Group, Inc. fiscal year ended December 31, 2025
- Access Securities, LLC fiscal year ended December 31, 2025
- AccessAlpha Worldwide LLC fiscal year ended December 31, 2025
- Accord Capital Partners LLC fiscal year ended December 31, 2025
- Accrued Equities, Inc. fiscal year ended December 31, 2025
- Ace Diversified Capital, Inc. fiscal year ended July 31, 2025
- ACHELOUS PARTNERS, LLC fiscal year ended June 30, 2025
- Acorns Securities, LLC fiscal year ended December 31, 2025
- ACP Securities, LLC fiscal year ended December 31, 2025
- Acquiom Financial LLC fiscal year ended December 31, 2025
- Acrisure Re Corporate Advisory & Solutions, LLC fiscal year ended December 31, 2025
- ACS Execution Services, LLC fiscal year ended December 31, 2025
- ADELPHI STOCK BROKERS INC. fiscal year ended December 31, 2025
- Admiral Securities LLC fiscal year ended December 31, 2025
- ADP BROKER-DEALER, INC. fiscal year ended June 30, 2026
- Advanced Advisor Group, LLC fiscal year ended December 31, 2025
- Advanced Strategies Broker Dealer LLC fiscal year ended December 31, 2025
- Adventix Global Markets LLC fiscal year ended December 31, 2025
- Advisors Asset Management, Inc. fiscal year ended December 31, 2025
- AE FINANCIAL SERVICES, LLC fiscal year ended December 31, 2025
- AEC Transaction Services LLC fiscal year ended December 31, 2025
- AEG CAPITAL, LLC fiscal year ended June 30, 2025
- Aegis Capital Corp. fiscal year ended November 30, 2025
- AEGIS INVESTMENTS, INC. fiscal year ended December 31, 2025
- AEI SECURITIES, INC. fiscal year ended December 31, 2025
- AEL FINANCIAL SERVICES, LLC fiscal year ended December 31, 2025
- Aeris Partners LLC fiscal year ended December 31, 2025
- AETHLON CAPITAL, LLC fiscal year ended December 31, 2025
- Affiliated Bankers Capital, LLC fiscal year ended December 31, 2025
- AFW Associates LLC fiscal year ended December 31, 2025
- AGA Securities, LLC fiscal year ended December 31, 2025
- Agecroft Partners, LLC fiscal year ended December 31, 2025
- AGENTIS CAPITAL MARKETS US, LLC fiscal year ended September 30, 2025
- Agile Trading Technologies, LLC fiscal year ended December 31, 2025
- AGM SECURITIES LLC fiscal year ended December 31, 2025
- Ahana Markets, LLC fiscal year ended September 30, 2025
- AIME Capital Markets LLC fiscal year ended December 31, 2025
- AIP Capital Markets LLC fiscal year ended March 31, 2026
- Akar Capital Management, Inc. fiscal year ended December 31, 2025
- AKIN BAY COMPANY LLC fiscal year ended December 31, 2025
- Akuna Securities LLC fiscal year ended December 31, 2025
- ALAMO CAPITAL fiscal year ended June 30, 2026
- Alantra, LLC fiscal year ended December 31, 2025
- Albert Securities, LLC fiscal year ended December 31, 2025
- Alder Securities LLC fiscal year ended December 31, 2025
- Alderman & Company Capital, LLC fiscal year ended December 31, 2025
- Aldwych Securities LLC fiscal year ended December 31, 2025
- Alera Securities, LLC fiscal year ended December 31, 2025
- Alexander Capital LP fiscal year ended December 31, 2025
- Alexander Investment Services, Co. fiscal year ended June 30, 2025
- Alight Financial Solutions LLC fiscal year ended December 31, 2025
- ALKALI PARTNERS, LLC fiscal year ended December 31, 2025
- All Options USA LLC fiscal year ended December 31, 2025
- Allaria Securities LLC fiscal year ended December 31, 2025
- Allegiance Capital, LLC fiscal year ended December 31, 2025
- Allegro Securities LLC fiscal year ended December 31, 2025
- ALLEN & COMPANY LLC fiscal year ended December 31, 2025
- Allen, Mooney & Barnes Brokerage Services, LLC fiscal year ended December 31, 2025
- Alliance-One Investments, LLC fiscal year ended March 31, 2026
- AllianceBernstein Investments, Inc. fiscal year ended December 31, 2025
- ALLIANT SECURITIES, INC. fiscal year ended December 31, 2025
- ALLIANZ LIFE FINANCIAL SERVICES, LLC fiscal year ended December 31, 2025
- Allied Millennial Partners, LLC fiscal year ended December 31, 2025
- Allocations Securities, LLC fiscal year ended December 31, 2025
- ALLSPRING FUNDS DISTRIBUTOR, LLC fiscal year ended December 31, 2025
- Allstate Financial Services, LLC fiscal year ended December 31, 2025
- Ally Invest Securities LLC fiscal year ended December 31, 2025
- ALPACA SECURITIES LLC fiscal year ended December 31, 2025
- Alpha Trading L.P. fiscal year ended December 31, 2025
- Alphaledger Markets, Inc. fiscal year ended December 31, 2025
- ALPINA CAPITAL, LLC fiscal year ended December 31, 2025
- Alpine Securities Corporation fiscal year ended September 30, 2025
- ALPS Distributors, Inc. fiscal year ended December 31, 2025
- ALPS Portfolio Solutions Distributor, Inc. fiscal year ended December 31, 2025
- Alt Fund Distributors LLC fiscal year ended December 31, 2025
- ALTACCESS SECURITIES COMPANY, L.P. fiscal year ended March 31, 2026
- Alterna Securities fiscal year ended December 31, 2025
- Alternative Access Capital, LLC fiscal year ended December 31, 2025
- Alternative Execution Group fiscal year ended December 31, 2025
- Altitude Capital Group, LLC fiscal year ended December 31, 2025
- Alto Securities LLC fiscal year ended December 31, 2025
- ALTRUIST FINANCIAL LLC fiscal year ended December 31, 2025
- AltSourced Solutions, LLC fiscal year ended June 30, 2025
- AMA SECURITIES, LLC fiscal year ended December 31, 2025
- AMD Capital, LLC fiscal year ended December 31, 2025
- Amerant Investments, Inc. fiscal year ended December 31, 2025
- AMERAUDI INVESTMENT SERVICES LLC fiscal year ended December 31, 2025
- American Alternative Capital, LLC fiscal year ended December 31, 2025
- American Capital Partners, LLC and Subsidiary fiscal year ended December 31, 2025
- American Century Investment Services, Inc. fiscal year ended December 31, 2025
- American Discovery Advisors, LLC fiscal year ended December 31, 2025
- American Elm Distribution Partners, LLC fiscal year ended June 30, 2025
- American Enterprise Investment Services, Inc. fiscal year ended December 31, 2025
- American Fidelity Securities, Inc. fiscal year ended December 31, 2025
- American Financial Associates, Inc. fiscal year ended December 31, 2025
- American Funds and Trusts, Inc. fiscal year ended December 31, 2025
- American Fundstars Financial Group LLC dba American Fundstars fiscal year ended September 30, 2025
- American Global Wealth Management, Inc. fiscal year ended September 30, 2025
- AMERICAN HERITAGE SECURITIES, INC. fiscal year ended December 31, 2025
- American Independent Securities Group, LLC fiscal year ended December 31, 2025
- American Trust Investment Services, Inc. fiscal year ended December 31, 2025
- American Veterans Group, PBC fiscal year ended September 30, 2025
- America’s Growth Capital, LLC fiscal year ended June 30, 2026
- AmeriFlex Group Securities, Inc. fiscal year ended December 31, 2025
- Ameriprise Financial Services, LLC fiscal year ended December 31, 2025
- Ameritas Investment Company, LLC fiscal year ended December 31, 2025
- AmeriVet Securities, Inc. fiscal year ended December 31, 2025
- AMG Distributors, Inc. fiscal year ended December 31, 2025
- Amplify Community Investment Partners, LLC fiscal year ended December 31, 2025
- AMS Brokerage Services, LLC fiscal year ended December 31, 2025
- Amuni Financial, Inc. fiscal year ended December 31, 2025
- Amvest Capital Securities LLC fiscal year ended March 31, 2026
- Analyst Hub Securities, LLC fiscal year ended March 31, 2026
- ANCHIN CAPITAL, LLC fiscal year ended September 30, 2025
- Anchor Bay Securities, LLC fiscal year ended December 31, 2025
- Ancoris Securities LLC fiscal year ended December 31, 2025
- Andbanc Brokerage, LLC fiscal year ended December 31, 2025
- Anderson LeNeave & Co. fiscal year ended December 31, 2025
- Andes Capital Group, LLC fiscal year ended December 31, 2025
- Andrew Garrett, Inc. fiscal year ended December 31, 2025
- Angel Pond Capital LLC fiscal year ended December 31, 2025
- ANICO Financial Services, Inc. fiscal year ended December 31, 2025
- Ankura Capital Advisors, LLC fiscal year ended December 31, 2025
- ANOS CAPITAL, LLC fiscal year ended December 31, 2025
- ANOVEST FINANCIAL SERVICES, INC. fiscal year ended December 31, 2025
- ANSLEY SECURITIES LLC fiscal year ended December 31, 2025
- Antarctica Advisors, LLC fiscal year ended December 31, 2025
- ANTHEM SECURITIES, LLC fiscal year ended December 31, 2025
- Anubis Securities LLC fiscal year ended December 31, 2025
- ANZ Securities, Inc. fiscal year ended September 30, 2025
- Aon Securities LLC fiscal year ended December 31, 2025
- AOS, Inc. fiscal year ended December 31, 2025
- APA Securities, LLC fiscal year ended December 31, 2025
- Apex Clearing Corporation fiscal year ended December 31, 2025
- Apex Fintech Brokerage Services LLC fiscal year ended December 31, 2025
- Apexus Capital LLC fiscal year ended December 31, 2025
- Apollo Global Securities, LLC fiscal year ended December 31, 2025
- Applied Capital, LLC fiscal year ended December 31, 2025
- APSEC Capital Partners, LLC fiscal year ended December 31, 2025
- APTO PARTNERS, LLC fiscal year ended December 31, 2025
- APW Capital, Inc. fiscal year ended December 31, 2025
- AQ Technology Partners, LLC fiscal year ended December 31, 2025
- AQR Investments, LLC fiscal year ended December 31, 2025
- AQUAS FINANCIAL, LLC fiscal year ended December 31, 2025
- Aquilo Partners, L.P. fiscal year ended December 31, 2025
- Arbor Court Capital, LLC fiscal year ended December 31, 2025
- Arbor Research & Trading, LLC fiscal year ended December 31, 2025
- ARCADIA SECURITIES, LLC fiscal year ended December 31, 2025
- Archer Distributors, LLC fiscal year ended December 31, 2025
- Archipelago Securities, LLC fiscal year ended December 31, 2025
- Archipelago Trading Services, Inc. fiscal year ended December 31, 2025
- ARCHITECT SECURITIES LLC fiscal year ended December 31, 2025
- Arcola Securities, Inc. fiscal year ended December 31, 2025
- Arcstone Securities, LLC fiscal year ended December 31, 2025
- Arctic Securities LLC fiscal year ended December 31, 2025
- Ardea Partners LP fiscal year ended December 31, 2025
- ARDOUR CAPITAL INVESTMENTS, LLC fiscal year ended December 31, 2025
- Aream Advisors, LLC fiscal year ended December 31, 2025
- Arena Financial Services, LLC fiscal year ended December 31, 2025
- ARES MANAGEMENT CAPITAL MARKETS, LLC fiscal year ended December 31, 2025
- ARES WEALTH MANAGEMENT SOLUTIONS, LLC fiscal year ended December 31, 2025
- Arete Research, LLC fiscal year ended March 31, 2026
- ARETE WEALTH MANAGEMENT LLC fiscal year ended December 31, 2025
- Ariel Distributors, LLC fiscal year ended December 31, 2025
- ARK GLOBAL LLC fiscal year ended December 31, 2025
- ARKADIOS CAPITAL LLC fiscal year ended December 31, 2025
- Arkap Markets LLC fiscal year ended December 31, 2025
- Arkonis Capital LLC fiscal year ended June 30, 2025
- Arlington Capital Services, LLC fiscal year ended December 31, 2025
- Armory Securities, LLC fiscal year ended December 31, 2025
- Armstrong Securities LLC fiscal year ended December 31, 2025
- Arrow Investments, Inc. fiscal year ended December 31, 2025
- Artemis Securities Clearing, LLC fiscal year ended December 31, 2025
- Artisan Partners Distributors LLC fiscal year ended December 31, 2025
- ARTIST CAPITAL LLC fiscal year ended December 31, 2025
- Arvest Investments, Inc. fiscal year ended December 31, 2025
- Asante Capital Group Advisors LLC fiscal year ended March 31, 2026
- ASCENDANT FINANCIAL PARTNERS, LLC fiscal year ended December 31, 2025
- Ascendiant Capital Markets, LLC fiscal year ended December 31, 2025
- Ascendiant Securities, LLC fiscal year ended December 31, 2025
- ASCENSUS BROKER DEALER SERVICES, LLC fiscal year ended December 31, 2025
- Ashmore Investment Management (US) Corporation fiscal year ended June 30, 2026
- Ashton Stewart & Co., Inc. fiscal year ended December 31, 2025
- Ashton Thomas Securities LLC fiscal year ended December 31, 2025
- ASL CAPITAL MARKETS INC. fiscal year ended June 30, 2026
- ASPEN ALPINE CAPITAL, LLC fiscal year ended December 31, 2025
- Aspida Financial Distributors, LLC fiscal year ended December 31, 2025
- ASSETMARK BROKERAGE, LLC fiscal year ended December 31, 2025
- ASSETPOINT FINANCIAL, LLC fiscal year ended December 31, 2025
- Associated Investment Services, Inc. fiscal year ended December 31, 2025
- AssuredPartners Financial Services, LLC fiscal year ended December 31, 2025
- Astor Ridge N.A. LLP fiscal year ended March 31, 2026
- ASTORIA CAPITAL MARKETS, INC. fiscal year ended December 31, 2025
- Astris Securities, LLC fiscal year ended December 31, 2025
- ATB Capital Markets USA Inc. fiscal year ended March 31, 2026
- Athene Securities, LLC fiscal year ended December 31, 2025
- ATIS, Inc. fiscal year ended December 31, 2025
- Atlantic-Pacific Capital, Inc. fiscal year ended December 31, 2025
- ATLAS CLEARING, INC (FORMERLY WILSON-DAVIS & COMPANY, INC.) fiscal year ended June 30, 2026
- Atlas Strategic Advisors, LLC fiscal year ended December 31, 2025
- Atlas Technology Group LLC fiscal year ended December 31, 2025
- Atomic Brokerage LLC fiscal year ended December 31, 2025
- Atomic Vaults Securities, LLC fiscal year ended December 31, 2025
- ATTIS SECURITIES LLC fiscal year ended December 31, 2025
- AUDACITY CAPITAL PARTNERS LLC fiscal year ended December 31, 2025
- AUERBACH GRAYSON AND COMPANY LLC fiscal year ended December 31, 2025
- Augment Capital, LLC fiscal year ended September 30, 2025
- AuguStar Distributors, Inc. fiscal year ended December 31, 2025
- Aurora Securities, Inc. fiscal year ended December 31, 2025
- Aurus Advisors, Inc. fiscal year ended December 31, 2025
- AUSDAL FINANCIAL PARTNERS, INC. fiscal year ended January 31, 2026
- AUSTIN ATLANTIC CAPITAL INC. fiscal year ended December 31, 2025
- Austin Growth Capital, LLC fiscal year ended December 31, 2025
- Automated Equity Finance Markets, Inc. fiscal year ended December 31, 2025
- AVATAR SECURITIES, LLC fiscal year ended December 31, 2025
- Avendus Capital Inc. fiscal year ended March 31, 2026
- Aventura Securities, LLC fiscal year ended December 31, 2025
- Avenue Securities LLC fiscal year ended December 31, 2025
- Avid Capital Advisors LLC fiscal year ended December 31, 2025
- Avior Capital Markets US, LLC fiscal year ended April 30, 2026
- AVM, L.P. fiscal year ended December 31, 2025
- AVONDALE PARTNERS, LLC fiscal year ended June 30, 2026
- AXCELUS FINANCIAL DISTRIBUTION COMPANY fiscal year ended December 31, 2025
- Axiom Capital Management, Inc. fiscal year ended December 31, 2025
- AXOM Partners LLC fiscal year ended December 31, 2025
- Axos Clearing LLC fiscal year ended June 30, 2026
- Axos Invest LLC fiscal year ended December 31, 2025
B
- B&D Capital Partners, LLC fiscal year ended December 31, 2025
- B. C. Ziegler and Company fiscal year ended December 31, 2025
- B. Riley Securities, Inc. fiscal year ended December 31, 2025
- B. Riley Wealth Management, Inc. fiscal year ended December 31, 2025
- B.B. Graham & Company, Inc. fiscal year ended December 31, 2025
- BA Securities, LLC fiscal year ended December 31, 2025
- Baader Helvea Inc. fiscal year ended December 31, 2025
- Babcock & Brown Securities LLC fiscal year ended December 31, 2025
- Back Bay Life Science Advisory, LLC fiscal year ended December 31, 2025
- Backstrom McCarley Berry & Co., LLC fiscal year ended December 31, 2025
- Bailey & Co. Securities, LLC fiscal year ended June 30, 2025
- Baillie Gifford Funds Services LLC fiscal year ended March 31, 2026
- BAIN CAPITAL MARKETS, LLC fiscal year ended December 31, 2025
- Bainbridge Capital Securities, Inc. fiscal year ended August 31, 2025
- BAKER TILLY CAPITAL, LLC fiscal year ended May 31, 2026
- BALANCED SECURITY PLANNING, INC. fiscal year ended May 31, 2026
- Balanz Capital USA, LLC fiscal year ended December 31, 2025
- Ballast Rock Capital LLC fiscal year ended December 31, 2025
- Bamboo Securities, LLC fiscal year ended December 31, 2025
- BANCO DO BRASIL SECURITIES LLC fiscal year ended December 31, 2025
- Bancroft Capital, LLC fiscal year ended December 31, 2025
- Bankers Life Securities, Inc. fiscal year ended December 31, 2025
- BANORTE SECURITIES INTERNATIONAL, LTD. fiscal year ended December 31, 2025
- Banyan Securities, LLC fiscal year ended December 31, 2025
- BANYAN TREE SECURITIES, LLC fiscal year ended December 31, 2025
- Barclays Capital Inc. fiscal year ended December 31, 2025
- Bardi Co., LLC fiscal year ended December 31, 2025
- Barings Securities LLC fiscal year ended December 31, 2025
- Barnabas Capital, LLC fiscal year ended December 31, 2025
- Barnett & Partners Advisors, LLC fiscal year ended March 31, 2026
- Barramundi Capital, LLC fiscal year ended December 31, 2025
- Barrett & Company fiscal year ended December 31, 2025
- BaseRock Capital, LLC fiscal year ended December 31, 2025
- Bates Securities, Inc. fiscal year ended January 31, 2026
- Battery East Group, LLC fiscal year ended December 31, 2025
- Bay Crest Partners, LLC fiscal year ended December 31, 2025
- Bayberry Securities, Inc. fiscal year ended September 30, 2025
- Bayshore Partners, LLC fiscal year ended December 31, 2025
- Baystate Capital Services, Inc. fiscal year ended December 31, 2025
- BBVA SECURITIES INC. fiscal year ended December 31, 2025
- BC PARTNERS SECURITIES LLC fiscal year ended December 31, 2025
- BCG Securities, Inc. fiscal year ended December 31, 2025
- Bci Securities, Inc. fiscal year ended December 31, 2025
- BCP Securities, Inc. & Subsidiaries fiscal year ended December 31, 2025
- BCW SECURITIES LLC fiscal year ended December 31, 2025
- BDA ADVISORS INC. fiscal year ended December 31, 2025
- BDO Capital Advisors, LLC fiscal year ended June 30, 2025
- BDT & MSD Partners, LLC fiscal year ended December 31, 2025
- Beacon Securities US Limited fiscal year ended December 31, 2025
- BEACONS STRATEGIC CAPITAL, INC. fiscal year ended October 31, 2025
- Beaconsfield Financial Services, Inc. fiscal year ended December 31, 2025
- Bear Creek Securities, LLC fiscal year ended December 31, 2025
- Beech Hill Securities, Inc. fiscal year ended December 31, 2025
- BEEHIVE TRADING, LLC fiscal year ended December 31, 2025
- Bell Potter Securities (US) LLC fiscal year ended December 31, 2025
- Belle Haven Investments, L.P. fiscal year ended December 31, 2025
- BELLMARK PARTNERS, LLC fiscal year ended December 31, 2025
- Belmont Capital fiscal year ended December 31, 2025
- BELVEDERE TRADING LLC fiscal year ended December 31, 2025
- BELZBERG CAPITAL LLC fiscal year ended December 31, 2025
- Benchmark Securities, LLC fiscal year ended December 31, 2025
- BENEDETTO, GARTLAND & COMPANY, INC. fiscal year ended December 31, 2025
- Benefit Finance Securities, LLC fiscal year ended December 31, 2025
- BENEFIT FUNDING SERVICES, LLC fiscal year ended December 31, 2025
- BENGUR BRYAN & CO., INC. fiscal year ended December 31, 2025
- Benjamin F. Edwards & Company, Inc. fiscal year ended December 31, 2025
- Benjamin Securities, Inc. fiscal year ended June 30, 2025
- BentallGreenOak Real Estate US LLC fiscal year ended December 31, 2025
- Berenberg Capital Markets LLC fiscal year ended December 31, 2025
- Berenson & Company, LLC fiscal year ended December 31, 2025
- Berkery Noyes Securities, LLC fiscal year ended December 31, 2025
- Berkshire Global Advisors LP and Subsidiaries fiscal year ended December 31, 2025
- Bernstein Institutional Services, LLC fiscal year ended December 31, 2025
- Berthel Fisher & Company Financial Services, Inc. fiscal year ended December 31, 2025
- Bessemer Investor Services, Inc. fiscal year ended December 31, 2025
- BestEx Research Securities, LLC fiscal year ended September 30, 2025
- Beta Capital Securities, LLC fiscal year ended December 31, 2025
- Bethel Landing Securities LLC fiscal year ended March 31, 2026
- Bethesda Securities, LLC fiscal year ended December 31, 2025
- Bettinger & Leech Financial Corp. fiscal year ended December 31, 2025
- BEYONDTRADE SECURITIES, INC. fiscal year ended June 30, 2025
- BFC CAPITAL, LLC fiscal year ended December 31, 2025
- bfinance US Limited fiscal year ended March 31, 2026
- BFP Securities, LLC fiscal year ended December 31, 2025
- BFY SECURITIES, LLC fiscal year ended December 31, 2025
- BG Strategic Advisors LLC fiscal year ended December 31, 2025
- BG Worldwide Securities, Inc. fiscal year ended June 30, 2025
- BGC Financial, L.P. fiscal year ended December 31, 2025
- BGV Securities USA, LLC fiscal year ended December 31, 2025
- BHA SELECT NETWORK, LLC fiscal year ended December 31, 2025
- BHK SECURITIES, LLC fiscal year ended December 31, 2025
- BHS Financial, LLC. f/k/a Brooks, Houghton Securities, Inc. fiscal year ended December 31, 2025
- BIDS Trading L.P. fiscal year ended December 31, 2025
- Big Sky Energy Capital, LLC fiscal year ended December 31, 2025
- BIG SKY TREASURY SERVICES LLC fiscal year ended December 31, 2025
- Bigelow Capital Securities LLC fiscal year ended December 31, 2025
- Birch Lake Partners, LP fiscal year ended December 31, 2025
- Birkelbach & Co. fiscal year ended September 30, 2025
- BITOODA TECHNOLOGIES, LLC fiscal year ended December 31, 2025
- Bivo Financial LLC fiscal year ended December 31, 2025
- Black Edge Securities, LLC fiscal year ended December 31, 2025
- Black Oak Securities, Inc. fiscal year ended June 30, 2025
- BlackArch Securities LLC fiscal year ended December 31, 2025
- BlackRock Execution Services fiscal year ended December 31, 2025
- BlackRock Investments, LLC fiscal year ended December 31, 2025
- Blackstone Securities Partners L.P. fiscal year ended December 31, 2025
- Blakeslee & Blakeslee, Inc. fiscal year ended December 31, 2025
- Blaylock Van, LLC fiscal year ended December 31, 2025
- Bley Investment Group, Inc. fiscal year ended December 31, 2025
- Blink Securities, LLC fiscal year ended December 31, 2025
- BLOOM SECURITIES, LLC fiscal year ended December 31, 2025
- Bloomberg Tradebook Canada Company fiscal year ended December 31, 2025
- Bloomberg Tradebook LLC fiscal year ended December 31, 2025
- Blue Diamond Securities of America LLC fiscal year ended December 31, 2025
- Blue Ocean ATS, LLC fiscal year ended December 31, 2025
- Blue Owl Securities LLC fiscal year ended December 31, 2025
- BLUE QUARTZ INVESTMENTS LLC fiscal year ended December 31, 2025
- Blue Sand Securities, LLC fiscal year ended March 31, 2025
- Blue Vista Capital, LLC fiscal year ended December 31, 2025
- BLUEFIN CAPITAL MANAGEMENT, LLC fiscal year ended December 31, 2025
- BlueFin Research Partners, Inc. fiscal year ended December 31, 2025
- BluePath Capital LLC fiscal year ended December 31, 2025
- Bluerock Capital Markets, LLC fiscal year ended December 31, 2025
- BlueStone Growth Partners LLC fiscal year ended December 31, 2025
- BMI Capital International LLC fiscal year ended June 30, 2025
- BML Securities, LLC fiscal year ended December 31, 2025
- BMO CAPITAL MARKETS CORP. fiscal year ended December 31, 2025
- BMO Nesbitt Burns Securities Ltd. fiscal year ended October 31, 2025
- BMS CAPITAL ADVISORY, INC. fiscal year ended December 31, 2025
- BNP Paribas Securities Corp. fiscal year ended December 31, 2025
- BNY Mellon Capital Markets, LLC fiscal year ended December 31, 2025
- BNY MELLON SECURITIES CORPORATION fiscal year ended December 31, 2025
- BofA Securities Europe SA fiscal year ended December 31, 2025
- BofA Securities Prime, Inc. fiscal year ended December 31, 2025
- BofA Securities, Inc. and Subsidiaries fiscal year ended December 31, 2025
- BOK Financial Securities, Inc. fiscal year ended December 31, 2025
- Bolton Global Capital, Inc. fiscal year ended December 31, 2025
- Bolton Securities Corporation fiscal year ended December 31, 2025
- Bonds.com, LLC fiscal year ended December 31, 2025
- BONDXN TECHNOLOGIES LLC fiscal year ended December 31, 2025
- BOOMERANG CAPITAL LLC fiscal year ended December 31, 2025
- Boreal Capital Securities, LLC fiscal year ended December 31, 2025
- Bosonic Securities, LLC fiscal year ended December 31, 2025
- Boston Partners Securities, L.L.C. fiscal year ended December 31, 2025
- Boursa Investments, Inc. fiscal year ended December 31, 2025
- Boustead Securities, LLC fiscal year ended December 31, 2025
- Bowen, Inc. fiscal year ended December 31, 2025
- BOWNE PARK CAPITAL, INC. fiscal year ended December 31, 2025
- BP SECURITIES, LLC fiscal year ended December 31, 2025
- Bradesco Investments Inc. fiscal year ended December 31, 2025
- BRADESCO SECURITIES, INC. fiscal year ended December 31, 2025
- Bradley Woods & Co. Ltd. fiscal year ended February 28, 2026
- BRANT STREET CAPITAL INC. fiscal year ended December 31, 2025
- Brasil Plural Securities, LLC fiscal year ended March 31, 2026
- Brattle Advisors LLC fiscal year ended December 31, 2025
- Breakwater Group Distribution Services, LLC fiscal year ended December 31, 2025
- Brean Capital, LLC and Subsidiaries fiscal year ended December 31, 2025
- BREN VENTURES LLC fiscal year ended December 31, 2025
- BRENDAN E. CRYAN & COMPANY, LLC fiscal year ended December 31, 2025
- BREVAN HOWARD US LLC fiscal year ended December 31, 2025
- Brex Treasury LLC fiscal year ended January 31, 2026
- BRIDGE ALTERNATIVES SECURITIES, LLC fiscal year ended December 31, 2025
- Bridge Street Securities, LLC fiscal year ended December 31, 2025
- Bridgewater James Limited, LLC fiscal year ended December 31, 2025
- Bridgeway Securities Corp fiscal year ended June 30, 2026
- Bridgewood Advisors, Inc. fiscal year ended December 31, 2025
- Bright Trading, LLC fiscal year ended December 31, 2025
- BrightChoice Financial, LLC (d/b/a TSG Capital Advisors) fiscal year ended October 31, 2025
- Brighthouse Securities, LLC fiscal year ended December 31, 2025
- Brighton Securities Corp. fiscal year ended December 31, 2025
- BrightTower Securities, LLC fiscal year ended June 30, 2025
- Brinker Capital Securities, LLC fiscal year ended December 31, 2025
- Britehorn Securities, LLC fiscal year ended December 31, 2025
- Broad Street Capital Markets, LLC fiscal year ended June 30, 2025
- BROADHAVEN SECURITIES, LLC fiscal year ended December 31, 2025
- BroadOak Partners, LLC fiscal year ended December 31, 2025
- Broadridge Business Process Outsourcing, LLC fiscal year ended June 30, 2026
- Brock Securities LLC fiscal year ended December 31, 2025
- BrokerTec Americas LLC fiscal year ended December 31, 2025
- Brookfield Private Advisors LLC fiscal year ended December 31, 2025
- Brookfield Private Wealth LLC fiscal year ended December 31, 2025
- Brookfield Securities LLC fiscal year ended December 31, 2025
- Brooklands Capital Strategies BD, LP fiscal year ended December 31, 2025
- Brooklight Place Securities, Inc. fiscal year ended December 31, 2025
- Brookwood Associates, L.L.C. fiscal year ended December 31, 2025
- Brookwood Securities Partners, LLC fiscal year ended December 31, 2025
- Brown & Brown Securities, Inc. fiscal year ended December 31, 2025
- Brown Associates, Inc. fiscal year ended July 31, 2025
- Brown Brothers Harriman Investments, LLC fiscal year ended December 31, 2025
- Brown, Gibbons, Lang & Company Securities, LLC fiscal year ended December 31, 2025
- Brown, Lisle/Cummings, Inc. fiscal year ended December 31, 2025
- BROWNSTONE INVESTMENT GROUP, LLC fiscal year ended December 31, 2025
- Bruce A. Lefavi Securities, Inc. fiscal year ended December 31, 2025
- Bruce Markets LLC fiscal year ended December 31, 2025
- Bryant Park Capital Securities, Inc. fiscal year ended December 31, 2025
- BSG SECURITIES, LLC fiscal year ended December 31, 2025
- BTCO Securities, LLC fiscal year ended December 31, 2025
- BTG Pactual US Capital, LLC fiscal year ended December 31, 2025
- BTIG, LLC fiscal year ended December 31, 2025
- BTS Securities Corporation fiscal year ended July 31, 2025
- BUCKLER Securities LLC fiscal year ended December 31, 2025
- Buckman, Buckman & Reid, Inc. fiscal year ended December 31, 2025
- Buckram Securities Ltd. fiscal year ended December 31, 2025
- BUELL SECURITIES CORP. fiscal year ended May 31, 2026
- Builder Advisor Group, LLC fiscal year ended March 31, 2026
- Bull Market Securities, Inc. fiscal year ended December 31, 2025
- Bullish Bob Bagley Securities, Inc. fiscal year ended September 30, 2025
- BULLTICK, LLC fiscal year ended December 31, 2025
- Bundy Group Securities, LLC fiscal year ended December 31, 2025
- Burch & Company, Inc. fiscal year ended December 31, 2025
- Burnham & Flower Financial, Inc. fiscal year ended December 31, 2025
- Butler Capital Partners fiscal year ended December 31, 2025
- Buttonwood Partners, Inc. fiscal year ended September 30, 2025
- BV Securities, LLC fiscal year ended March 31, 2026
C
- C&C TRADING, L.L.C. fiscal year ended December 31, 2025
- C.L. KING & ASSOCIATES, INC. fiscal year ended December 31, 2025
- C.R. Lloyd Investment Services, LLC fiscal year ended December 31, 2025
- Cabin Securities, Inc. fiscal year ended December 31, 2025
- Cabot Lodge Securities, LLC fiscal year ended December 31, 2025
- Cabrera Capital Markets, LLC fiscal year ended December 31, 2025
- Cache Securities, LLC fiscal year ended December 31, 2025
- Cadia Capital Advisors, LLC (DBA Rubicon Capital Advisors) fiscal year ended December 31, 2025
- CADZ SECURITIES INC fiscal year ended December 31, 2025
- CAIS Capital, LLC fiscal year ended December 31, 2025
- Calamar Financial Group, LLC fiscal year ended March 31, 2026
- Calamos Financial Services LLC fiscal year ended December 31, 2025
- Caldwell Sutter Capital, Inc. fiscal year ended September 30, 2025
- Calton & Associates, Inc. fiscal year ended September 30, 2025
- CAMBRIDGE INTERNATIONAL PARTNERS LLC fiscal year ended December 31, 2025
- Cambridge Investment Research, Inc. fiscal year ended December 31, 2025
- CAMDEN FINANCIAL SERVICES fiscal year ended December 31, 2025
- Campbell Financial Services, LLC fiscal year ended December 31, 2025
- Campbell Lutyens & Co. Inc. fiscal year ended April 30, 2026
- Canaccord Genuity LLC fiscal year ended March 31, 2026
- Canaccord Genuity Wealth Management (USA) Inc. fiscal year ended March 31, 2026
- CanAm Investor Services, LLC fiscal year ended December 31, 2025
- Candeal Securities LLC fiscal year ended October 31, 2025
- CANDLEWOOD SECURITIES, LLC fiscal year ended December 31, 2025
- CANGURU CAPITAL ADVISORS fiscal year ended December 31, 2025
- Cannon Securities, Inc. fiscal year ended December 31, 2025
- Cantor Fitzgerald & Co. fiscal year ended December 31, 2025
- CapAcuity Securities, Inc. fiscal year ended December 31, 2025
- CAPCONNECT+ EMARKETS, LLC fiscal year ended September 30, 2025
- Cape Securities, Inc. fiscal year ended September 30, 2025
- CapFinancial Securities, LLC fiscal year ended December 31, 2025
- CAPITAL & ESTATE MANAGEMENT, INC. fiscal year ended December 31, 2025
- CAPITAL BROKERAGE CORPORATION fiscal year ended December 31, 2025
- Capital City Securities, LLC fiscal year ended December 31, 2025
- Capital Client Group, Inc. fiscal year ended June 30, 2026
- Capital Connect, LLC fiscal year ended December 31, 2025
- CAPITAL DYNAMICS BROKER DEALER LLC fiscal year ended December 31, 2025
- Capital Hill Group, Inc. fiscal year ended December 31, 2025
- Capital Institutional Services, Inc. fiscal year ended December 31, 2025
- Capital Investment Brokerage, Inc. fiscal year ended December 31, 2025
- Capital Investment Group, Inc. fiscal year ended December 31, 2025
- Capital Management of the Carolinas, LLC fiscal year ended December 31, 2025
- Capital Management Partners, Inc. fiscal year ended December 31, 2025
- Capital Management Securities, Inc. fiscal year ended December 31, 2025
- Capital One Securities, Inc. fiscal year ended December 31, 2025
- Capital Portfolio Management, Inc. fiscal year ended March 31, 2026
- Capital Research Brokerage Services, LLC fiscal year ended December 31, 2025
- Capital Synergy Partners, Inc. fiscal year ended September 30, 2025
- CAPITALA SECURITIES, LLC fiscal year ended December 31, 2025
- Capitol Securities Management, Inc. fiscal year ended December 31, 2025
- Capitolis Liquid Global Markets LLC fiscal year ended January 31, 2026
- CAPLIGHT MARKETS LLC fiscal year ended December 31, 2025
- CapLink Securities Inc fiscal year ended December 31, 2025
- Capstone Capital Markets LLC fiscal year ended December 31, 2025
- CaptiveX Securities LLC fiscal year ended December 31, 2025
- Capulent, LLC fiscal year ended March 31, 2026
- CARBON REDUCTION CAPITAL, LLC (D/B/A CRC-IB) fiscal year ended January 31, 2026
- Carillon Fund Distributors, Inc. fiscal year ended September 30, 2025
- Carl M. Hennig, Inc. fiscal year ended September 30, 2025
- Carl Marks Securities LLC fiscal year ended December 31, 2025
- Carleton McKenna Advisors, LLC fiscal year ended December 31, 2025
- Carnes Capital Corporation fiscal year ended March 31, 2026
- Carofin, LLC fiscal year ended December 31, 2025
- Carolina Financial Securities, LLC fiscal year ended December 31, 2025
- CARSON GROUP BROKERAGE, LLC fiscal year ended December 31, 2025
- Carter, Terry & Company, Inc. fiscal year ended December 31, 2025
- Carty, Harding & Hearn, Inc. fiscal year ended December 31, 2025
- Carver Edison Capital, LLC fiscal year ended September 30, 2025
- CARY STREET PARTNERS LLC fiscal year ended December 31, 2025
- Cascade Investment Group, Inc. fiscal year ended December 31, 2025
- Cascade Partners, BD, LLC fiscal year ended December 31, 2025
- Cascadia Capital, LLC fiscal year ended December 31, 2025
- Casey Securities, LLC fiscal year ended December 31, 2025
- Casgrain & Company (USA) Limited fiscal year ended September 30, 2025
- CASH APP INVESTING LLC fiscal year ended December 31, 2025
- Cassel Salpeter & Co., LLC fiscal year ended December 31, 2025
- Castle Hill Capital Partners, Inc. fiscal year ended December 31, 2025
- Castle Placement, LLC fiscal year ended December 31, 2025
- CastleOak Securities, L.P. fiscal year ended December 31, 2025
- CATHAY SECURITIES, INC. fiscal year ended December 31, 2025
- Causeway Securities LLC fiscal year ended September 30, 2025
- Cavanal Hill Distributors, Inc. fiscal year ended December 31, 2025
- CAVU Securities LLC fiscal year ended March 31, 2026
- Caymus Securities, LLC fiscal year ended December 31, 2025
- CBC Securities, Inc. fiscal year ended December 31, 2025
- CBIZ Financial Solutions, Inc. fiscal year ended December 31, 2025
- Cboe Fixed Income Markets, LLC fiscal year ended December 31, 2025
- Cboe Trading, Inc. fiscal year ended December 31, 2025
- CBRE Capital Advisors, Inc. fiscal year ended December 31, 2025
- CC SECURITIES, LLC fiscal year ended December 31, 2025
- CCA CAPITAL LLC fiscal year ended December 31, 2025
- CCM SECURITIES, LLC fiscal year ended December 31, 2025
- CCO Capital, LLC fiscal year ended December 31, 2025
- CCS Transactions, LLC fiscal year ended December 31, 2025
- CEA Atlantic Advisors, LLC fiscal year ended December 31, 2025
- Cedar Point Capital, LLC fiscal year ended December 31, 2025
- Ceiba Financial, LLC fiscal year ended June 30, 2026
- CELADON FINANCIAL GROUP, LLC fiscal year ended December 31, 2025
- CENTAURUS FINANCIAL, INC. fiscal year ended April 30, 2026
- Centennial Securities Company, Inc. fiscal year ended December 31, 2025
- Centerboard Securities, LLC fiscal year ended December 31, 2025
- CenterPoint M&A Advisors, Inc. fiscal year ended December 31, 2025
- Centerview Partners LLC fiscal year ended December 31, 2025
- Central States Capital Markets, LLC fiscal year ended December 31, 2025
- Ceres Securities LLC fiscal year ended December 31, 2025
- Ceros Financial Services, Inc. fiscal year ended December 31, 2025
- Cetera Advisors LLC fiscal year ended December 31, 2025
- CETERA FINANCIAL SPECIALISTS LLC fiscal year ended December 31, 2025
- CETERA INVESTMENT SERVICES LLC fiscal year ended December 31, 2025
- Cetera Wealth Services LLC fiscal year ended December 31, 2025
- Cevidica Securities Group, LLC fiscal year ended December 31, 2025
- CF Secured, LLC fiscal year ended December 31, 2025
- CFD INVESTMENTS, INC. fiscal year ended December 31, 2025
- CFS SECURITIES, INC. fiscal year ended September 30, 2025
- CG Compass (USA) LLC fiscal year ended December 31, 2025
- CGA SECURITIES LLC fiscal year ended December 31, 2025
- CGIS Securities, LLC fiscal year ended December 31, 2025
- CGS International Securities USA, Inc. fiscal year ended December 31, 2025
- Chaffe Securities, Inc. fiscal year ended December 31, 2025
- Chaince Securities, LLC fiscal year ended March 31, 2026
- Champlain Advisors, LLC fiscal year ended December 31, 2025
- Chandler Distribution Services, LLC fiscal year ended December 31, 2025
- Chapin Davis, Inc. fiscal year ended December 31, 2025
- Chardan Capital Markets, LLC fiscal year ended December 31, 2025
- Charles River Brokerage, LLC fiscal year ended December 31, 2025
- CHARLES SCHWAB & CO., INC. fiscal year ended December 31, 2025
- Charles Towne Securities, LLC fiscal year ended September 30, 2025
- Chatham Financial Securities LLC fiscal year ended December 31, 2025
- CHATSWORTH SECURITIES LLC fiscal year ended December 31, 2025
- Chauner Securities, Inc. fiscal year ended June 30, 2025
- CHELSEA MORGAN SECURITIES, INC. fiscal year ended December 31, 2025
- Cherry Tree & Associates, LLC fiscal year ended December 31, 2025
- CHESSIECAP SECURITIES, INC. fiscal year ended December 31, 2025
- Chestnut Partners, Inc. fiscal year ended December 31, 2025
- Chicago Analytic Trading Company, LLC DBA Little River Capital, LLC fiscal year ended December 31, 2025
- Chickasaw Securities, LLC fiscal year ended December 31, 2025
- CHIMERA SECURITIES, LLC fiscal year ended December 31, 2025
- China Renaissance Securities (US) Inc. fiscal year ended December 31, 2025
- CHIRON SECURITIES LLC fiscal year ended December 31, 2025
- CHURCHILL CAPITAL USA, INC. fiscal year ended December 31, 2025
- Churchill Financial, LLC fiscal year ended December 31, 2025
- Churchill Stateside Securities, LLC fiscal year ended December 31, 2025
- CIBC World Markets Corp. fiscal year ended October 31, 2025
- Cibest Capital Securities LLC fiscal year ended December 31, 2025
- CIC Market Solutions, Inc. fiscal year ended December 31, 2025
- CICC US SECURITIES, INC. AND SUBSIDIARY fiscal year ended December 31, 2025
- CIG Securities, Inc. fiscal year ended December 31, 2025
- Cigna Benefits Financing, Inc. fiscal year ended December 31, 2025
- CIM SECURITIES, LLC fiscal year ended December 31, 2025
- CIMAS, LLC fiscal year ended December 31, 2025
- CINCaP Investment Group, LLC fiscal year ended December 31, 2025
- CION Securities, LLC fiscal year ended December 31, 2025
- Citadel Clearing LLC fiscal year ended December 31, 2025
- Citadel Securities Institutional LLC fiscal year ended December 31, 2025
- Citadel Securities LLC fiscal year ended December 31, 2025
- Citadel Securities Swap Dealer LLC fiscal year ended December 31, 2025
- Citco Securities Inc. fiscal year ended December 31, 2025
- Citi Private Alternatives, LLC fiscal year ended December 31, 2025
- CITIC Securities International USA, LLC fiscal year ended December 31, 2025
- CITICORP SECURITIES SERVICES, INC. fiscal year ended December 31, 2025
- Citigroup Global Markets Europe AG fiscal year ended December 31, 2025
- Citigroup Global Markets Inc. and Subsidiaries fiscal year ended December 31, 2025
- Citigroup Global Markets Limited fiscal year ended December 31, 2025
- CITIZENS JMP SECURITIES, LLC fiscal year ended December 31, 2025
- Citizens Securities, Inc. fiscal year ended December 31, 2025
- CITY CAPITAL ADVISORS, LLC fiscal year ended December 31, 2025
- CITY NATIONAL SECURITIES, INC. fiscal year ended October 31, 2025
- CJS Securities, Inc. fiscal year ended December 31, 2025
- Clarendon Insurance Agency, Inc. fiscal year ended December 31, 2025
- Clarion Partners Securities, LLC fiscal year ended September 30, 2025
- Clarksons Securities, Inc. fiscal year ended December 31, 2025
- CLASS VI SECURITIES, LLC fiscal year ended December 31, 2025
- Clayton, Williams & Sherwood Investments, Inc. fiscal year ended December 31, 2025
- CleanBridge Securities, LLC fiscal year ended December 31, 2025
- CleanSource Securities, LLC fiscal year ended December 31, 2025
- Clear Street Derivatives LLC fiscal year ended December 31, 2025
- Clear Street LLC fiscal year ended December 31, 2025
- CLEARCREEK SECURITIES, LLC fiscal year ended December 31, 2025
- ClearingBid Markets, Inc. fiscal year ended December 31, 2025
- CLEARLIST LLC fiscal year ended December 31, 2025
- CLEARLIST SECURITIES LLC fiscal year ended December 31, 2025
- CLEARPOOL EXECUTION SERVICES, LLC fiscal year ended December 31, 2025
- Clearview Trading Advisors, Inc. fiscal year ended June 30, 2025
- Click IPO Securities, LLC dba Click Capital Markets fiscal year ended December 31, 2025
- CliftonLarsonAllen Wealth Advisors, LLC fiscal year ended December 31, 2025
- CLSA Americas, LLC fiscal year ended December 31, 2025
- CMD Global Partners, LLC fiscal year ended June 30, 2025
- CMG Securities, LLC fiscal year ended December 31, 2025
- CNL Securities Corp. fiscal year ended December 31, 2025
- CNR SECURITIES LLC fiscal year ended October 31, 2025
- Coady Diemar Partners, LLC fiscal year ended December 31, 2025
- COBALT CAPITAL, INC. fiscal year ended December 31, 2025
- COBRA TRADING, INC. fiscal year ended December 31, 2025
- CODA Markets, Inc fiscal year ended December 31, 2025
- Cogent Associates, LLC fiscal year ended December 31, 2025
- Cognitive Capital, LLC fiscal year ended December 31, 2025
- Cohen & Company Securities, LLC fiscal year ended December 31, 2025
- Cohen & Steers Securities, LLC fiscal year ended December 31, 2025
- Coinbase Capital Markets Corporation fiscal year ended December 31, 2025
- CoinShares Capital LLC fiscal year ended December 31, 2025
- CoinZoom Securities, LLC fiscal year ended December 31, 2025
- COKER & PALMER, INC. fiscal year ended December 31, 2025
- Colchester Partners, LLC fiscal year ended December 31, 2025
- Coldstream Securities, Inc. fiscal year ended December 31, 2025
- Collage Venture Partners LLC fiscal year ended December 31, 2025
- Collectable Securities LLC fiscal year ended December 31, 2025
- Colliers Securities LLC fiscal year ended December 31, 2025
- Colonial Securities, Inc. fiscal year ended December 31, 2025
- COLONNADE ISLAND LLC fiscal year ended December 31, 2025
- COLONNADE SECURITIES LLC fiscal year ended June 30, 2025
- Colorado Financial Service Corporation fiscal year ended December 31, 2025
- Columbia Management Investment Distributors, Inc. fiscal year ended December 31, 2025
- Columbia West Capital, LLC fiscal year ended December 31, 2025
- Comerica Securities, Inc. fiscal year ended December 31, 2025
- Comhar Capital Markets, LLC fiscal year ended December 31, 2025
- COMMERCE BROKERAGE SERVICES, INC. fiscal year ended December 31, 2025
- Commerce One Financial, Inc. fiscal year ended December 31, 2025
- Commerce Securities Corporation fiscal year ended March 31, 2026
- Commerce Street Capital, LLC fiscal year ended December 31, 2025
- Commerz Markets LLC fiscal year ended December 31, 2025
- Commonfund Securities, Inc. fiscal year ended June 30, 2026
- COMMONGOOD SECURITIES, LLC fiscal year ended December 31, 2025
- Commonwealth Advisors, Inc. fiscal year ended December 31, 2025
- Commonwealth Australia Securities, LLC fiscal year ended June 30, 2026
- Commonwealth Financial Network, a Registered Service Mark of Commonwealth Equity Services, LLC fiscal year ended December 31, 2025
- Commonwealth Pharma Securities, LLC fiscal year ended December 31, 2025
- COMPAK SECURITIES, INC. fiscal year ended December 31, 2025
- Compass Point Research and Trading, LLC fiscal year ended December 31, 2025
- Composer Securities LLC fiscal year ended December 31, 2025
- COMSTOCK PARTNERS, LLC fiscal year ended December 31, 2025
- Concorde Investment Services, LLC fiscal year ended December 31, 2025
- Conduent Securities, LLC fiscal year ended December 31, 2025
- Confidential Management Financial Services, Inc. fiscal year ended June 30, 2026
- CONFIGURE PARTNERS SECURITIES, LLC fiscal year ended December 31, 2025
- CONNAUGHT (U.S.) LLC fiscal year ended December 31, 2025
- Conners & Co., Inc. fiscal year ended December 31, 2025
- Conning Investment Products, Inc. fiscal year ended December 31, 2025
- Consello Financial LLC fiscal year ended December 31, 2025
- Consensus Securities LLC fiscal year ended September 30, 2025
- CONSOLIDATED FINANCIAL INVESTMENTS, INC. fiscal year ended December 31, 2025
- Consolidated Trading LLC fiscal year ended December 31, 2025
- Constellation P2P, LLC fiscal year ended December 31, 2025
- Cook Pine Securities LLC fiscal year ended December 31, 2025
- Cooperative Securities LLC fiscal year ended May 31, 2026
- Coordinated Capital Securities, Inc. fiscal year ended March 31, 2026
- Copper Financial Network, LLC fiscal year ended December 31, 2025
- CORE FINANCIAL LLC fiscal year ended December 31, 2025
- Corebridge Capital Services, Inc. fiscal year ended December 31, 2025
- CoreCap Investments, LLC fiscal year ended December 31, 2025
- Corinthian Partners, LLC fiscal year ended December 31, 2025
- Cormark Securities (USA) Limited fiscal year ended March 31, 2026
- Cornerstone Financial Services, Inc. fiscal year ended December 31, 2025
- Coronado Investments, LLC fiscal year ended December 31, 2025
- Corporate Finance Securities, Inc. fiscal year ended December 31, 2025
- Corporate Fuel Securities LLC fiscal year ended December 31, 2025
- Corporate Investments Group, Inc. fiscal year ended December 31, 2025
- Corporate Partners & Co. LLC fiscal year ended December 31, 2025
- Correll Co. Investment Services Corp. fiscal year ended December 31, 2025
- Corsair Advisors LLC fiscal year ended December 31, 2025
- COUNTRY Capital Management Company fiscal year ended December 31, 2025
- Courtlandt Securities Corporation fiscal year ended December 31, 2025
- COVA Capital Partners, LLC fiscal year ended December 31, 2025
- Coventry Securities, LLC fiscal year ended November 30, 2025
- CoView Capital, Inc. fiscal year ended December 31, 2025
- Covington Associates LLC fiscal year ended December 31, 2025
- CP Client Solutions LLC fiscal year ended December 31, 2025
- CP INVESTMENTS LLC fiscal year ended December 31, 2025
- CPS Financial & Insurance Services, Inc. fiscal year ended March 31, 2026
- Craft Capital Management LLC fiscal year ended December 31, 2025
- Craig-Hallum Capital Group LLC fiscal year ended December 31, 2025
- CRB Securities, LLC fiscal year ended December 31, 2025
- Creatis Capital LLC fiscal year ended December 31, 2025
- CreativeOne Securities, LLC fiscal year ended December 31, 2025
- Credicorp Capital, LLC fiscal year ended December 31, 2025
- CREEKSTONE CAPITAL LLC fiscal year ended September 30, 2025
- Cresap, Inc. fiscal year ended December 31, 2025
- Crescendo Markets LLC fiscal year ended December 31, 2025
- Crescent Securities Group, Inc. fiscal year ended September 30, 2025
- Cresta Westhall LLP fiscal year ended June 30, 2025
- Crestwave Capital Partners LLC fiscal year ended June 30, 2026
- CREWS & ASSOCIATES, INC. fiscal year ended December 31, 2025
- CRI M&A Advisors, LLC fiscal year ended December 31, 2025
- CriticalPoint Partners, LLC fiscal year ended December 31, 2025
- CRITO CAPITAL LLC fiscal year ended March 31, 2026
- Croft & Bender LP fiscal year ended December 31, 2025
- Cross Point Capital, LLC fiscal year ended December 31, 2025
- Crossmark Distributors, Inc. fiscal year ended March 31, 2026
- Crosstree Capital Securities, LLC fiscal year ended December 31, 2025
- Crow Holdings Securities, L.L.C. fiscal year ended December 31, 2025
- CrowdStreet Capital LLC fiscal year ended December 31, 2025
- Crowdvest Securities LLC fiscal year ended December 31, 2025
- Crush Securities, LLC fiscal year ended December 31, 2025
- Crutchfield Securities, L.L.C. fiscal year ended December 31, 2025
- Crédit Agricole Securities (USA) Inc. fiscal year ended December 31, 2025
- CS Enhanced Lending LLC fiscal year ended December 31, 2025
- CSCA Capital Advisors, LLC fiscal year ended December 31, 2025
- CTC, LLC fiscal year ended December 31, 2025
- CTL Securities, LLC fiscal year ended December 31, 2025
- CU Investment Solutions LLC fiscal year ended September 30, 2025
- CUATRO CAPITAL SECURITIES LLC fiscal year ended December 31, 2025
- Cue Capital Limited Partnership fiscal year ended December 31, 2025
- Cultivate Capital Group, LLC fiscal year ended June 30, 2025
- Cumberland Securities LLC fiscal year ended December 31, 2025
- CUNA Brokerage Services, Inc. fiscal year ended December 31, 2025
- Current Capital Securities LLC fiscal year ended December 31, 2025
- Curtis Point Capital fiscal year ended September 30, 2025
- Curvature Securities, LLC fiscal year ended December 31, 2025
- CV Securities LLC fiscal year ended December 31, 2025
- CVC Funding, LLC fiscal year ended December 31, 2025
- CW SECURITIES, LLC fiscal year ended December 31, 2025
- Cypress Partners LLC fiscal year ended March 31, 2026
D
- D&D Securities, Inc. fiscal year ended December 31, 2025
- D-MERC SERVICES LLC fiscal year ended December 31, 2025
- D. Boral Capital, LLC fiscal year ended December 31, 2025
- D. E. Shaw Securities, L.L.C. fiscal year ended December 31, 2025
- D. H. HILL SECURITIES, LLLP fiscal year ended December 31, 2025
- D.A. Davidson & Co. fiscal year ended September 30, 2025
- D.B. McKenna & Co., Inc. fiscal year ended December 31, 2025
- D.M. Kelly & Company fiscal year ended December 31, 2025
- DABBAH SECURITIES CORP. fiscal year ended December 31, 2025
- DAI Securities, LLC fiscal year ended December 31, 2025
- Daiwa Capital Markets America Inc. fiscal year ended March 31, 2026
- DAIWA CORPORATE ADVISORY LLC fiscal year ended March 31, 2026
- DALMORE GROUP, LLC fiscal year ended December 31, 2025
- DAM Capital (USA), Inc. fiscal year ended March 31, 2026
- Danske Markets Inc. fiscal year ended December 31, 2025
- Darwood Associates Inc. fiscal year ended December 31, 2025
- Dash Financial Technologies LLC fiscal year ended December 31, 2025
- Dash Prime LLC fiscal year ended December 31, 2025
- DASTA Financial, LLC fiscal year ended December 31, 2025
- Davenport & Company LLC and Subsidiary fiscal year ended December 31, 2025
- David Lerner Associates, Inc. fiscal year ended December 31, 2025
- DAVINCI CAPITAL MANAGEMENT, INC. fiscal year ended December 31, 2025
- Davis Distributors, LLC fiscal year ended December 31, 2025
- Davis Securities LLC fiscal year ended December 31, 2025
- Davy Securities Unlimited Company fiscal year ended December 31, 2025
- DAWSON JAMES SECURITIES, INC. fiscal year ended December 31, 2025
- DAYBRIGHT SECURITIES, LLC fiscal year ended December 31, 2025
- DBS VICKERS SECURITIES (USA) INC. fiscal year ended December 31, 2025
- DCCA SECURITIES, LLC dba DINAN CAPITAL ADVISORS fiscal year ended December 31, 2025
- DCF, LLC fiscal year ended December 31, 2025
- DCM Brokers, LLC fiscal year ended December 31, 2025
- DCMB Securities, LLC fiscal year ended June 30, 2025
- Dealerweb LLC fiscal year ended December 31, 2025
- DEALMAKER SECURITIES, LLC fiscal year ended March 31, 2026
- Decheque Securities, LLC fiscal year ended December 31, 2025
- DEER ISLE CAPITAL, LLC fiscal year ended December 31, 2025
- Delaware Distributors, L.P. fiscal year ended March 31, 2026
- Deloitte Corporate Finance LLC fiscal year ended May 31, 2026
- Delphos MMJ, LP fiscal year ended December 31, 2025
- DelphX Services Corp. fiscal year ended December 31, 2025
- DEMATTEO RESEARCH LLC fiscal year ended December 31, 2025
- Demeter Advisory Group, LLC fiscal year ended December 31, 2025
- Denning & Company LLC fiscal year ended December 31, 2025
- Desjardins Securities International Inc. fiscal year ended December 31, 2025
- Destra Capital Investments LLC fiscal year ended December 31, 2025
- DEUTSCHE BANK SECURITIES INC. fiscal year ended December 31, 2025
- DEVELOPMENT CORPORATION FOR ISRAEL fiscal year ended December 31, 2025
- Devon Park Securities, LLC fiscal year ended December 31, 2025
- DFA Securities LLC fiscal year ended December 31, 2025
- DFPG INVESTMENTS, LLC fiscal year ended December 31, 2025
- Digital Brokerage Services LLC fiscal year ended December 31, 2025
- Digital Capital Markets, LLC fiscal year ended June 30, 2025
- DIGITAL OFFERING LLC fiscal year ended December 31, 2025
- Dinari Securities, LLC fiscal year ended December 31, 2025
- Dinosaur Financial Group, LLC fiscal year ended December 31, 2025
- Direct Realty Securities, Inc. fiscal year ended December 31, 2025
- Directed Services LLC fiscal year ended December 31, 2025
- DirectTrade Securities, LLC fiscal year ended September 30, 2025
- Disruptive Securities, LLC fiscal year ended September 30, 2025
- Distribution Services, LLC fiscal year ended December 31, 2025
- Diversified Resources, LLC fiscal year ended December 31, 2025
- DLCC Prime, LLC fiscal year ended December 31, 2025
- DMG Securities, Inc. fiscal year ended December 31, 2025
- DMK ADVISOR GROUP, INC. fiscal year ended March 31, 2026
- DNA Securities, LLC fiscal year ended December 31, 2025
- DNB Carnegie, Inc. fiscal year ended December 31, 2025
- DOEREN MAYHEW CAPITAL ADVISORS, LLC fiscal year ended September 30, 2025
- DOFT & CO., INC. fiscal year ended June 30, 2026
- Dominari Securities LLC fiscal year ended December 31, 2025
- Dominion Partners, L.C. fiscal year ended December 31, 2025
- Donnelly Penman & Partners, Inc. fiscal year ended March 31, 2026
- Doo Financial US, Inc. fiscal year ended December 31, 2025
- Dorn & Co., Inc. fiscal year ended December 31, 2025
- Dorset Peak Securities LLC fiscal year ended December 31, 2025
- DOUGALL & ASSOCIATES, INC. fiscal year ended December 31, 2025
- Dowling & Partners Securities, LLC fiscal year ended December 31, 2025
- Dragonfly Capital Partners, LLC fiscal year ended December 31, 2025
- Drake Star Securities LLC fiscal year ended December 31, 2025
- Dream Street Securities, LLC fiscal year ended March 31, 2026
- Dresner Investment Services, Inc. fiscal year ended December 31, 2025
- Drexel Hamilton, LLC fiscal year ended December 31, 2025
- DRIVEWEALTH, LLC fiscal year ended December 31, 2025
- DRW Execution Services, LLC fiscal year ended December 31, 2025
- DSIL Investment Services LLC fiscal year ended December 31, 2025
- Ducera Securities LLC fiscal year ended December 31, 2025
- DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. fiscal year ended December 31, 2025
- Dunn Rush & Co. LLC fiscal year ended December 31, 2025
- DUNN Securities, LLC fiscal year ended December 31, 2025
- DUPREE & COMPANY, INC. fiscal year ended December 31, 2025
- DV Equities, LLC fiscal year ended December 31, 2025
- DV Securities, LLC fiscal year ended December 31, 2025
- DWM FINANCE LLC fiscal year ended December 31, 2025
- DWS Distributors, Inc. fiscal year ended December 31, 2025
- Dynamex Trading, LLC fiscal year ended September 30, 2025
- Dynasty Securities, LLC fiscal year ended December 31, 2025
- DZ Financial Markets LLC fiscal year ended December 31, 2025
E
- E. Barnes & Company dba: Pacific Investment Securities Corporation fiscal year ended March 31, 2026
- E. E. POWELL & COMPANY, INC. fiscal year ended December 31, 2025
- E.F. Hutton & Co., LLC fiscal year ended December 31, 2025
- EAGLE POINT SECURITIES LLC fiscal year ended December 31, 2025
- EarlyBirdCapital, Inc. fiscal year ended January 31, 2026
- East West Markets, LLC fiscal year ended December 31, 2025
- East Wind Securities, LLC fiscal year ended December 31, 2025
- Eastdil Secured Advisors LLC fiscal year ended December 31, 2025
- Easterly Securities LLC fiscal year ended December 31, 2025
- Eastgate Securities, LLC fiscal year ended December 31, 2025
- Eaton Vance Distributors, Inc. fiscal year ended December 31, 2025
- EBH Securities, Inc. fiscal year ended December 31, 2025
- ECHELON CAPITAL fiscal year ended December 31, 2025
- Eddid Securities USA Inc. fiscal year ended December 31, 2025
- Eden Global Capital Partners LLC fiscal year ended December 31, 2025
- EDG Capital LLC fiscal year ended December 31, 2025
- EDGELINE CAPITAL, LLC fiscal year ended December 31, 2025
- Edgemont Capital Partners, L.P. fiscal year ended June 30, 2025
- EdgePoint Capital Advisors, LLC fiscal year ended December 31, 2025
- Edgewater Capital, LLC fiscal year ended December 31, 2025
- Edward D. Jones & Co., L.P. fiscal year ended December 31, 2025
- Edward Wolfe LLC fiscal year ended December 31, 2025
- EFCG Transaction Services LLC fiscal year ended December 31, 2025
- EFG Capital International Corp. fiscal year ended December 31, 2025
- Egwele Securities LLC fiscal year ended December 31, 2025
- EIG Global Energy Partners Capital Markets, LLC fiscal year ended December 31, 2025
- Elara Securities, Inc. fiscal year ended March 31, 2026
- Elequin Securities LLC fiscal year ended December 31, 2025
- Elevation, LLC fiscal year ended December 31, 2025
- Elm Capital USA Limited fiscal year ended December 31, 2025
- Elmcore Securities LLC fiscal year ended December 31, 2025
- Elseware Financial Services LLC fiscal year ended December 31, 2025
- EM SECURITIES LLC fiscal year ended December 31, 2025
- EMERSON EQUITY LLC fiscal year ended December 31, 2025
- Empire Asset Management Company LLC fiscal year ended December 31, 2025
- Empire Investment, Inc. fiscal year ended December 31, 2025
- Empire State Financial, Inc. fiscal year ended December 31, 2025
- Empirical Research Partners LLC fiscal year ended December 31, 2025
- Empower Financial Services, Inc. fiscal year ended December 31, 2025
- Enclave Capital, LLC fiscal year ended December 31, 2025
- Encompass More Investments, LLC fiscal year ended December 31, 2025
- Enerecap Partners, LLC fiscal year ended December 31, 2025
- EnergyNet.com, LLC fiscal year ended December 31, 2025
- England Securities, LLC fiscal year ended December 31, 2025
- Entegra Securities LLC fiscal year ended March 31, 2026
- Enterprise Equities, Inc. fiscal year ended December 31, 2025
- ENTORO SECURITIES, LLC fiscal year ended September 30, 2025
- Enverra Capital LLC fiscal year ended December 31, 2025
- ENVESTNET SECURITIES, INC. fiscal year ended December 31, 2025
- Envoy Securities LLC fiscal year ended December 31, 2025
- EP Securities, LLC fiscal year ended December 31, 2025
- Epic Capital Securities Corp. fiscal year ended December 31, 2025
- EQT Partners BD, LLC fiscal year ended December 31, 2025
- Equapath Capital, LLC fiscal year ended December 31, 2025
- Equifinancial, LLC fiscal year ended December 31, 2025
- EQUILEND LLC fiscal year ended December 31, 2025
- Equilibrium Capital Services, LLC fiscal year ended December 31, 2025
- Equitable Advisors, LLC fiscal year ended December 31, 2025
- Equitable Distributors, LLC fiscal year ended December 31, 2025
- Equity Services, Inc. fiscal year ended December 31, 2025
- EQUITYBEE SECURITIES, LLC fiscal year ended December 31, 2025
- EquityZen Securities LLC fiscal year ended December 31, 2025
- Equus Financial Consulting, LLC fiscal year ended December 31, 2025
- ERG Securities (US) LLC fiscal year ended December 31, 2025
- Ernst & Young Capital Advisors, LLC fiscal year ended June 30, 2025
- ERNST CAPITAL SECURITIES, LLC fiscal year ended December 31, 2025
- ERUDITE TRADING LLC fiscal year ended December 31, 2025
- ESL Investment Services, LLC fiscal year ended December 31, 2025
- Essex Securities LLC fiscal year ended December 31, 2025
- ETC Brokerage Services, LLC fiscal year ended December 31, 2025
- ETICO PARTNERS, LLC fiscal year ended March 31, 2026
- eToro USA Securities Inc. fiscal year ended December 31, 2025
- EULAV Securities LLC fiscal year ended April 30, 2026
- Eurekacap Partners Inc. fiscal year ended December 31, 2025
- Euro-American Equities, Inc. fiscal year ended March 31, 2026
- EuroConsult Capital LLC fiscal year ended December 31, 2025
- EUROLINK SECURITIES LLC fiscal year ended December 31, 2025
- Euronext Market Services, LLC fiscal year ended December 31, 2025
- EUROPEAN FAMILY OFFICE INSTITUTE LLC fiscal year ended December 31, 2025
- EuroScope Capital, LLC fiscal year ended December 31, 2025
- Evercore Group L.L.C. fiscal year ended December 31, 2025
- EVERGREEN ADVISORS CAPITAL, LLC fiscal year ended December 31, 2025
- Everlake Distributors, LLC fiscal year ended December 31, 2025
- EVOLUTION CAPITAL ADVISORS L.L.C. fiscal year ended December 31, 2025
- Excelsior Equities, LLC fiscal year ended September 30, 2025
- EXCHANGERIGHT SECURITIES, LLC fiscal year ended December 31, 2025
- Executive Services Securities, LLC fiscal year ended December 31, 2025
- Exemplar Capital, LLC fiscal year ended December 31, 2025
- Exos Securities LLC fiscal year ended November 30, 2025
- EY-PARTHENON BD INC. fiscal year ended July 3, 2026
- EZE CASTLE TRANSACTION SERVICES LLC fiscal year ended December 31, 2025
F
- Fairmount Partners LP fiscal year ended December 31, 2025
- Fairport Capital, Inc. fiscal year ended March 31, 2026
- Fairview Securities, Inc. fiscal year ended December 31, 2025
- Faithstone Securities, LLC fiscal year ended December 31, 2025
- Falcon Square Capital, LLC fiscal year ended December 31, 2025
- FALLBROOK CAPITAL SECURITIES CORP. fiscal year ended December 31, 2025
- Falls Bridge Securities, LLC fiscal year ended December 31, 2025
- FAP USA, L.P. fiscal year ended March 31, 2026
- Far Hills Group, LLC fiscal year ended December 31, 2025
- FARKAS CAPITAL LLC fiscal year ended December 31, 2025
- Farmers Financial Solutions, LLC fiscal year ended December 31, 2025
- Farvahar Capital LLC fiscal year ended December 31, 2025
- FAS CORP. fiscal year ended December 31, 2025
- Fast Execution Services, LLC fiscal year ended June 30, 2026
- FBL Marketing Services, LLC fiscal year ended December 31, 2025
- FBN SECURITIES, INC. fiscal year ended March 31, 2026
- FCA Advisors, Inc. fiscal year ended December 31, 2025
- FCA Capital Markets LLC fiscal year ended December 31, 2025
- FCF Securities & Derivatives LLC fiscal year ended December 31, 2025
- FDX CAPITAL LLC fiscal year ended December 31, 2025
- FE Capital Markets LLC fiscal year ended February 28, 2026
- Fearnley Securities, Inc. fiscal year ended December 31, 2025
- Federated Securities Corp. fiscal year ended December 31, 2025
- FEF Distributors, LLC fiscal year ended December 31, 2025
- Feldstein Financial Group, LLC fiscal year ended December 31, 2025
- Feltl and Company, Inc. fiscal year ended December 31, 2025
- FENCHURCH PARTNERS LP fiscal year ended March 31, 2026
- Fenimore Securities, Inc. fiscal year ended September 30, 2025
- Fenix Securities, LLC fiscal year ended December 31, 2025
- FENNEBRESQUE & CO., LLC fiscal year ended December 31, 2025
- Fennel Financials LLC fiscal year ended June 30, 2025
- Ferretti Group, Inc. fiscal year ended March 31, 2026
- FG Capital LC fiscal year ended December 31, 2025
- FGC Securities, LLC fiscal year ended December 31, 2025
- FHN FINANCIAL SECURITIES CORP. fiscal year ended December 31, 2025
- Fidelity & Guaranty Securities, LLC fiscal year ended December 31, 2025
- Fidelity Brokerage Services LLC fiscal year ended December 31, 2025
- FIDELITY DISTRIBUTORS COMPANY LLC fiscal year ended December 31, 2025
- Fidelity Prime Financing LLC fiscal year ended December 31, 2025
- Fidus Securities, LLC fiscal year ended December 31, 2025
- FidX Markets, LLC fiscal year ended December 31, 2025
- Fifth Third Securities, Inc. fiscal year ended December 31, 2025
- Fifth Wall Securities LP fiscal year ended December 31, 2025
- FIGURE SECURITIES, INC. fiscal year ended December 31, 2025
- FIMCO Securities Group, Inc. fiscal year ended December 31, 2025
- FIN2, LLC fiscal year ended December 31, 2025
- Finalis Securities LLC fiscal year ended December 31, 2025
- FINAMEX INTERNATIONAL, LLC fiscal year ended December 31, 2025
- Finance of America Securities LLC fiscal year ended December 31, 2025
- Financial Northeastern Securities, Inc. fiscal year ended December 31, 2025
- Financial Security Management, Inc. fiscal year ended June 30, 2026
- Financial Sense Securities, Inc. fiscal year ended June 30, 2025
- Financorp Group International Corporation fiscal year ended December 31, 2025
- Finantia USA Inc. fiscal year ended December 31, 2025
- FinPro Capital Advisors, Inc. fiscal year ended December 31, 2025
- First Analysis Securities Corporation fiscal year ended December 31, 2025
- First Asset Financial, Inc. fiscal year ended December 31, 2025
- First Ballantyne, LLC fiscal year ended December 31, 2025
- First Bankers' Banc Securities, Inc. fiscal year ended December 31, 2025
- First Brokers Securities LLC fiscal year ended December 31, 2025
- First Citizens Capital Securities, LLC fiscal year ended December 31, 2025
- First Citizens Investor Services, Inc. fiscal year ended December 31, 2025
- First Command Brokerage Services, Inc. fiscal year ended September 30, 2025
- First Craft Securities, LLC fiscal year ended December 31, 2025
- First Dallas Securities, Inc. fiscal year ended July 31, 2025
- First Dominion Capital Corp. fiscal year ended December 31, 2025
- First Financial Securities of America, Inc. fiscal year ended December 31, 2025
- First Heartland® Capital, Inc. fiscal year ended December 31, 2025
- First Hill Securities, LLC fiscal year ended December 31, 2025
- First Honolulu Securities, Inc. fiscal year ended June 30, 2025
- First Horizon Advisors, Inc. fiscal year ended December 31, 2025
- First Kentucky Securities Corporation fiscal year ended September 30, 2025
- First Liberties Securities, Inc. D/B/A First Liberties Financial fiscal year ended June 30, 2025
- First Manhattan Securities LLC fiscal year ended December 31, 2025
- First Omega, LLC fiscal year ended December 31, 2025
- First Public, LLC fiscal year ended August 31, 2025
- First Securities Northwest, Inc. fiscal year ended December 31, 2025
- FIRST SOUTHERN, LLC fiscal year ended December 31, 2025
- First Trust Portfolios L.P. fiscal year ended December 31, 2025
- First Tryon Securities, LLC fiscal year ended December 31, 2025
- First Turn Securities, LLC fiscal year ended December 31, 2025
- First Western Securities, Inc. fiscal year ended June 30, 2025
- Firstrade Securities, Inc. fiscal year ended June 30, 2026
- FIS Brokerage & Securities Services LLC fiscal year ended December 31, 2025
- FITZGIBBON TOIGO & CO., LLC fiscal year ended December 31, 2025
- FLAGSTAR ADVISORS, INC. fiscal year ended December 31, 2025
- FLEXTRADE LLC fiscal year ended December 31, 2025
- FLI INVESTORS, LLC fiscal year ended December 31, 2025
- Florida Atlantic Securities Corp. fiscal year ended December 31, 2025
- Flourish Financial LLC fiscal year ended December 31, 2025
- FLOW TRADERS US INSTITUTIONAL TRADING LLC fiscal year ended December 31, 2025
- Flow Traders US LLC fiscal year ended December 31, 2025
- FLOWW Private Markets U.S. Inc fiscal year ended August 31, 2025
- FM Global Markets Inc. fiscal year ended December 31, 2025
- FMG Distributors, Inc. fiscal year ended December 31, 2025
- FMI Capital Advisors, Inc. fiscal year ended December 31, 2025
- FMN CAPITAL CORPORATION fiscal year ended December 31, 2025
- FMSbonds, Inc. fiscal year ended June 30, 2026
- FMX Execution, LLC fiscal year ended December 31, 2025
- FN REALTY ADVISORS LLC fiscal year ended December 31, 2025
- FNB AMERICA SECURITIES LLC fiscal year ended December 31, 2025
- FNBB Capital Markets, LLC fiscal year ended December 31, 2025
- FNC Securities LLC fiscal year ended September 30, 2025
- FOCUS SECURITIES LLC fiscal year ended December 31, 2025
- FOCUS STRATEGIES MERCHANT BANKING, LLC fiscal year ended December 31, 2025
- Folger Nolan Fleming Douglas Incorporated and Subsidiaries fiscal year ended December 31, 2025
- Folio Investments, Inc. d/b/a Goldman Sachs Custody Solutions fiscal year ended December 31, 2025
- FOLIONET FINANCIAL LLC fiscal year ended December 31, 2025
- Folla Capital LLC fiscal year ended December 31, 2025
- FON CORPORATE FINANCE LLC fiscal year ended March 31, 2026
- FORESIDE DISTRIBUTION SERVICES, L.P. fiscal year ended December 31, 2025
- Foreside Financial Services, LLC fiscal year ended December 31, 2025
- FORESIDE FUND SERVICES, LLC fiscal year ended December 31, 2025
- Foreside Funds Distributors LLC fiscal year ended December 31, 2025
- Foreside Global Services, LLC fiscal year ended December 31, 2025
- FOREST ROAD SECURITIES BD, LLC fiscal year ended December 31, 2025
- Forge Securities LLC fiscal year ended December 31, 2025
- Foris Capital US LLC fiscal year ended December 31, 2025
- FOROS SECURITIES LLC fiscal year ended December 31, 2025
- Forte Securities, LLC fiscal year ended March 31, 2026
- Fortrend Securities, Inc. fiscal year ended June 30, 2025
- Fortress Capital Formation LLC fiscal year ended December 31, 2025
- Fortress Private Ledger, LLC fiscal year ended December 31, 2025
- Fortress Wealth Solutions LLC fiscal year ended December 31, 2025
- Fortune Securities, Inc. fiscal year ended December 31, 2025
- Forum Capital Securities LLC fiscal year ended December 31, 2025
- FORVIS MAZARS CAPITAL ADVISORS, LLC fiscal year ended May 31, 2026
- Founders Financial Securities, LLC fiscal year ended December 31, 2025
- Founders M & A Advisory, LLC fiscal year ended December 31, 2025
- Fountainplace Securities Partners, LLC fiscal year ended December 31, 2025
- Four Points Capital Partners, LLC fiscal year ended December 31, 2025
- FourBridges Securities, LLC fiscal year ended December 31, 2025
- FPCG, LLC (d/b/a FocusPoint Private Capital Group) fiscal year ended December 31, 2025
- FR Trading LLC fiscal year ended December 31, 2025
- Franklin Distributors, LLC fiscal year ended September 30, 2025
- Frec Securities, LLC fiscal year ended June 30, 2025
- FRED ALGER & COMPANY, LLC fiscal year ended December 31, 2025
- Fredericks Michael Securities, Inc. fiscal year ended December 31, 2025
- Freitag Capital LLC fiscal year ended December 31, 2025
- Frontier One LLC fiscal year ended June 30, 2025
- Frontier Securities fiscal year ended December 31, 2025
- Frost Brokerage Services, Inc. fiscal year ended December 31, 2025
- FS Investment Solutions, LLC fiscal year ended December 31, 2025
- FSB Premier Wealth Management, Inc. fiscal year ended December 31, 2025
- FT Global Capital, Inc. fiscal year ended December 31, 2025
- FTI Capital Advisors, LLC fiscal year ended December 31, 2025
- FTP Securities LLC fiscal year ended December 31, 2025
- FULL COURT CAPITAL SECURITIES LLC fiscal year ended December 31, 2025
- Fund Investors, Inc. fiscal year ended December 31, 2025
- FUNDAMENTAL INTERACTIONS NEUTRON DIRECT, LLC fiscal year ended December 31, 2025
- Funds Distributor, LLC fiscal year ended December 31, 2025
- Fusion Partners Global, LLC fiscal year ended June 30, 2026
- FUTU Clearing Inc. fiscal year ended December 31, 2025
- FWS Retirement Services, LLC fiscal year ended December 31, 2025
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- G. W. Sherwold Associates, Inc. fiscal year ended January 31, 2026
- G.A. Repple & Company fiscal year ended December 31, 2025
- G.distributors, LLC fiscal year ended December 31, 2025
- G.research, LLC fiscal year ended December 31, 2025
- G1 EXECUTION SERVICES, LLC fiscal year ended December 31, 2025
- GA Capital Markets BD, LLC fiscal year ended December 31, 2025
- GA PCCV BD, LLC fiscal year ended March 31, 2026
- GAGNON SECURITIES, LLC fiscal year ended December 31, 2025
- Galaxy Digital Partners LLC fiscal year ended December 31, 2025
- Galaxy Securities LLC fiscal year ended December 31, 2025
- Galicia Capital US, LLC fiscal year ended December 31, 2025
- Galileo Global Securities, LLC fiscal year ended December 31, 2025
- Gallagher Securities, Inc. fiscal year ended December 31, 2025
- GALLATIN CAPITAL LLC fiscal year ended June 30, 2025
- Galt Financial Group, Inc. fiscal year ended December 31, 2025
- Gamma Securities LLC fiscal year ended December 31, 2025
- Gar Wood Securities, LLC fiscal year ended December 31, 2025
- Garden State Securities, Inc. fiscal year ended December 31, 2025
- Garrett Nagle & Company, Inc. fiscal year ended December 31, 2025
- Gary Hoch Agency, Inc. fiscal year ended December 31, 2025
- Gateway Financial Agency Corporation fiscal year ended December 31, 2025
- GB CAPITAL MARKETS, LLC fiscal year ended December 31, 2025
- GBM International, Inc. fiscal year ended December 31, 2025
- GBS Retirement Services, Inc. fiscal year ended December 31, 2025
- GCG Securities, LLC fiscal year ended December 31, 2025
- GCMI Securities Corp. fiscal year ended December 31, 2025
- GE Vernova Capital Markets, LLC fiscal year ended December 31, 2025
- Gelber Securities, LLC fiscal year ended December 31, 2025
- GEMINI CAPITAL, LLC fiscal year ended March 31, 2026
- Gemini Galactic Markets, LLC fiscal year ended December 31, 2025
- General Securities, Corp. fiscal year ended July 31, 2025
- General Wellington Capital LLC fiscal year ended December 31, 2025
- Generational Capital Markets, Inc. fiscal year ended December 31, 2025
- Genesis Capital, LLC fiscal year ended December 31, 2025
- Geneva Stock, LLC fiscal year ended December 31, 2025
- Georgeson Securities Corporation fiscal year ended June 30, 2026
- GFG SECURITIES, LLC fiscal year ended December 31, 2025
- GFI Securities LLC fiscal year ended December 31, 2025
- GIFMS Capital Company, LLC fiscal year ended December 31, 2025
- GigaStar Securities, LLC fiscal year ended June 30, 2026
- Gilder Gagnon Howe & Co. LLC fiscal year ended December 31, 2025
- Gill Capital Partners, LLC fiscal year ended December 31, 2025
- Gilmartin Financial LLC fiscal year ended December 31, 2025
- Girard Investment Services, LLC fiscal year ended December 31, 2025
- GIT Investment Services, Inc. fiscal year ended June 30, 2026
- GLADOWSKY CAPITAL MANAGEMENT CORP. fiscal year ended December 31, 2025
- Gladstone Securities, LLC fiscal year ended June 30, 2026
- Glaucon Capital Partners, L.L.C. fiscal year ended December 31, 2025
- GLC Securities, LLC fiscal year ended December 31, 2025
- Glen Eagle Wealth, LLC fiscal year ended December 31, 2025
- Glendale Securities, Inc. fiscal year ended December 31, 2025
- GLMX Technologies, LLC fiscal year ended December 31, 2025
- GLOBACAP PRIVATE MARKETS INC. fiscal year ended December 31, 2025
- Global Alliance Securities LLC fiscal year ended December 31, 2025
- GLOBAL ATLANTIC DISTRIBUTORS, LLC fiscal year ended December 31, 2025
- Global Brokerage Services, Inc. fiscal year ended June 30, 2025
- Global Carry, LLC fiscal year ended June 30, 2026
- Global Execution Brokers, LP fiscal year ended December 31, 2025
- Global Financial Services, L.L.C. fiscal year ended December 31, 2025
- Global Frontera Markets Inc. fiscal year ended December 31, 2025
- Global Leisure Partners, LLC fiscal year ended March 31, 2026
- Global Oak Capital Markets LLC fiscal year ended December 31, 2025
- Global Pacific Securities US Inc. fiscal year ended September 30, 2025
- Globalink Securities, Inc. fiscal year ended December 31, 2025
- Globalist Capital, LLC fiscal year ended December 31, 2025
- Globetech Securities LLC fiscal year ended December 31, 2025
- GLP INVESTMENT SERVICES, LLC fiscal year ended December 31, 2025
- GM Securities, LLC fiscal year ended December 31, 2025
- GOLD STREET CAPITAL, LLC fiscal year ended December 31, 2025
- Golden Eagle Securities, Inc. fiscal year ended December 31, 2025
- Golden Gate Global Financial, LLC d/b/a 3G Financial fiscal year ended June 30, 2025
- Goldman Sachs & Co. LLC fiscal year ended December 31, 2025
- Goldman Sachs Financial Markets, L.P. fiscal year ended December 31, 2025
- Golf Host Securities, Inc. fiscal year ended December 31, 2025
- Goodbody Securities Incorporated fiscal year ended December 31, 2025
- GoodGame Advisors LLC fiscal year ended December 31, 2025
- Gordian Group, LLC fiscal year ended December 31, 2025
- Gordon Dyal & Co., LLC fiscal year ended September 30, 2025
- Gordon, Haskett Capital Corporation fiscal year ended March 31, 2026
- GP BULLHOUND INC. fiscal year ended December 31, 2025
- GP NURMENKARI, INC. fiscal year ended December 31, 2025
- GPP Securities, LLC fiscal year ended December 31, 2025
- GPWA, LLC fiscal year ended December 31, 2025
- GQR Securities LLC fiscal year ended September 30, 2025
- Gradient Securities, LLC fiscal year ended December 31, 2025
- Grafine Capital Partners LLC fiscal year ended December 31, 2025
- Gramercy Securities, Inc. fiscal year ended March 31, 2026
- GRANDFUND INVESTMENT GROUP, LLC fiscal year ended December 31, 2025
- Grant Williams, L.P. fiscal year ended December 31, 2025
- Gray Oak Capital, LLC fiscal year ended December 31, 2025
- Grayscale Securities, LLC fiscal year ended December 31, 2025
- GRB Financial, LLC fiscal year ended December 31, 2025
- Great American Investors, Inc. fiscal year ended December 31, 2025
- Great Pacific Securities fiscal year ended December 31, 2025
- Great Plains Financial Services, LLP fiscal year ended December 31, 2025
- GREAT POINT CAPITAL, LLC fiscal year ended December 31, 2025
- Green Pier Fintech LLC fiscal year ended December 31, 2025
- GREEN VISTA CAPITAL, LLC fiscal year ended December 31, 2025
- Greenbird Capital LLC fiscal year ended December 31, 2025
- Greenhill & Co., LLC fiscal year ended March 31, 2026
- GreensLedge Capital Markets LLC fiscal year ended December 31, 2025
- GREENWICH CAPITAL PARTNERS, LLC fiscal year ended December 31, 2025
- Gregory J. Schwartz & Co., Inc. fiscal year ended December 31, 2025
- Greif & Co. fiscal year ended December 31, 2025
- GRF Capital Investors, Inc. fiscal year ended December 31, 2025
- GRIFFIN CAPITAL SECURITIES, LLC fiscal year ended December 31, 2025
- Griffin Financial Group, LLC fiscal year ended December 31, 2025
- Griffin Securities, Inc. fiscal year ended September 30, 2025
- Griffinest Asia Securities, LLC fiscal year ended March 31, 2026
- Grodsky Associates, Inc. fiscal year ended December 31, 2025
- Group One Trading LLC fiscal year ended September 30, 2025
- Growth Energy Capital Advisors, LLC, d.b.a. Energy Capital Solutions fiscal year ended December 31, 2025
- Growth Partners, Inc. dba Growth Partners Investment Banking fiscal year ended December 31, 2025
- GRV Securities LLC fiscal year ended December 31, 2025
- GSP Securities LLC fiscal year ended December 31, 2025
- GT Securities, Inc. fiscal year ended December 31, 2025
- GTN AMERICAS FINANCIAL SERVICES, INC. fiscal year ended December 31, 2025
- GTS Execution Services LLC fiscal year ended December 31, 2025
- GTS SECURITIES LLC fiscal year ended December 31, 2025
- GUGGENHEIM FUNDS DISTRIBUTORS, LLC fiscal year ended December 31, 2025
- Guggenheim Investor Services, LLC fiscal year ended December 31, 2025
- Guggenheim Securities, LLC and Subsidiaries fiscal year ended December 31, 2025
- Guidance Securities, LLC fiscal year ended December 31, 2025
- GUIDESTONE FINANCIAL SERVICES fiscal year ended December 31, 2025
- GULFSTAR GROUP I, LTD. fiscal year ended December 31, 2025
- Gusto Brokerage, LLC fiscal year ended April 30, 2026
- Guzman & Company fiscal year ended December 31, 2025
- GVC CAPITAL LLC fiscal year ended December 31, 2025
- GWN Securities, Inc. fiscal year ended December 31, 2025
- GĚNEOS WEALTH MANAGEMENT, INC. fiscal year ended December 31, 2025
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- H&L Equities, LLC fiscal year ended December 31, 2025
- H. C. DENISON CO. fiscal year ended September 30, 2025
- H.C. Wainwright & Co., LLC fiscal year ended December 31, 2025
- HAITONG INTERNATIONAL SECURITIES (USA) INC. fiscal year ended December 31, 2025
- Haley Securities, Inc. fiscal year ended December 31, 2025
- Halifax America LLC fiscal year ended December 31, 2025
- Halliday Financial, LLC fiscal year ended December 31, 2025
- Halo Securities, LLC fiscal year ended December 31, 2025
- Hamilton Clark Sustainable Capital, Inc. fiscal year ended December 31, 2025
- Hamilton Executions LLC fiscal year ended December 31, 2025
- Hamilton Grant, LLC fiscal year ended December 31, 2025
- Hamilton Lane Securities LLC fiscal year ended March 31, 2026
- Hamilton, Cavanaugh & Associates, Inc. fiscal year ended December 31, 2025
- HamptonRock Partners LLC fiscal year ended December 31, 2025
- Hancock Whitney Investment Services, Inc. fiscal year ended December 31, 2025
- Hand Securities, Inc. fiscal year ended December 31, 2025
- Handelsbanken Markets Securities, Inc. fiscal year ended December 31, 2025
- Hanson McClain Retirement Network, LLC fiscal year ended December 31, 2025
- Hantz Financial Services, Inc. fiscal year ended December 31, 2025
- Hapi Securities LLC fiscal year ended December 31, 2025
- Harbor Funds Distributors, Inc. fiscal year ended December 31, 2025
- HARBOR INVESTMENT ADVISORY, LLC fiscal year ended December 31, 2025
- Harbor View Advisors, LLC fiscal year ended December 31, 2025
- Harbour Investments, Inc. fiscal year ended December 31, 2025
- Harger and Company, Inc. fiscal year ended December 31, 2025
- Harken Capital Securities LLC fiscal year ended June 30, 2026
- Harley Capital LLC fiscal year ended December 31, 2025
- Harold W. Dance, Inc. fiscal year ended December 31, 2025
- Harris Associates Securities L.P. fiscal year ended December 31, 2025
- Harris Williams LLC fiscal year ended December 31, 2025
- Harris Williams Primary Fund Placement, LLC fiscal year ended December 31, 2025
- Hartfield, Titus & Donnelly, LLC fiscal year ended December 31, 2025
- Hartford Funds Distributors, LLC fiscal year ended December 31, 2025
- HARVESTONS SECURITIES, INC. fiscal year ended August 31, 2025
- HASI Securities LLC fiscal year ended December 31, 2025
- Hastings Capital Group, LLC fiscal year ended December 31, 2025
- Hatteras Capital Distributors, LLC fiscal year ended December 31, 2025
- Haveli Global Securities, LLC fiscal year ended December 31, 2025
- Haverkamp Investments, Inc. fiscal year ended December 31, 2025
- Haywood Securities (USA) Inc. fiscal year ended September 30, 2025
- HAZARD & SIEGEL, INC. fiscal year ended December 31, 2025
- Hazlett, Burt & Watson, Inc. fiscal year ended December 31, 2025
- HBK SORCE BROKERAGE LLC fiscal year ended August 31, 2025
- HCC SECURITIES GROUP, INC fiscal year ended December 31, 2025
- Headlands Technologies Securities, LLC fiscal year ended December 31, 2025
- Healthcare Community Securities Corporation fiscal year ended December 31, 2025
- Hedge Pro LLC fiscal year ended December 31, 2025
- Hedgebay Securities, LLC fiscal year ended December 31, 2025
- HEDGECO SECURITIES, LLC. fiscal year ended December 31, 2025
- HedgeMark Securities, LLC fiscal year ended December 31, 2025
- HedgeServ Investment Services LLC fiscal year ended December 31, 2025
- HEG SECURITIES, LLC fiscal year ended September 30, 2025
- Height Securities, LLC fiscal year ended December 31, 2025
- HEIM, YOUNG & ASSOCIATES, INC. fiscal year ended June 30, 2025
- Heitman Securities LLC fiscal year ended December 31, 2025
- Henley & Company LLC fiscal year ended December 31, 2025
- Hennepin Partners LLC fiscal year ended December 31, 2025
- Hennion & Walsh, Inc. fiscal year ended December 31, 2025
- HERBERT J. SIMS & CO., INC. AND SUBSIDIARIES fiscal year ended December 31, 2025
- Heritage Capital Group, Inc. fiscal year ended December 31, 2025
- Heritage Financial Systems, LLC fiscal year ended December 31, 2025
- HERNDON PLANT OAKLEY LTD. fiscal year ended December 31, 2025
- Herold & Lantern Investments, Inc. fiscal year ended June 30, 2025
- Hewlett Point Securities LLC fiscal year ended December 31, 2025
- HEXT CAPITAL PARTNERS, LLC fiscal year ended December 31, 2025
- HGP Securities, LLC fiscal year ended December 31, 2025
- Hidden Road Partners CIV US LLC fiscal year ended December 31, 2025
- Higginbotham Securities, LLC fiscal year ended December 31, 2025
- Higgins Capital Management, Inc. fiscal year ended December 31, 2025
- High Hill Securities, LLC fiscal year ended December 31, 2025
- Hightower Securities, LLC fiscal year ended December 31, 2025
- Highwood Securities LLC fiscal year ended December 31, 2025
- Hiive Markets Limited fiscal year ended December 31, 2025
- Hilco Corporate Finance, LLC fiscal year ended March 31, 2026
- Hilltop Securities Inc. fiscal year ended December 31, 2025
- Hillworth Securities, LLC dba Hillworth Bank Partners fiscal year ended December 31, 2025
- HINES PRIVATE WEALTH SOLUTIONS LLC fiscal year ended December 31, 2025
- HMP Capital, LLC fiscal year ended December 31, 2025
- Hodes Weill Securities, LLC fiscal year ended December 31, 2025
- Hold Brothers Capital, LLC fiscal year ended December 31, 2025
- Holistic Brokerage, LLC fiscal year ended December 31, 2025
- HOLLISTER ASSOCIATES, LLC fiscal year ended December 31, 2025
- Home Financial Services, Inc. fiscal year ended December 31, 2025
- Homestead Financial Services Corporation and Subsidiary fiscal year ended December 31, 2025
- Honey Badger Investment Securities, LLC fiscal year ended December 31, 2025
- HOOPOE CAPITAL MARKETS, LLC fiscal year ended December 31, 2025
- HORACE MANN INVESTORS, INC. fiscal year ended December 31, 2025
- Horang Securities, LLC fiscal year ended December 31, 2025
- Hornor, Townsend & Kent, LLC fiscal year ended December 31, 2025
- Houlihan Capital, LLC fiscal year ended December 31, 2025
- Houlihan Lokey Capital, Inc. fiscal year ended March 31, 2026
- Hovde Group LLC fiscal year ended December 31, 2025
- Hovey Capital Partners LLC fiscal year ended December 31, 2025
- Howden Tiger Capital Markets & Advisory, LLC fiscal year ended September 30, 2025
- HPS SECURITIES, LLC fiscal year ended March 31, 2026
- HRC FUND ASSOCIATES, LLC fiscal year ended December 31, 2025
- HRT Execution Services LLC fiscal year ended December 31, 2025
- HRT Financial LP fiscal year ended December 31, 2025
- HSBC Securities (USA) Inc. fiscal year ended December 31, 2025
- Huatai Securities (USA), Inc. fiscal year ended December 31, 2025
- Hub International Investment Services Inc. fiscal year ended December 31, 2025
- Hudson Capital Advisors BD, LLC fiscal year ended December 31, 2025
- Hudson Housing Securities LLC fiscal year ended December 31, 2025
- HUDSONWEST LLC fiscal year ended December 31, 2025
- Hunnicutt & Co., LLC fiscal year ended December 31, 2025
- HUNTER ASSOCIATES INVESTMENT MANAGEMENT, LLC fiscal year ended December 31, 2025
- Huntington Securities, Inc. fiscal year ended December 31, 2025
- Huntleigh Securities Corporation fiscal year ended December 31, 2025
- HUNTWICKE SECURITIES LLC fiscal year ended June 30, 2026
- Huron Transaction Advisory LLC fiscal year ended December 31, 2025
- HWJ Capital Partners II, LLC fiscal year ended December 31, 2025
- Hyde Park Capital Advisors, LLC fiscal year ended December 31, 2025
I
- I5EQUITY LLC fiscal year ended December 31, 2025
- IA Global Capital LLC fiscal year ended December 31, 2025
- IAFF-FC Investments LLC fiscal year ended September 30, 2025
- IASG Alternatives, LLC fiscal year ended December 31, 2025
- IB CAPITAL LLC fiscal year ended December 31, 2025
- IBKR Securities Services LLC fiscal year ended December 31, 2025
- IBN FINANCIAL SERVICES, INC. fiscal year ended December 31, 2025
- IBS Holding Corporation DBA I-Bankers Securities, Inc. fiscal year ended December 31, 2025
- ICA, LLC fiscal year ended December 31, 2025
- iCapital Markets LLC fiscal year ended December 31, 2025
- ICBC Standard Securities Inc. fiscal year ended December 31, 2025
- ICD Securities, Inc. fiscal year ended December 31, 2025
- ICE Bonds Securities Corporation fiscal year ended December 31, 2025
- ICE Securities Execution & Clearing, LLC fiscal year ended December 31, 2025
- ICG Capital Securities, LLC fiscal year ended December 31, 2025
- ICICI Securities Inc. fiscal year ended March 31, 2026
- ICM Capital Markets, LLC fiscal year ended December 31, 2025
- ICMA-RC SERVICES, LLC fiscal year ended December 31, 2025
- ICON Capital Group, LLC fiscal year ended December 31, 2025
- ICR Capital LLC fiscal year ended December 31, 2025
- iDaytrade, Inc. d/b/a BrokerageSelect fiscal year ended December 31, 2025
- IDB Capital Corp. fiscal year ended December 31, 2025
- IDX Markets, LLC fiscal year ended December 31, 2025
- IEX DAP LLC fiscal year ended December 31, 2025
- IEX Services LLC fiscal year ended December 31, 2025
- IF Securities, LLC fiscal year ended December 31, 2025
- IFAST SECURITIES US CORPORATION fiscal year ended December 31, 2025
- IFM (US) SECURITIES, LLC fiscal year ended June 30, 2025
- IFP SECURITIES, LLC fiscal year ended December 31, 2025
- IHT Securities, LLC fiscal year ended December 31, 2025
- IIFL Capital Inc. fiscal year ended March 31, 2026
- iM Global US Distributors, LLC fiscal year ended December 31, 2025
- IMC Execution Services LLC fiscal year ended December 31, 2025
- IMC Securities LLC fiscal year ended December 31, 2025
- IMC-Chicago, LLC fiscal year ended December 31, 2025
- ImpactU.Investments, LLC fiscal year ended December 31, 2025
- Imperial Capital, LLC fiscal year ended December 31, 2025
- Imperii Securities LLC fiscal year ended December 31, 2025
- IMST Distributors, LLC fiscal year ended December 31, 2025
- Incapital Distributors LLC fiscal year ended December 31, 2025
- INCENTRUM SECURITIES, LLC fiscal year ended November 30, 2025
- Incline Advisors, LLC fiscal year ended December 31, 2025
- Independence Point Securities LLC fiscal year ended December 31, 2025
- Independent Financial Group, LLC fiscal year ended December 31, 2025
- Independent Investment Bankers Corp. fiscal year ended December 31, 2025
- INEO CAPITAL LLC fiscal year ended December 31, 2025
- Infinity Capital Securities, LLC fiscal year ended December 31, 2025
- Infinity Securities, Inc. fiscal year ended September 30, 2025
- ING Financial Markets LLC fiscal year ended December 31, 2025
- INLAND SECURITIES CORPORATION fiscal year ended December 31, 2025
- Inlet Securities, LLC fiscal year ended September 30, 2025
- INNER CIRCLE SPORTS LLC fiscal year ended December 31, 2025
- Innovation Capital, LLC fiscal year ended December 31, 2025
- Innovation Partners, LLC fiscal year ended December 31, 2025
- Insight Securities, Inc. fiscal year ended June 30, 2025
- Insigneo Securities, LLC fiscal year ended December 31, 2025
- InspereX LLC fiscal year ended December 31, 2025
- Instinet, LLC fiscal year ended March 31, 2026
- Institutional Bond Network, LLC fiscal year ended June 30, 2025
- Institutional Cash Distributors LLC fiscal year ended December 31, 2025
- Institutional Securities Corporation fiscal year ended December 31, 2025
- Insurance Advisory Partners LLC fiscal year ended December 31, 2025
- INTE Securities LLC fiscal year ended June 30, 2025
- Integral Financial, LLC fiscal year ended December 31, 2025
- Integral Wealth Securities LLC fiscal year ended June 30, 2026
- Integrated Financial Planning Services fiscal year ended December 31, 2025
- Integris Securities, LLC fiscal year ended December 31, 2025
- Integrity Alliance, LLC fiscal year ended December 31, 2025
- Integrity Capital, LLC fiscal year ended December 31, 2025
- Integrity Funds Distributor, LLC fiscal year ended December 31, 2025
- INTEGRITY INVESTMENTS, INC fiscal year ended December 31, 2025
- Intelligent Cross, LLC fiscal year ended March 31, 2026
- Intellivest Securities, Inc. fiscal year ended December 31, 2025
- Inter&CO Securities LLC fiscal year ended December 31, 2025
- Interactive Brokers Corp. fiscal year ended December 31, 2025
- Interactive Brokers LLC fiscal year ended December 31, 2025
- Intercarolina Financial Services, Inc. fiscal year ended December 31, 2025
- Interchange Clearing LLC fiscal year ended December 31, 2025
- INTERCOASTAL CAPITAL MARKETS, INC. fiscal year ended May 31, 2026
- International Assets Advisory, LLC fiscal year ended December 31, 2025
- INTERNATIONAL MONEY MANAGEMENT GROUP, INC. fiscal year ended June 30, 2025
- International Research Securities, Inc. fiscal year ended December 31, 2025
- Intesa Sanpaolo IMI Securities Corp. fiscal year ended December 31, 2025
- Intrepid Investment Bankers LLC fiscal year ended December 31, 2025
- Intrepid Partners, LLC fiscal year ended December 31, 2025
- INVERNESS SECURITIES, LLC fiscal year ended December 31, 2025
- Invesco Capital Markets, Inc. fiscal year ended December 31, 2025
- Invesco Distributors, Inc. fiscal year ended December 31, 2025
- Investec Securities (US) LLC fiscal year ended March 31, 2026
- INVESTIFI SECURITIES LLC fiscal year ended June 30, 2025
- Investment Distributors, Inc. fiscal year ended December 31, 2025
- Investment Placement Group fiscal year ended December 31, 2025
- Investment Planners, Inc. fiscal year ended December 31, 2025
- Investment Research Consortium Securities, LLC fiscal year ended December 31, 2025
- Investment Security Corporation fiscal year ended November 30, 2025
- INVESTMENT VISA CONSULTANTS, LLC fiscal year ended March 31, 2026
- INVESTMENTS FOR YOU, INC. fiscal year ended September 30, 2025
- INVESTORS BROKERAGE OF TEXAS, LTD. fiscal year ended December 31, 2025
- InvestX Markets LLC fiscal year ended December 31, 2025
- Invex, LLC fiscal year ended December 31, 2025
- Invicta Capital LLC fiscal year ended December 31, 2025
- INX Securities, LLC fiscal year ended December 31, 2025
- IOA Securities, LLC fiscal year ended December 31, 2025
- IRONLIGHT MARKETS, LLC fiscal year ended December 31, 2025
- Isaak Bond Investments, Inc. and Subsidiary fiscal year ended December 31, 2025
- Itau International Securities Inc. fiscal year ended December 31, 2025
- Itaú BBA USA Securities, Inc. fiscal year ended December 31, 2025
- IUR Securities LLC fiscal year ended December 31, 2025
- IVP CAPITAL, LLC fiscal year ended December 31, 2025
- IWPF Securities LLC fiscal year ended December 31, 2025
J
- J K Financial Services, Inc. fiscal year ended December 31, 2025
- J. Alden Associates, Inc. fiscal year ended December 31, 2025
- J. Wood Capital Advisors LLC fiscal year ended December 31, 2025
- J.C. Flowers Securities Co. LLC fiscal year ended December 31, 2025
- J.D. Seibert & Company, Inc. fiscal year ended December 31, 2025
- J.H. DARBIE & CO., INC. fiscal year ended March 31, 2026
- J.M. Lummis Securities, Inc. fiscal year ended December 31, 2025
- J.P. Morgan Institutional Investments Inc. fiscal year ended December 31, 2025
- J.P. Morgan Prime Inc. fiscal year ended December 31, 2025
- J.P. Morgan Securities LLC and Subsidiaries fiscal year ended December 31, 2025
- J.W. COLE FINANCIAL, INC. fiscal year ended December 31, 2025
- J.W. KORTH & COMPANY LIMITED PARTNERSHIP fiscal year ended December 31, 2025
- Jack V. Butterfield Investment Company fiscal year ended December 31, 2025
- Jackson National Life Distributors LLC fiscal year ended December 31, 2025
- JACQUES FINANCIAL, LLC fiscal year ended December 31, 2025
- JAG Trading, LLC fiscal year ended December 31, 2025
- Jahani Securities Inc. fiscal year ended September 30, 2025
- JAMES T. BORELLO & CO. fiscal year ended September 30, 2025
- Jamieson Corporate Finance US LLC fiscal year ended March 31, 2026
- Jane Street Capital, LLC fiscal year ended December 31, 2025
- Jane Street Execution Services, LLC fiscal year ended December 31, 2025
- Jane Street Options, LLC fiscal year ended December 31, 2025
- Janney Montgomery Scott LLC fiscal year ended December 31, 2025
- JANSSEN PARTNERS, INC. fiscal year ended December 31, 2025
- JANUS HENDERSON DISTRIBUTORS US LLC fiscal year ended December 31, 2025
- Javelin Private Capital Group LLC fiscal year ended December 31, 2025
- Jaypee International, Inc. fiscal year ended March 31, 2026
- JB Drax Honoré Inc. fiscal year ended December 31, 2025
- JBS Liberty Securities, Inc. fiscal year ended December 31, 2025
- JCC Capital Markets, LLC fiscal year ended December 31, 2025
- JCP Securities, Inc. fiscal year ended June 30, 2026
- JDL Securities Corporation fiscal year ended December 31, 2025
- Jefferies Financial Services, Inc. fiscal year ended November 30, 2025
- Jefferies LLC fiscal year ended November 30, 2025
- Jeffrey Matthews Financial Group, LLC fiscal year ended December 31, 2025
- Jett Capital Advisors, LLC fiscal year ended December 31, 2025
- JHW Financial Services, Inc. dba Financial Telesis, Inc. fiscal year ended December 31, 2025
- Jiko Securities Inc. fiscal year ended June 30, 2026
- JM Financial Securities, Inc. fiscal year ended March 31, 2026
- Joe Jolly & Company, Inc. fiscal year ended August 31, 2025
- John Hancock Distributors, LLC fiscal year ended December 31, 2025
- John Hancock Investment Management Distributors LLC fiscal year ended December 31, 2025
- JOHNSON RICE & COMPANY L.L.C. fiscal year ended December 31, 2025
- JOHNSTONE BROKERAGE SERVICES, LLC fiscal year ended December 31, 2025
- Jones Lang LaSalle Securities, LLC fiscal year ended December 31, 2025
- JonesTrading Institutional Services LLC fiscal year ended December 31, 2025
- Jordan, Knauff & Company fiscal year ended December 31, 2025
- Joseph Capital LLC fiscal year ended December 31, 2025
- JOSEPH EDEN CAPITAL, LLC fiscal year ended December 31, 2025
- JOSEPH GRACE HOLDINGS, INC. fiscal year ended December 31, 2025
- Joseph Gunnar & Co., L.L.C. fiscal year ended December 31, 2025
- Joseph Stone Capital, LLC fiscal year ended December 31, 2025
- JP Portsmouth Capital LLC fiscal year ended December 31, 2025
- JPMorgan Distribution Services, Inc. fiscal year ended December 31, 2025
- JSVC, LLC fiscal year ended September 30, 2025
- Jump Execution, LLC fiscal year ended December 31, 2025
- Jump Trading, LLC fiscal year ended December 31, 2025
- JVM Securities, LLC fiscal year ended December 31, 2025
- JWTT INC. fiscal year ended December 31, 2025
K
- K2 Capital Asset Management, LLC fiscal year ended December 31, 2025
- KA Associates, LLC fiscal year ended June 30, 2025
- KAHN BROTHERS LLC fiscal year ended December 31, 2025
- KAL Capital Markets LLC fiscal year ended December 31, 2025
- Kalorama Capital, LLC fiscal year ended December 31, 2025
- KARMEQ, LLC fiscal year ended December 31, 2025
- Katama Securities, LLC fiscal year ended December 31, 2025
- Kaufman & Company, LLC fiscal year ended December 31, 2025
- Kayan Securities, Inc. fiscal year ended December 31, 2025
- KBD Securities LLC fiscal year ended December 31, 2025
- KBFG Securities America Inc. and Subsidiary fiscal year ended December 31, 2025
- KBS Capital Markets Group, LLC fiscal year ended December 31, 2025
- KCM Securities, LLC DBA Keystone Capital Markets fiscal year ended December 31, 2025
- KCOE CAPITAL, LLC fiscal year ended March 31, 2026
- Keefe, Bruyette & Woods, Inc. fiscal year ended December 31, 2025
- Keel Point Capital, LLC fiscal year ended December 31, 2025
- Kelly Securities Corporation D/B/A Nolan Securities Corporation fiscal year ended December 31, 2025
- KELSON CAPITAL, LLC fiscal year ended June 30, 2025
- KEMA Partners LLC fiscal year ended December 31, 2025
- Kenmar Securities, LLC fiscal year ended December 31, 2025
- Kennedy Lewis Capital Markets LLC fiscal year ended December 31, 2025
- KENSINGTON CAPITAL CORP, INC. fiscal year ended December 31, 2025
- KEPLER CAPITAL MARKETS, INC fiscal year ended December 31, 2025
- Kershner Securities, LLC fiscal year ended December 31, 2025
- Kestra Investment Services, LLC fiscal year ended December 31, 2025
- Key Investment Services LLC fiscal year ended December 31, 2025
- KeyBanc Capital Markets Inc. fiscal year ended December 31, 2025
- KIDRON CAPITAL SECURITIES LLC fiscal year ended December 31, 2025
- Kiley Partners, Inc. fiscal year ended December 31, 2025
- Kimelman & Baird, LLC fiscal year ended December 31, 2025
- KINECTA FINANCIAL AND INSURANCE SERVICES, LLC fiscal year ended December 31, 2025
- Kinetics Funds Distributor LLC fiscal year ended December 31, 2025
- Kingfisher Securities, LLC fiscal year ended December 31, 2025
- KingsRock Securities LLC fiscal year ended September 30, 2025
- Kingswood Capital Partners, LLC fiscal year ended December 31, 2025
- Kipling Capital, Inc. fiscal year ended December 31, 2025
- KIPPSDESANTO & COMPANY fiscal year ended December 31, 2025
- Kittle Capital Markets, LLC fiscal year ended December 31, 2025
- KKR Capital Markets II LLC (FKA MCS Capital Markets LLC) fiscal year ended December 31, 2025
- KKR Capital Markets LLC fiscal year ended December 31, 2025
- Kleon Financial, LLC fiscal year ended December 31, 2025
- Known Growth LLC fiscal year ended December 31, 2025
- Koehler Financial, LLC fiscal year ended December 31, 2025
- KopenTech Capital Markets, LLC fiscal year ended December 31, 2025
- Korea Investment & Securities America, Inc. fiscal year ended December 31, 2025
- KoreFusion Capital, LLC fiscal year ended December 31, 2025
- KOTAK MAHINDRA, INC. fiscal year ended March 31, 2026
- KOVACK SECURITIES, INC. fiscal year ended December 31, 2025
- KPG Capital Partners, LLC fiscal year ended June 30, 2026
- KPMG Corporate Finance LLC fiscal year ended September 30, 2025
- KR Securities, LLC fiscal year ended December 31, 2025
- Krambo Corporation fiscal year ended June 30, 2025
- Kroll Securities, LLC fiscal year ended December 31, 2025
- KSG ADVISORS, LLC fiscal year ended December 31, 2025
- Kurt Salmon Capital Advisors, LLC fiscal year ended December 31, 2025
- Kuykendall & Schneider, Inc. fiscal year ended December 31, 2025
- KW Securities Corporation fiscal year ended December 31, 2025
L
- L.B. Fisher & Company fiscal year ended June 30, 2026
- L.J. Hart & Company fiscal year ended December 31, 2025
- L.M. Kohn & Company fiscal year ended September 30, 2025
- L.O. Thomas & Co., Inc. fiscal year ended December 31, 2025
- L.S.Y., Inc. dba American Investors Company fiscal year ended March 31, 2026
- LA HONDA ADVISORS LLC fiscal year ended December 31, 2025
- Ladenburg Thalmann & Co. Inc. fiscal year ended December 31, 2025
- LAFISE SECURITIES LLC fiscal year ended December 31, 2025
- LAIDLAW & COMPANY (UK) LTD fiscal year ended December 31, 2025
- Lake Street Capital Markets, LLC fiscal year ended December 31, 2025
- Lakeshore Securities L.P. fiscal year ended December 31, 2025
- Lamberson Capital LLC fiscal year ended December 31, 2025
- Lampert Capital Markets, Inc. fiscal year ended August 31, 2025
- LAMPOST CAPITAL, L.C. fiscal year ended December 31, 2025
- LANDAAS & COMPANY, LLC fiscal year ended December 31, 2025
- LANDOLT SECURITIES, INC fiscal year ended March 31, 2026
- Larimer Capital Corporation fiscal year ended December 31, 2025
- LARRAINVIAL SECURITIES US LLC fiscal year ended December 31, 2025
- Larson Financial Securities, LLC fiscal year ended December 31, 2025
- LAS OLAS CAPITAL PARTNERS, LLC fiscal year ended December 31, 2025
- LaSalle Investment Management Distributors, LLC fiscal year ended December 31, 2025
- LaSalle St. Securities, LLC fiscal year ended December 31, 2025
- LATAM FINANCIAL PARTNERS, LLC DBA FUNDAMENTAL SECURITIES fiscal year ended December 31, 2025
- Latin Securities, Inc. fiscal year ended December 31, 2025
- Latour Trading LLC fiscal year ended December 31, 2025
- Lazard Asset Management Securities LLC fiscal year ended December 31, 2025
- Lazard Frères & Co. LLC fiscal year ended December 31, 2025
- Lazear Capital Securities, LLC fiscal year ended December 31, 2025
- LBMZ SECURITIES, INC. fiscal year ended November 30, 2025
- LCG Capital Advisors, LLC fiscal year ended December 31, 2025
- LCT Capital, LLC fiscal year ended December 31, 2025
- League Capital Markets LLC fiscal year ended December 31, 2025
- Lebenthal Financial Services, Inc. fiscal year ended December 31, 2025
- LEC INVESTMENT CORP. fiscal year ended December 31, 2025
- Ledger Capital Markets, LLC fiscal year ended December 31, 2025
- Leerink Partners LLC fiscal year ended December 31, 2025
- Legionnaire Securities, L.L.C. fiscal year ended December 31, 2025
- Leigh Baldwin & Co., LLC fiscal year ended December 31, 2025
- LEMLEY, YARLING & CO. fiscal year ended March 31, 2026
- Lenox Financial Services, Inc. fiscal year ended December 31, 2025
- Leonis Securities, LLC fiscal year ended December 31, 2025
- Lesko Securities, Inc. fiscal year ended December 31, 2025
- LetsGoTrade, Inc. fiscal year ended March 31, 2026
- LEVEL FOUR FINANCIAL, LLC fiscal year ended December 31, 2025
- LeveL Markets, LLC f/k/a Kezar Trading, LLC fiscal year ended December 31, 2025
- Lexington Park Capital Markets, LLC fiscal year ended December 31, 2025
- LFT SECURITIES, LLC fiscal year ended December 31, 2025
- LGA Capital CRE, LLC fiscal year ended June 30, 2025
- Liberty Associates, Inc. fiscal year ended January 31, 2026
- Liberty Capital Investment Corporation fiscal year ended December 31, 2025
- LIBERTY PARTNERS FINANCIAL SERVICES, LLC fiscal year ended December 31, 2024
- Libucki & Co. LLC fiscal year ended December 31, 2025
- LIEBLONG & ASSOCIATES, INC. fiscal year ended September 30, 2025
- LifeMark Securities Corp. fiscal year ended December 31, 2025
- LifeSci Capital LLC fiscal year ended December 31, 2025
- Light Horse Securities, Inc. fiscal year ended December 31, 2025
- Lighthouse Capital Group LLC fiscal year ended December 31, 2025
- Lightspeed Financial Services Group LLC fiscal year ended June 30, 2026
- Lime Trading Corp. fiscal year ended December 31, 2025
- Lincoln Douglas Investments, LLC fiscal year ended December 31, 2025
- Lincoln Financial Distributors, Inc. fiscal year ended December 31, 2025
- Lincoln International LLC fiscal year ended December 31, 2025
- LINCOLN INVESTMENT PLANNING, LLC fiscal year ended December 31, 2025
- Linden Thomas and Company Securities, LLC fiscal year ended December 31, 2025
- LINK SECURITIES LLC fiscal year ended December 31, 2025
- Linqto Capital LLC fiscal year ended December 31, 2025
- LIONTREE ADVISORS LLC fiscal year ended December 31, 2025
- LIQUIDITY.IO, LLC (FKA ARQ ADVISORS, LLC) fiscal year ended June 30, 2025
- Liquidly IAS, LLC fiscal year ended December 31, 2025
- Liquidnet, Inc. fiscal year ended December 31, 2025
- Livermore Trading Group, Inc. fiscal year ended December 31, 2025
- LivingFree Securities, LLC fiscal year ended March 31, 2026
- Livingston Securities, LLC fiscal year ended December 31, 2025
- Lloyds Securities Inc. fiscal year ended December 31, 2025
- LMV Capital Corp. fiscal year ended June 30, 2026
- LockeBridge Partners, Inc. fiscal year ended December 31, 2025
- LOCKTON INVESTMENT SECURITIES, LLC fiscal year ended April 30, 2026
- LOCKTON RE CAPITAL MARKETS, LLC fiscal year ended April 30, 2026
- LOCKWOOD SECURITIES LLC fiscal year ended December 31, 2025
- LoCorr Distributors, LLC fiscal year ended December 31, 2025
- Locust Walk Securities, LLC fiscal year ended December 31, 2025
- LODAS SECURITIES, LLC fiscal year ended December 31, 2025
- Loewen, Ondaatje, McCutcheon USA LLC fiscal year ended March 31, 2026
- Lombard Securities Incorporated fiscal year ended December 31, 2025
- Long Bridge Securities LLC fiscal year ended December 31, 2025
- Loomis Sayles Distributors, L.P. fiscal year ended December 31, 2025
- Loop Capital Markets LLC fiscal year ended December 31, 2025
- Lord Abbett Distributor LLC fiscal year ended September 30, 2025
- LPL Enterprise, LLC fiscal year ended December 31, 2025
- LPL Financial LLC fiscal year ended December 31, 2025
- LPS Capital LLC fiscal year ended December 31, 2025
- LRB Public Finance Advisors, Inc. fiscal year ended December 31, 2025
- LS Securities, LLC fiscal year ended December 31, 2025
- LSH Partners Securities, LLC fiscal year ended December 31, 2025
- Lucid Capital Markets, LLC (dba Americas Executions) fiscal year ended December 31, 2025
- LUCRUM CAPITAL SECURITIES, INC. fiscal year ended December 31, 2025
- LUMA Securities LLC fiscal year ended September 30, 2025
- Lument Securities, LLC fiscal year ended March 31, 2026
- Lyndhurst Securities, Inc. fiscal year ended December 31, 2025
- Lynx Capital, LLC fiscal year ended December 31, 2025
M
- M Financial Securities Marketing, Inc. fiscal year ended December 31, 2025
- M Holdings Securities, Inc. fiscal year ended December 31, 2025
- M Stevens Securities, LLC fiscal year ended June 30, 2026
- M&A SECURITIES GROUP, INC. fiscal year ended December 31, 2025
- M&Co. Securities LLC fiscal year ended December 31, 2025
- M&T Securities, Inc. fiscal year ended December 31, 2025
- M. E. ALLISON & CO., INC. fiscal year ended December 31, 2025
- M.D. Sass Securities, L.L.C. fiscal year ended December 31, 2025
- M.H. LeBlang, Inc. dba MHL Investments fiscal year ended December 31, 2025
- M.J. GROSSNICKLE, LLC fiscal year ended December 31, 2025
- M.M. Dillon & Co. LLC fiscal year ended December 31, 2025
- M.S. HOWELLS & CO. fiscal year ended December 31, 2025
- M1 Finance LLC fiscal year ended December 31, 2025
- M2O PRIVATE FUND ADVISORS LLC fiscal year ended December 31, 2025
- MACARTHUR STRATEGIC CAPITAL, LLC fiscal year ended December 31, 2025
- Mack Investment Securities, Inc fiscal year ended December 31, 2025
- Macquarie Capital (USA) Inc. fiscal year ended March 31, 2026
- Macro Risk Advisors LLC fiscal year ended December 31, 2025
- Madison Avenue Securities, LLC fiscal year ended December 31, 2025
- Madison Capital Markets, LLC fiscal year ended December 31, 2025
- Madison Global Partners LLC fiscal year ended March 31, 2026
- Madison Paige Securities LLC fiscal year ended December 31, 2025
- Magen Financial LLC fiscal year ended December 31, 2025
- Magstar Capital, LLC fiscal year ended December 31, 2025
- MAGV Securities, Inc. fiscal year ended December 31, 2025
- MAINE SECURITIES CORPORATION fiscal year ended December 31, 2025
- Mainline West Municipal Securities LLC fiscal year ended December 31, 2025
- Mainspring Capital Management, LLC fiscal year ended December 31, 2025
- Mallory Capital Group, LLC fiscal year ended December 31, 2025
- Man Investments Inc. fiscal year ended December 31, 2025
- Manning & Napier Investor Services, Inc. fiscal year ended December 31, 2025
- Manor Private Capital, LLC fiscal year ended December 31, 2025
- MANORHAVEN CAPITAL LLC fiscal year ended December 31, 2025
- Manulife John Hancock Brokerage Services LLC fiscal year ended December 31, 2025
- Marathon Capital Markets, LLC fiscal year ended December 31, 2025
- MARATHON TRADING GROUP LLC fiscal year ended December 31, 2025
- MARBLE TWO CAPITAL, LLC fiscal year ended December 31, 2025
- Marc J. Lane & Company fiscal year ended December 31, 2025
- MARCH CAPITAL CORPORATION fiscal year ended December 31, 2025
- Marco Polo Securities Inc. fiscal year ended December 31, 2025
- Marex Capital Markets Inc. fiscal year ended December 31, 2025
- Marex Securities Products Inc. fiscal year ended December 31, 2025
- Mariva Capital Markets, LLC fiscal year ended December 31, 2025
- Market Securities, LLC fiscal year ended March 31, 2026
- MarketAxess Corporation fiscal year ended December 31, 2025
- Marks Baughan Securities LLC fiscal year ended December 31, 2025
- Marriott Securities, LLC fiscal year ended December 31, 2025
- MarshBerry Capital, LLC fiscal year ended December 31, 2025
- MARTIN NELSON & CO., INC. fiscal year ended December 31, 2025
- Martinson & Company, Ltd. fiscal year ended June 30, 2026
- Marv Capital, Inc. fiscal year ended December 31, 2025
- Matrix 360 Distributors, LLC fiscal year ended December 31, 2025
- Matrix Executions, LLC fiscal year ended December 31, 2025
- Matthews South, LLC fiscal year ended September 30, 2025
- Maven Global Markets Trading LLP fiscal year ended June 30, 2025
- Maxim Group LLC fiscal year ended December 31, 2025
- May Capital Group, LLC fiscal year ended December 31, 2025
- MAYHILL AGENCY, LLC fiscal year ended December 31, 2025
- Mazzone & Associates, LLC fiscal year ended December 31, 2025
- MBS Capital Markets, LLC fiscal year ended December 31, 2025
- MBX Clearing LLC fiscal year ended December 31, 2025
- MC SQUARE CAPITAL, LLC fiscal year ended December 31, 2025
- MCAP LLC fiscal year ended December 31, 2025
- McClurg Capital Corporation fiscal year ended September 30, 2025
- McDermott Investment Services, LLC fiscal year ended December 31, 2025
- McDonnaugh Securities LLC fiscal year ended June 30, 2025
- McDuffie Morris Financial Group, Inc fiscal year ended April 30, 2026
- MCG Securities, LLC fiscal year ended December 31, 2025
- McIntyre Capital Partners, LLC fiscal year ended December 31, 2025
- McKenzie Securities, LLC fiscal year ended December 31, 2025
- McLaughlin Ryder Investments, Inc. fiscal year ended December 31, 2025
- MCLEAN SECURITIES, LLC fiscal year ended December 31, 2025
- MCM SECURITIES LLC fiscal year ended December 31, 2025
- MCMG Capital Advisors, Inc. fiscal year ended December 31, 2025
- McMorgan & Company Capital Advisors, LLC fiscal year ended December 31, 2025
- McNally Capital Securities, LLC fiscal year ended December 31, 2025
- McNally Financial Services Corporation fiscal year ended March 31, 2026
- MCP Securities, LLC fiscal year ended December 31, 2025
- MCSA Securities LLC fiscal year ended March 31, 2026
- MD Global Partners, LLC fiscal year ended December 31, 2025
- MD Vanilla B.V. d/b/a/ Maverick Derivatives fiscal year ended June 30, 2025
- MEC Global Partners LLC fiscal year ended December 31, 2025
- Mediobanca Securities USA, LLC fiscal year ended December 31, 2025
- Meeder Distribution Services, Inc. fiscal year ended December 31, 2025
- MEMX Execution Services LLC fiscal year ended December 31, 2025
- Mensura Securities, LLC fiscal year ended December 31, 2025
- Meraki Global Advisors, LLC fiscal year ended December 31, 2025
- Mercer Allied Company, L.P. fiscal year ended December 31, 2025
- Mercury Investment Services LLC fiscal year ended December 31, 2025
- Merger & Acquisition Capital Services, LLC fiscal year ended December 31, 2025
- Meridian Capital, LLC fiscal year ended December 31, 2025
- Meridian Equity Partners, Inc. fiscal year ended March 31, 2026
- Meridian Investments, Inc. fiscal year ended December 31, 2025
- Meridian Platform Securities, LLC fiscal year ended December 31, 2025
- Merrill Lynch, Pierce, Fenner & Smith Incorporated and Subsidiaries fiscal year ended December 31, 2025
- Mesirow Financial, Inc. fiscal year ended March 31, 2026
- Methuselah Capital LLC fiscal year ended March 31, 2026
- MetLife Investments Securities, LLC fiscal year ended December 31, 2025
- MetLife Investors Distribution Company fiscal year ended December 31, 2025
- Metric Financial, LLC fiscal year ended December 31, 2025
- Metric Point Capital, LLC fiscal year ended December 31, 2025
- Metronome Securities, LLC fiscal year ended December 31, 2025
- METROPOLITAN CAPITAL INVESTMENT BANC, INC. fiscal year ended December 31, 2025
- MFD Distributor, LLC fiscal year ended December 31, 2025
- MFR Securities, Inc. fiscal year ended December 31, 2025
- MFS Fund Distributors, Inc. fiscal year ended December 31, 2025
- MGI Funds Distributors, LLC fiscal year ended December 31, 2025
- MGO Securities Corp. fiscal year ended December 31, 2025
- Michigan Securities, Inc. fiscal year ended December 31, 2025
- MicroVenture Marketplace, Inc. fiscal year ended December 31, 2025
- Mid Atlantic Clearing & Settlement Corporation fiscal year ended December 31, 2025
- Midas Securities Group, Inc. fiscal year ended December 31, 2025
- Middle Market Transactions, Inc. fiscal year ended December 31, 2025
- MIDDLEGATE SECURITIES INC. fiscal year ended December 31, 2025
- Middlemarch Securities LLC fiscal year ended December 31, 2025
- Midland Securities, Ltd. fiscal year ended December 31, 2025
- MILESTONE INVESTMENTS, INC. fiscal year ended December 31, 2025
- Millburn Ridgefield LLC fiscal year ended December 31, 2025
- Millennium Advisors, LLC fiscal year ended December 31, 2025
- Milliman Investment Management Services LLC fiscal year ended December 31, 2025
- Ministry Partners Securities, LLC fiscal year ended December 31, 2025
- Mint Brokers fiscal year ended December 31, 2025
- Mirae Asset Securities (USA) Inc. fiscal year ended December 31, 2025
- Mirus Securities, Inc. fiscal year ended December 31, 2025
- Mischler Financial Group, Inc. fiscal year ended December 31, 2025
- MIT Associates, LLC fiscal year ended December 31, 2025
- Mitchell Energy Advisors, LLC fiscal year ended December 31, 2025
- Miura Capital, LLC fiscal year ended December 31, 2025
- Mizuho Markets Americas LLC fiscal year ended March 31, 2026
- Mizuho Securities Canada Inc. fiscal year ended March 31, 2026
- Mizuho Securities USA LLC fiscal year ended March 31, 2026
- MM Ascend Life Investor Services, LLC fiscal year ended December 31, 2025
- MM Global Securities, Inc. fiscal year ended December 31, 2025
- MMA Securities LLC fiscal year ended December 31, 2025
- MMC Securities LLC fiscal year ended December 31, 2025
- MML Distributors, LLC fiscal year ended December 31, 2025
- MML Investors Services, LLC and Subsidiary fiscal year ended December 31, 2025
- MML Strategic Distributors, LLC fiscal year ended December 31, 2025
- MMM Securities LLC fiscal year ended June 30, 2025
- MODERN CAPITAL SECURITIES, INC. fiscal year ended December 31, 2025
- MODERN PRIVATE EQUITY PARTNERS, LLC fiscal year ended June 30, 2026
- Moelis & Company LLC fiscal year ended December 31, 2025
- Moment Markets, LLC fiscal year ended December 31, 2025
- Momentum Independent Network Inc. fiscal year ended December 31, 2025
- Momentus Securities LLC fiscal year ended December 31, 2025
- Monarch Capital Group, LLC fiscal year ended December 31, 2025
- MONDEUM CAPITAL LLC fiscal year ended December 31, 2025
- Monere Investments, Inc. fiscal year ended December 31, 2025
- Monex Securities, Inc. fiscal year ended December 31, 2025
- Money Concepts Capital Corp. fiscal year ended December 31, 2025
- Money.Net Securities LLC F/K/A Tulipshare Securities, LLC fiscal year ended December 31, 2025
- MoneyLion Securities, LLC fiscal year ended December 31, 2025
- Monness Crespi Hardt & Co., Inc. fiscal year ended December 31, 2025
- Monroe Financial Partners, Inc. fiscal year ended December 31, 2025
- Montec Securities LLC fiscal year ended December 31, 2025
- MONTMINY SECURITIES, LLC fiscal year ended December 31, 2025
- Montrose Securities International fiscal year ended October 31, 2025
- MONUMENT GROUP, INC. fiscal year ended September 30, 2025
- Moody Capital Solutions, Inc. fiscal year ended December 31, 2025
- Moody Securities, LLC fiscal year ended December 31, 2025
- Moomoo Financial Inc. fiscal year ended December 31, 2025
- Moonfare Securities USA, LLC fiscal year ended December 31, 2025
- Moorgate Securities, LLC fiscal year ended December 31, 2025
- Moors & Cabot, Inc. fiscal year ended June 30, 2025
- MORETON CAPITAL MARKETS, LLC fiscal year ended December 31, 2025
- Morgan Partners LLC fiscal year ended December 31, 2025
- MORGAN STANLEY & CO. INTERNATIONAL plc fiscal year ended December 31, 2025
- MORGAN STANLEY & CO. LLC fiscal year ended December 31, 2025
- Morgan Stanley Capital Services LLC fiscal year ended December 31, 2025
- Morgan Stanley Distribution, Inc. fiscal year ended December 31, 2025
- Morgan Stanley Smith Barney LLC fiscal year ended December 31, 2025
- Morgan Wilshire Securities, Inc. fiscal year ended December 31, 2025
- Morris Group, Inc. fiscal year ended March 31, 2026
- Motilal Oswal Securities International Private Limited fiscal year ended March 31, 2026
- MOUNTAINSIDE SECURITIES LLC fiscal year ended December 31, 2025
- MPA BD Services LLC fiscal year ended December 31, 2025
- MSA SECURITIES, LLC fiscal year ended December 31, 2025
- MSC-BD, LLC fiscal year ended December 31, 2025
- MSEC, LLC fiscal year ended December 31, 2025
- MTG LLC dba Betterment Securities fiscal year ended December 31, 2025
- MTS Securities, LLC fiscal year ended December 31, 2025
- MUFG Securities Americas Inc. fiscal year ended December 31, 2025
- MUFG Securities EMEA plc fiscal year ended December 31, 2025
- MUFSON HOWE HUNTER & PARTNERS LLC fiscal year ended December 31, 2025
- MULTI-BANK SECURITIES, INC fiscal year ended December 31, 2025
- Mundial Financial Group, LLC fiscal year ended June 30, 2026
- Municipal Capital Markets Group, Inc. fiscal year ended December 31, 2025
- MURIEL SIEBERT & CO., LLC fiscal year ended December 31, 2025
- MURRAY SECURITIES, INC. fiscal year ended September 30, 2025
- Mutual Funds Associates, Inc. fiscal year ended October 31, 2025
- MUTUAL OF AMERICA SECURITIES LLC fiscal year ended December 31, 2025
- Mutual of Omaha Investor Services, Inc. fiscal year ended December 31, 2025
- MUTUAL SECURITIES, INC. fiscal year ended June 30, 2025
- MUZINICH CAPITAL LLC fiscal year ended December 31, 2025
- MWA Financial Services, Inc. fiscal year ended December 31, 2025
- Mystic Capital Markets Group, LLC fiscal year ended December 31, 2025
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- N. E. Private Client, Ltd. fiscal year ended December 31, 2025
- N.A. Investcorp LLC fiscal year ended June 30, 2026
- N.B. Zoullas Securities, Inc. fiscal year ended December 31, 2025
- N.I.S. Financial Services, Inc. fiscal year ended December 31, 2025
- nabSecurities, LLC fiscal year ended September 30, 2025
- NANCY BARRON & ASSOCIATES, INC. fiscal year ended December 31, 2025
- Nasdaq Capital Markets Advisory, LLC fiscal year ended December 31, 2025
- Nasdaq Execution Services, LLC fiscal year ended December 31, 2025
- NatAlliance Securities LLC fiscal year ended December 31, 2025
- National Bank of Canada Financial Inc. fiscal year ended October 31, 2025
- NATIONAL FINANCIAL SERVICES LLC fiscal year ended December 31, 2025
- Nations Financial Group, Inc. fiscal year ended December 31, 2025
- Nationwide Fund Distributors LLC fiscal year ended December 31, 2025
- Nationwide Investment Services Corporation fiscal year ended December 31, 2025
- Nationwide Planning Associates, Inc. fiscal year ended December 31, 2025
- NATIONWIDE SECURITIES, LLC fiscal year ended December 31, 2025
- Natisa Securities, LLC fiscal year ended September 30, 2025
- Natixis Distribution, LLC fiscal year ended December 31, 2025
- Natixis Securities Americas LLC fiscal year ended December 31, 2025
- NatWest Markets Securities Inc. fiscal year ended December 31, 2025
- Navaid Financial Services, Inc. fiscal year ended December 31, 2025
- Navian Capital Securities, LLC fiscal year ended December 31, 2025
- Navy Federal Investment Services, LLC fiscal year ended December 31, 2025
- NBC Securities, Inc. fiscal year ended December 31, 2025
- NCG Securities, LLC fiscal year ended December 31, 2025
- NCMG LLC fiscal year ended December 31, 2025
- NEAR EARTH, LLC fiscal year ended December 31, 2025
- Nearwater Capital Markets, Ltd. fiscal year ended December 31, 2025
- NEEDHAM & COMPANY, LLC fiscal year ended December 31, 2025
- Nelson Ivest Brokerage Services, Inc. fiscal year ended December 31, 2025
- Nelson Securities, Inc. fiscal year ended June 30, 2025
- Nest Investments BD LLC fiscal year ended December 31, 2025
- Nestlerode & Loy, Inc. fiscal year ended September 30, 2025
- NETREX CAPITAL MARKETS, LLC fiscal year ended December 31, 2025
- Netshares Financial Services, LLC fiscal year ended December 31, 2025
- Network 1 Financial Securities, Inc. fiscal year ended June 30, 2025
- NEUBERGER BERMAN BD LLC fiscal year ended December 31, 2025
- New Century Capital Partners, Inc. fiscal year ended December 31, 2025
- Newbridge Securities Corporation fiscal year ended December 31, 2025
- NewEdge Securities, LLC and Subsidiary fiscal year ended December 31, 2025
- Newmark Securities, LLC fiscal year ended December 31, 2025
- NEWOAK CAPITAL MARKETS LLC fiscal year ended June 30, 2025
- NexBank Securities, Inc. fiscal year ended December 31, 2025
- NexPoint Securities, Inc. fiscal year ended December 31, 2025
- NextGen Capital Markets, LLC fiscal year ended December 31, 2025
- NexTier Distribution LLC fiscal year ended June 30, 2026
- NexTrend Securities, Inc. fiscal year ended December 31, 2025
- NFSTX, LLC fiscal year ended December 31, 2025
- NGC Financial, LLC fiscal year ended June 30, 2026
- NH Investment & Securities America, Inc. fiscal year ended December 31, 2025
- NI ADVISORS fiscal year ended June 30, 2025
- Ninth Eternity Securities, LLC fiscal year ended December 31, 2025
- Noble Capital Markets, Inc. fiscal year ended September 30, 2025
- Nobles & Richards, Inc. fiscal year ended June 30, 2025
- NOMAD INVESTMENT SERVICES fiscal year ended December 31, 2025
- Nomura Global Financial Products Inc. fiscal year ended March 31, 2026
- NOMURA INTERNATIONAL PLC fiscal year ended March 31, 2026
- Nomura Securities International, Inc. fiscal year ended March 31, 2026
- Nordea Securities LLC fiscal year ended December 31, 2025
- NORTH CAPITAL AGENCY BROKERAGE, LLC fiscal year ended March 31, 2026
- North Capital Private Securities Corporation fiscal year ended March 31, 2026
- NORTH INLET ADVISORS, LLC fiscal year ended December 31, 2025
- North Point Mergers and Acquisitions, Inc. fiscal year ended December 31, 2025
- North South Capital, LLC fiscal year ended December 31, 2025
- NORTHBORNE SECURITIES PARTNERS LLC fiscal year ended December 31, 2025
- NORTHBOUND SECURITIES LLC fiscal year ended December 31, 2025
- Northbridge Financial Services f/k/a Hans, Christian, Anderson, Inc. fiscal year ended December 31, 2025
- Northcoast Research Partners, LLC fiscal year ended December 31, 2025
- Northern Capital Securities Corporation fiscal year ended October 31, 2025
- NORTHERN EDGE CAPITAL ADVISORS LLC fiscal year ended December 31, 2025
- Northern Funds Distributors, LLC fiscal year ended December 31, 2025
- Northern Lights Distributors, LLC fiscal year ended December 31, 2025
- Northern Trust Securities, Inc. fiscal year ended December 31, 2025
- Northland Securities, Inc. fiscal year ended December 31, 2025
- NORTHVIEW ADVISORS LLC fiscal year ended December 31, 2025
- Northwest Financial Group LLC fiscal year ended December 31, 2025
- NORTHWEST INVESTMENT ADVISORS, INC. fiscal year ended December 31, 2025
- Northwestern Mutual Investment Services, LLC fiscal year ended December 31, 2025
- NORTLOV SECURITIES LLC fiscal year ended December 31, 2025
- Nova Capital Solutions, LLC fiscal year ended December 31, 2025
- NPM Securities, LLC fiscal year ended December 31, 2025
- NuOrion Capital, LLC fiscal year ended September 30, 2025
- Nuvama Financial Services, Inc. fiscal year ended March 31, 2026
- NUVEEN SECURITIES, LLC fiscal year ended December 31, 2025
- NVSTR Financial LLC fiscal year ended June 30, 2026
- NW Capital Markets Inc. fiscal year ended December 31, 2025
- NYLIFE Distributors LLC fiscal year ended December 31, 2025
- NYLIFE Securities LLC fiscal year ended December 31, 2025
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- O'Neil Securities, Incorporated fiscal year ended December 31, 2025
- Oak Hills Securities, Inc. fiscal year ended September 30, 2025
- Oaklins DP LLC fiscal year ended December 31, 2025
- Oakwood Capital Securities, Inc fiscal year ended March 31, 2026
- Oasis Pro Markets LLC fiscal year ended December 31, 2025
- OBERLIN FINANCIAL INTERNATIONAL, LLC fiscal year ended December 31, 2025
- Oberon Securities, LLC fiscal year ended December 31, 2025
- OBERWEIS SECURITIES, INC. fiscal year ended December 31, 2025
- OBEX SECURITIES LLC fiscal year ended December 31, 2025
- Objective Equity, LLC (dba ARC Group Securities LLC) fiscal year ended September 30, 2025
- Ocean Financial Services, LLC fiscal year ended December 31, 2025
- Ocean Park Securities, LLC fiscal year ended December 31, 2025
- OCEANUS SECURITIES, LLC fiscal year ended March 31, 2026
- OCM Investments, LLC fiscal year ended December 31, 2025
- OCP Capital, LLC fiscal year ended December 31, 2025
- Octaura Securities TradingCo LLC fiscal year ended December 31, 2025
- Oddo BHF New York Corporation fiscal year ended December 31, 2025
- Odeon Capital Group, LLC fiscal year ended December 31, 2025
- OFG Financial Services, Inc. fiscal year ended December 31, 2025
- Ohanae Securities LLC fiscal year ended March 31, 2026
- OLD CITY SECURITIES LLC fiscal year ended June 30, 2025
- Old Greenwich Partners, LLC fiscal year ended December 31, 2025
- Old Mission Capital LLC fiscal year ended December 31, 2025
- Old Mission Markets LLC fiscal year ended December 31, 2025
- OLD SLIP CAPITAL MANAGEMENT, INC. fiscal year ended December 31, 2025
- Olden Lane Securities LLC fiscal year ended December 31, 2025
- OLDFIELD CAPITAL GROUP, LLC fiscal year ended March 31, 2026
- Olsen Palmer LLC fiscal year ended June 30, 2026
- OM PARTNERS, LLC fiscal year ended June 30, 2026
- Omega Point Securities, LLC fiscal year ended December 31, 2025
- OMNI FINANCIAL SECURITIES, INC. fiscal year ended December 31, 2025
- OmniCap, LLC fiscal year ended December 31, 2025
- One 2800 Capital Advisors, LLC fiscal year ended December 31, 2025
- One Growth Securities LLC fiscal year ended December 31, 2025
- One Vanderbilt Securities LLC fiscal year ended December 31, 2025
- OneAmerica Securities, Inc. fiscal year ended December 31, 2025
- OneChronos Markets, LLC fiscal year ended December 31, 2025
- ONEDIGITAL SECURITIES LLC fiscal year ended December 31, 2025
- OneSource Fi, LLC fiscal year ended December 31, 2025
- ONPEAK CAPITAL LLC fiscal year ended December 31, 2025
- ONYX PARTNERS, INCORPORATED fiscal year ended June 30, 2026
- OPAL SECURITIES, INC. fiscal year ended December 31, 2025
- Open Lane Capital Advisors, LLC fiscal year ended December 31, 2025
- OPEN TO THE PUBLIC INVESTING, INC. fiscal year ended December 31, 2025
- OPENCASH SECURITIES LLC fiscal year ended December 31, 2025
- OpenDeal Broker LLC fiscal year ended December 31, 2025
- OpenYield Trading LLC fiscal year ended December 31, 2025
- OPES BESPOKE SECURITIES LLC fiscal year ended December 31, 2025
- Oppenheimer & Co. Inc. fiscal year ended December 31, 2025
- Opportune Partners LLC fiscal year ended December 31, 2025
- OptimX Securities LLC fiscal year ended December 31, 2025
- Optionality Securities, LLC fiscal year ended March 31, 2026
- Optiver Execution Services LLC fiscal year ended December 31, 2025
- Optiver US LLC fiscal year ended December 31, 2025
- Optsecurities, LLC fiscal year ended December 31, 2025
- ORBIS INVESTMENTS (U.S.), LLC fiscal year ended December 31, 2025
- Orchard Securities, LLC fiscal year ended June 30, 2025
- ORIENTAL FINANCIAL SERVICES LLC fiscal year ended December 31, 2025
- ORTEX SECURITIES LLC fiscal year ended December 31, 2025
- Osaic Institutions, Inc. fiscal year ended December 31, 2025
- Osaic Services, Inc. fiscal year ended December 31, 2025
- Osaic Wealth, Inc. fiscal year ended December 31, 2025
- Oscar Gruss & Son Incorporated fiscal year ended December 31, 2025
- OTC LINK LLC fiscal year ended December 31, 2025
- Outcome Capital, LLC fiscal year ended December 31, 2025
- Outset Global Trading Limited fiscal year ended December 31, 2025
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- P & M Corporate Finance, LLC fiscal year ended December 31, 2025
- P.A.N. Securities, LP fiscal year ended December 31, 2025
- P.J. Robb Variable, LLC fiscal year ended December 31, 2025
- P2 CORPORATE FINANCE, LLC fiscal year ended December 31, 2025
- Pacenote Capital LLC fiscal year ended March 31, 2026
- Pacer Financial, Inc. fiscal year ended December 31, 2025
- Pacific Alliance Associates LLC fiscal year ended December 31, 2025
- Pacific Century Securities, LLC fiscal year ended December 31, 2025
- Pacific Coast Capital, LLC fiscal year ended December 31, 2025
- Pacific Financial Associates, NV fiscal year ended June 30, 2025
- Pacific Gate Advisors, LLC fiscal year ended December 31, 2025
- PACIFIC POINT SECURITIES, LLC fiscal year ended December 31, 2025
- Pacific Select Distributors, LLC fiscal year ended December 31, 2025
- Packerland Brokerage Services, Inc., and Affiliate fiscal year ended December 31, 2025
- Pactolus Capital Partners fiscal year ended June 30, 2025
- PAG Financial, LLC fiscal year ended December 31, 2025
- Palafox Trading LLC fiscal year ended December 31, 2025
- Palazzo Securities, LLC fiscal year ended December 31, 2025
- Palico LLC fiscal year ended December 31, 2025
- PALLADIUM CAPITAL GROUP, LLC fiscal year ended December 31, 2025
- Palm Tree Securities LLC fiscal year ended December 31, 2025
- PALMAS SECURITIES, LLC fiscal year ended December 31, 2025
- PALMER CAPITAL ADVISORS, LLC fiscal year ended December 31, 2025
- Palmetto Advisory Group, LLC fiscal year ended December 31, 2025
- PANMURE LIBERUM INC. fiscal year ended December 31, 2025
- PANTEK PARTNERS ADVISORS LLC fiscal year ended December 31, 2025
- Pantheon Securities, LLC fiscal year ended December 31, 2025
- Papamarkou Wellner & Co., Inc. fiscal year ended December 31, 2025
- Par5 Capital & Co., LLC fiscal year ended June 30, 2025
- PARADIGM CAPITAL U.S. INC. fiscal year ended July 31, 2025
- PARADIGM EQUITIES, INC. fiscal year ended December 31, 2025
- Paralel Distributors LLC fiscal year ended December 31, 2025
- Paramax Securities, LLC fiscal year ended December 31, 2025
- PARETO SECURITIES INC. fiscal year ended December 31, 2025
- Pariter Securities, LLC fiscal year ended December 31, 2025
- Park Avenue Securities LLC fiscal year ended December 31, 2025
- Park Madison Partners, LLC fiscal year ended December 31, 2025
- Park Place Capital Securities Corp. fiscal year ended December 31, 2025
- Park Walk Capital Markets LLC fiscal year ended December 31, 2025
- Parkland Securities, LLC fiscal year ended December 31, 2025
- Parnassus Funds Distributor, LLC fiscal year ended December 31, 2025
- Parsonex Capital Markets, LLC fiscal year ended December 31, 2025
- Parsonex Securities, Inc. fiscal year ended December 31, 2025
- PARTNERCAP SECURITIES, LLC fiscal year ended December 31, 2025
- PARTNERSHIP CAPITAL GROWTH, LLC fiscal year ended December 31, 2025
- ParX Trading, LLC. fiscal year ended December 31, 2025
- Passco Capital, Inc. fiscal year ended December 31, 2025
- PATRICK CAPITAL MARKETS, LLC fiscal year ended June 30, 2025
- Paulson Investment Company, LLC fiscal year ended December 31, 2025
- Pave Securities, LLC fiscal year ended December 31, 2025
- Paychex Securities Corporation fiscal year ended May 31, 2026
- Payden & Rygel Distributors fiscal year ended December 31, 2025
- PCA CAPITAL SECURITIES, LLC fiscal year ended December 31, 2025
- PCF Capital Markets, LLC fiscal year ended December 31, 2025
- PCR Finance Group, LLC, dba Partners Finance fiscal year ended December 31, 2025
- PeachCap Securities, Inc. fiscal year ended December 31, 2025
- Peachtree PC Investors, LLC fiscal year ended December 31, 2025
- Peak Brokerage Services, LLC fiscal year ended December 31, 2025
- PEAK6 Capital Management, LLC fiscal year ended December 31, 2025
- Peakstone Securities, LLC fiscal year ended December 31, 2025
- Pederson&Co LLC fiscal year ended December 31, 2025
- Peel Hunt Inc. fiscal year ended March 31, 2026
- PEI Global Partners LLC fiscal year ended September 30, 2025
- Peloton Securities, LLC fiscal year ended December 31, 2025
- Pendulum Securities, LLC fiscal year ended December 31, 2025
- PennHaven Brokerage Partners, LLC fiscal year ended December 31, 2025
- Penrod Financial Services, Inc. dba Penrod Financial Group fiscal year ended December 31, 2025
- Penserra Securities LLC fiscal year ended December 31, 2025
- Pentegra Distributors, Inc. fiscal year ended December 31, 2025
- PEP Advisory LLC fiscal year ended December 31, 2025
- Percent Securities, LLC fiscal year ended December 31, 2025
- Perella Weinberg Partners LP fiscal year ended December 31, 2025
- Performance Trust Capital Partners, LLC fiscal year ended December 31, 2025
- Periculum Capital Markets, LLC fiscal year ended December 31, 2025
- Perigee Securities LP fiscal year ended December 31, 2025
- Peritus Capital LLC fiscal year ended March 31, 2026
- PERKINS FUND MARKETING, LLC fiscal year ended December 31, 2025
- Perpetual Americas Funds Distributors, LLC fiscal year ended December 31, 2025
- Perryman Securities, Inc. fiscal year ended September 30, 2025
- PERSHING ADVISOR SOLUTIONS LLC fiscal year ended December 31, 2025
- PERSHING LLC fiscal year ended December 31, 2025
- Perth Advisors LLC fiscal year ended September 30, 2025
- Peters & Co. Equities Inc. fiscal year ended September 30, 2025
- Petrie Partners Securities, LLC fiscal year ended December 31, 2025
- PFAL Securities Inc. fiscal year ended June 30, 2025
- PFS INVESTMENTS INC. fiscal year ended December 31, 2025
- PG BOOLE, LLC fiscal year ended December 31, 2025
- PGB Securities LLC fiscal year ended December 31, 2025
- PGM Global Inc. fiscal year ended December 31, 2025
- PGP Capital Advisors, LLC fiscal year ended December 31, 2025
- PH Partners, LLC fiscal year ended December 31, 2025
- PHARUS SECURITIES, LLC fiscal year ended December 31, 2025
- PHCP, LLC fiscal year ended December 31, 2025
- Phillip Capital Inc. fiscal year ended June 30, 2026
- PhiloSmith Securities, LLC fiscal year ended December 31, 2025
- Philpott Ball & Werner, LLC fiscal year ended December 31, 2025
- PHX Financial, Inc. dba Phoenix Financial Services fiscal year ended December 31, 2025
- Pickwick Capital Partners, LLC fiscal year ended December 31, 2025
- Pictet Overseas Inc. fiscal year ended December 31, 2025
- PIMCO INVESTMENTS LLC fiscal year ended December 31, 2025
- PINE Distributors LLC fiscal year ended December 31, 2025
- PineBridge Securities LLC fiscal year ended December 31, 2025
- Pinnacle Capital Securities, LLC fiscal year ended March 31, 2026
- Pinnacle Investments, LLC fiscal year ended December 31, 2025
- Piper Sandler & Co. fiscal year ended December 31, 2025
- PJT PARTNERS LP fiscal year ended December 31, 2025
- Place Trade Financial, Inc. fiscal year ended June 30, 2025
- Plan B Investments, Inc. fiscal year ended December 31, 2025
- PlanMember Securities Corporation fiscal year ended December 31, 2025
- Planned Financial Programs Inc. fiscal year ended December 31, 2025
- Planner Securities LLC fiscal year ended December 31, 2025
- Plante Moran Insurance Agency Services, LLC fiscal year ended June 30, 2025
- Plexus Energy Capital, LLC fiscal year ended December 31, 2025
- PLP CAPITAL, LLC fiscal year ended December 31, 2025
- PLURAL BROKERAGE LLC fiscal year ended December 31, 2025
- Pluris Capital Group, Inc. fiscal year ended December 31, 2025
- Plus Venture Partners, LLC fiscal year ended June 30, 2026
- PM Securities, LLC dba PHOENIX IB fiscal year ended December 31, 2025
- PMA Securities, LLC fiscal year ended December 31, 2025
- PNC Capital Markets LLC fiscal year ended December 31, 2025
- PNC Wealth Management LLC and Subsidiary fiscal year ended December 31, 2025
- PNFP CAPITAL MARKETS, INC. fiscal year ended December 31, 2025
- POINSETT SECURITIES, LLC fiscal year ended December 31, 2025
- Polar Investment Counsel, Inc. fiscal year ended June 30, 2025
- Polaris Private Placements, LLC fiscal year ended December 31, 2025
- Polygon Capital Advisors, LLC fiscal year ended December 31, 2025
- Popular Securities LLC fiscal year ended December 31, 2025
- Port Securities, Inc. fiscal year ended December 31, 2025
- Portfolio Resources Group, Inc. fiscal year ended December 31, 2025
- Portum Capital LLC fiscal year ended December 31, 2025
- POTOMAC INVESTMENT COMPANY fiscal year ended December 31, 2025
- Powder Point Financial, LLC fiscal year ended December 31, 2025
- PPHB Securities, L.P. fiscal year ended December 31, 2025
- PRAIRIE CAPITAL MARKETS, LLC fiscal year ended September 30, 2025
- Praxess Securities, LLC fiscal year ended December 31, 2025
- Pre-IPO Street, Inc. fiscal year ended September 30, 2025
- Preferred Capital Securities, LLC fiscal year ended December 31, 2025
- Preferred Client Group, Inc. fiscal year ended September 30, 2025
- PREP Securities, LLC fiscal year ended December 31, 2025
- President Street Global, LLC fiscal year ended December 31, 2025
- Presidio Merchant Partners LLC fiscal year ended December 31, 2025
- Pretium Securities, LLC fiscal year ended December 31, 2025
- Prevail Capital LLC fiscal year ended December 31, 2025
- PricewaterhouseCoopers Corporate Finance LLC fiscal year ended June 30, 2025
- Prime Capital Markets, LLC fiscal year ended December 31, 2025
- Prime Dealer Services Corp. fiscal year ended December 31, 2025
- Prime Decision Consulting LLC fiscal year ended December 31, 2025
- Prime Executions, Inc. fiscal year ended March 31, 2026
- PRIME NUMBER CAPITAL, LLC fiscal year ended December 31, 2025
- Primerica Brokerage Services, Inc. fiscal year ended December 31, 2025
- Primus Financial Services, LLC fiscal year ended December 31, 2025
- Principal Funds Distributor, Inc. fiscal year ended December 31, 2025
- Principal Securities, Inc. fiscal year ended December 31, 2025
- Prism Financial Products LP fiscal year ended December 31, 2025
- PRIVATE BROKERS, LLC fiscal year ended December 31, 2025
- Private Client Services, LLC fiscal year ended December 31, 2025
- Private Placement Insurance Products, LLC fiscal year ended December 31, 2025
- PRIVATE PORTFOLIO, INC. fiscal year ended December 31, 2025
- Probitas Funds Group, LLC fiscal year ended December 31, 2025
- Profinancial, Inc. fiscal year ended December 31, 2025
- Profor Securities, LLC fiscal year ended December 31, 2025
- ProFunds Distributors, Inc. fiscal year ended December 31, 2025
- Prometheum Capital, LLC fiscal year ended December 31, 2025
- Prometheum Ember ATS, Inc. fiscal year ended December 31, 2025
- Prometheus Financial, LLC fiscal year ended December 31, 2025
- PROOF SERVICES, LLC fiscal year ended December 31, 2025
- PROPEL ADVISORY GROUP, INC. fiscal year ended December 31, 2025
- PROSPERA FINANCIAL SERVICES, INC. fiscal year ended June 30, 2026
- Prosperum Securities, LLC DBA Avant-Garde Trading Securities fiscal year ended June 30, 2026
- Provable Markets, LLC fiscal year ended September 30, 2025
- Pruco Securities, LLC fiscal year ended December 31, 2025
- Prudential Annuities Distributors, Inc. fiscal year ended December 31, 2025
- Prudential Investment Management Services LLC fiscal year ended December 31, 2025
- PTI SECURITIES & FUTURES L.P. AND SUBSIDIARY fiscal year ended December 31, 2025
- PTR, INC. fiscal year ended June 30, 2025
- PTS Brokerage, LLC fiscal year ended December 31, 2025
- Puente Servicios Financieros LLC fiscal year ended December 31, 2025
- PULLMAN SECURITIES, LLC fiscal year ended December 31, 2025
- Puma Capital, LLC fiscal year ended December 31, 2025
- PUNDION LLC fiscal year ended December 31, 2025
- PureStream, LLC fiscal year ended December 31, 2025
- Purshe Kaplan Sterling Investments, Inc. fiscal year ended December 31, 2025
- PWA Securities, LLC fiscal year ended December 31, 2025
- Pyramid Funds Corporation fiscal year ended December 31, 2025
- PZENA FINANCIAL SERVICES, LLC fiscal year ended December 31, 2025
Q
- Q Advisors LLC fiscal year ended December 31, 2025
- Quadriga Securities, LLC fiscal year ended December 31, 2025
- Quantfury Trading USA, LLC fiscal year ended May 31, 2026
- Quantitative Brokers, LLC and Subsidiaries fiscal year ended December 31, 2025
- Quantlab Brokerage, LLC fiscal year ended December 31, 2025
- QuantRiver Financial, LLC fiscal year ended December 31, 2025
- QUASAR DISTRIBUTORS, LLC fiscal year ended December 31, 2025
- QUATTRO M SECURITIES, INC. fiscal year ended September 30, 2025
- Questrade USA, Inc. fiscal year ended December 31, 2025
- Quilvest Capital Partners Securities LLC (f/k/a Quilvest Securities LLC) fiscal year ended December 31, 2025
- Quinbrook Capital Partners LLC fiscal year ended December 31, 2025
- Quincy Cass Associates, Incorporated fiscal year ended November 30, 2025
- Quint Capital Corporation fiscal year ended June 30, 2025
- Quoin Capital, LLC fiscal year ended December 31, 2025
R
- R. SEELAUS & CO., LLC fiscal year ended December 31, 2025
- R.F. Lafferty & Company, Inc. fiscal year ended June 30, 2026
- R.J. O'Brien Securities, LLC fiscal year ended December 31, 2025
- R.M. Duncan Securities, Inc. fiscal year ended June 30, 2026
- R.M. Stark & Co., Inc. fiscal year ended September 30, 2025
- RA Capital Associates LLC fiscal year ended December 31, 2025
- Rabo Securities USA, Inc. fiscal year ended December 31, 2025
- RACE ROCK CAPITAL LLC fiscal year ended December 31, 2025
- Raine Securities LLC fiscal year ended December 31, 2025
- RainMaker Securities, LLC fiscal year ended December 31, 2025
- RAM Financial LLC fiscal year ended December 31, 2025
- Rapid Execution Services, LLC fiscal year ended December 31, 2025
- Raymond James & Associates, Inc. fiscal year ended September 30, 2025
- Raymond James (USA) Ltd. fiscal year ended September 30, 2025
- Raymond James Financial Services, Inc. fiscal year ended September 30, 2025
- RB International Markets (USA) LLC fiscal year ended December 31, 2025
- RBC Capital Markets, LLC & Subsidiaries fiscal year ended October 31, 2025
- RBC CMA LTD. fiscal year ended October 31, 2025
- RCX Capital Group, LLC fiscal year ended December 31, 2025
- Reagan Securities, Inc. fiscal year ended December 31, 2025
- Realized Financial, Inc. fiscal year ended March 31, 2026
- REALTA EQUITIES, INC. fiscal year ended December 31, 2025
- RealtyX, LLC fiscal year ended December 31, 2025
- Red Mountain Securities LLC fiscal year ended December 31, 2025
- RedBird BD, LLC fiscal year ended December 31, 2025
- Redbridge Global Markets, LLC fiscal year ended March 31, 2026
- Redbridge Securities LLC fiscal year ended December 31, 2025
- Rede Partners (Americas) LLC fiscal year ended March 31, 2026
- REDI Global Technologies LLC fiscal year ended December 31, 2025
- Redmont Capital Markets LLC fiscal year ended December 31, 2025
- Redrock Trading Partners, LLC fiscal year ended December 31, 2025
- RedSwan Markets, LLC fiscal year ended December 31, 2025
- REDTAIL CAPITAL MARKETS, LLC fiscal year ended December 31, 2025
- REEF RESOURCES, LLC fiscal year ended December 31, 2025
- Regal Securities, Inc. fiscal year ended December 31, 2025
- Regiment Securities, LLC fiscal year ended June 30, 2025
- Regional Brokers, Inc. fiscal year ended December 31, 2025
- Regions Securities LLC fiscal year ended December 31, 2025
- Register Financial Associates, Inc. fiscal year ended December 31, 2025
- Regulus Financial Group, LLC fiscal year ended December 31, 2025
- Rehmann Financial Network, LLC fiscal year ended December 31, 2025
- Reid & Rudiger, LLC fiscal year ended December 31, 2024
- RELIANCE CAPITAL MANAGEMENT ADVISORS, LLC fiscal year ended June 30, 2026
- Remsenburg Securities, LLC fiscal year ended June 30, 2025
- Renaissance Institutional Management LLC fiscal year ended December 31, 2025
- Renaissance Macro Securities, LLC fiscal year ended December 31, 2025
- Republic Capital Group fiscal year ended December 31, 2025
- Republic Partners, LLC fiscal year ended December 31, 2025
- Research Capital USA Inc. fiscal year ended March 31, 2026
- Resolute Investment Distributors, Inc. fiscal year ended December 31, 2025
- Retirement Plan Advisors Services, LLC fiscal year ended December 31, 2025
- RetireOne Investment Services, LLC fiscal year ended December 31, 2025
- Revere Securities LLC fiscal year ended December 31, 2025
- REVL SECURITIES LLC fiscal year ended December 31, 2025
- Revolut Securities Inc. fiscal year ended December 31, 2025
- Reynolds Advisory Partners, LLC fiscal year ended December 31, 2025
- RFS Partners fiscal year ended June 30, 2025
- Rhoda and Co LLC (dba Henries Securities) fiscal year ended December 31, 2025
- Rhodes Securities, Inc. fiscal year ended April 30, 2026
- Rhône Group Advisors LLC fiscal year ended December 31, 2025
- Rialto Markets LLC fiscal year ended June 30, 2026
- Rice Securities, LLC dba Rice Financial Products Company fiscal year ended December 31, 2025
- RICHARD JAMES & ASSOCIATES, INC. fiscal year ended December 31, 2025
- Richards, Merrill & Peterson, Inc. DBA Richards Merrill Wealth Management fiscal year ended December 31, 2025
- Ridgeback Securities, Ltd. fiscal year ended December 31, 2025
- Ridgeview Capital, LLC fiscal year ended December 31, 2025
- Riedl First Securities Company of Kansas fiscal year ended December 31, 2025
- RISE FINANCIAL SERVICES, LLC fiscal year ended December 31, 2025
- RISEVEST FINANCIAL SECURITIES LIMITED fiscal year ended December 31, 2025
- RiverSource Distributors, Inc. fiscal year ended December 31, 2025
- Rivington Securities, LLC fiscal year ended December 31, 2025
- RKCA, INC. fiscal year ended December 31, 2025
- RMB Securities (USA) Inc. fiscal year ended June 30, 2026
- RMN Securities, Inc. d/b/a Senate Securities fiscal year ended December 31, 2025
- RNR Securities, LLC fiscal year ended December 31, 2025
- Robert A. Stanger & Company, Inc. fiscal year ended December 31, 2025
- Robert Blum Municipals, Inc. fiscal year ended March 31, 2026
- Robert W. Baird & Co. Incorporated fiscal year ended December 31, 2025
- Roberts & Ryan, Inc. fiscal year ended December 31, 2025
- Robertson Stephens Capital Markets, LLC fiscal year ended December 31, 2025
- Robinhood Financial LLC fiscal year ended December 31, 2025
- Robinhood Securities, LLC fiscal year ended December 31, 2025
- Robotti Securities, LLC fiscal year ended December 31, 2025
- Robus Capital Partners LLC fiscal year ended August 31, 2025
- Roc Global, LLC fiscal year ended December 31, 2025
- ROCKDALE SECURITIES, LLC fiscal year ended December 31, 2025
- Rockefeller Financial LLC fiscal year ended December 31, 2025
- Rocket Dollar Capital LLC fiscal year ended December 31, 2025
- Rockfleet Financial Services, Inc. fiscal year ended March 31, 2026
- Rockland Securities, LLC fiscal year ended December 31, 2025
- Rockwell Financial Group, Inc. fiscal year ended December 31, 2025
- ROMANO BROTHERS AND COMPANY fiscal year ended December 31, 2025
- Rondeivu Securities LLC fiscal year ended December 31, 2025
- Roosevelt & Cross, Incorporated fiscal year ended December 31, 2025
- Rose & Co. Capital Advisors, LLC fiscal year ended December 31, 2025
- Rosenblatt Securities Inc. fiscal year ended December 31, 2025
- ROTH CAPITAL PARTNERS, LLC fiscal year ended June 30, 2026
- Rothschild & Co Global Market Solutions LLC fiscal year ended December 31, 2025
- Rothschild & Co US Inc. fiscal year ended December 31, 2025
- Rothschild Investment LLC fiscal year ended December 31, 2025
- Royal Treasure Securities LLC fiscal year ended December 31, 2025
- Royce Fund Services, LLC fiscal year ended September 30, 2025
- RPP Securities, LLC fiscal year ended December 31, 2025
- RQD* Clearing, LLC fiscal year ended December 31, 2025
- RSP INVESTMENTS, LLC fiscal year ended December 31, 2025
- RUBINBROWN CORPORATE FINANCE, LLC fiscal year ended May 31, 2026
- RUFFER LLC fiscal year ended March 31, 2026
- Russell Investments Financial Services, LLC fiscal year ended December 31, 2025
- Russell Investments Implementation Services, LLC fiscal year ended December 31, 2025
- RW Smith & Associates, LLC fiscal year ended April 30, 2026
- RYAN TAX CAPITAL, LLC fiscal year ended June 30, 2026
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- S. Goldman Advisors, LLC fiscal year ended December 31, 2025
- S.G. Long & Company fiscal year ended June 30, 2026
- S.L. Reed & Company fiscal year ended December 31, 2025
- S2K Financial LLC fiscal year ended December 31, 2025
- Sabadell Securities USA, Inc. fiscal year ended December 31, 2025
- Sable Capital, LLC fiscal year ended December 31, 2025
- SAF Financial Securities LLC fiscal year ended December 31, 2025
- SAFRA SECURITIES LLC fiscal year ended December 31, 2025
- Sage Canyon Advisors, LLC fiscal year ended December 31, 2025
- Sage Partners Securities, LLC fiscal year ended December 31, 2025
- Sage, Rutty & Co., Inc. fiscal year ended December 31, 2025
- SAGETRADER, LLC fiscal year ended September 30, 2025
- Saints Advisors LLC fiscal year ended December 31, 2025
- SAL EQUITY TRADING, GP fiscal year ended December 31, 2025
- SALEM PARTNERS, LLC fiscal year ended December 31, 2025
- Salient Capital, L.P. fiscal year ended December 31, 2025
- SAMCO Capital Markets, Inc. fiscal year ended December 31, 2025
- SAMI Brokerage LLC fiscal year ended December 31, 2025
- Sammons Financial Network, LLC fiscal year ended December 31, 2025
- Samsung Securities (America), Inc. fiscal year ended December 31, 2025
- SAMUEL A. RAMIREZ & COMPANY, INC. fiscal year ended September 30, 2025
- SAN BLAS SECURITIES, LLC fiscal year ended March 31, 2026
- Sanctuary Securities, Inc. fiscal year ended December 31, 2025
- Sand Capital LLC fiscal year ended December 31, 2025
- Sanderlin Securities, L.L.C. fiscal year ended December 31, 2025
- Sanders Morris LLC fiscal year ended December 31, 2025
- Sanford C. Bernstein & Co., LLC fiscal year ended December 31, 2025
- Santander Securities LLC fiscal year ended December 31, 2025
- Santander US Capital Markets LLC and Subsidiary fiscal year ended December 31, 2025
- SAPENO INC. fiscal year ended November 30, 2025
- Saturn Capital, Inc. fiscal year ended December 31, 2025
- Saturna Brokerage Services, Inc. fiscal year ended June 30, 2026
- Sauer, Dazey Investment Company fiscal year ended March 31, 2026
- Savile Capital Markets LLC fiscal year ended June 30, 2025
- SAXONY SECURITIES, INC. fiscal year ended March 31, 2026
- Saybrus Equity Services, LLC fiscal year ended December 31, 2025
- SB1 Capital Markets, Inc. fiscal year ended December 31, 2025
- SC&H Capital Corporation fiscal year ended December 31, 2025
- SCA Development, LLC fiscal year ended December 31, 2025
- Scaleview Securities LLC fiscal year ended December 31, 2025
- SCH Enterprises, Inc. fiscal year ended December 31, 2025
- SCHLITT INVESTOR SERVICES, INC. fiscal year ended December 31, 2025
- Schroder Fund Advisors LLC fiscal year ended December 31, 2025
- Scotia Capital (USA) Inc. fiscal year ended October 31, 2025
- Scott James Group, Inc. fiscal year ended December 31, 2025
- Scott T. Taylor, LTD fiscal year ended December 31, 2025
- Scottsdale Capital Advisors Corporation fiscal year ended June 30, 2026
- SCRED Securities US LLC fiscal year ended December 31, 2025
- Scully Capital Securities Corporation fiscal year ended June 30, 2026
- SDR CAPITAL MARKETS, LLC fiscal year ended December 31, 2025
- SEABURY SECURITIES LLC fiscal year ended December 31, 2025
- SEACAP SECURITIES LLC fiscal year ended December 31, 2025
- Sealion Capital, LLC fiscal year ended December 31, 2025
- Sealy Investment Securities, LLC fiscal year ended December 31, 2025
- Seaport Global Securities LLC fiscal year ended December 31, 2025
- Seaport Securities Corporation fiscal year ended December 31, 2025
- Searle & Co., Inc. fiscal year ended September 30, 2025
- SEB SECURITIES, INC. fiscal year ended December 31, 2025
- Secfi Securities, LLC fiscal year ended December 31, 2025
- Second Street Securities, Inc. fiscal year ended December 31, 2025
- SECU Brokerage Services, Inc. fiscal year ended June 30, 2025
- Secure Planning, LLC fiscal year ended December 31, 2025
- Securian Financial Services, Inc. fiscal year ended December 31, 2025
- Securities Club Broker-Dealer, LLC fiscal year ended December 31, 2025
- Securities Equity Group fiscal year ended December 31, 2025
- SECURITIES MANAGEMENT AND RESEARCH, INC. fiscal year ended December 31, 2025
- Securitize Markets, LLC fiscal year ended December 31, 2025
- Security Capital Brokerage, Inc. fiscal year ended December 31, 2025
- Security Distributors, LLC fiscal year ended December 31, 2025
- SEI Investments Distribution Co. fiscal year ended December 31, 2025
- SELKIRK INVESTMENTS, INC. fiscal year ended June 30, 2026
- Seminario Securities, LLC fiscal year ended December 31, 2025
- SENAHILL SECURITIES LLC fiscal year ended December 31, 2025
- Sendero Securities, LLC fiscal year ended December 31, 2025
- Sentinel Brokers Company, Inc. fiscal year ended December 31, 2025
- Sentinel Securities, LLC fiscal year ended December 31, 2025
- SENTRY EQUITY SERVICES, INC. fiscal year ended December 31, 2025
- Sequence Financial Specialists LLC fiscal year ended December 31, 2025
- Sera Global Securities US, LLC fiscal year ended December 31, 2025
- Setter Capital Inc. fiscal year ended December 31, 2025
- Seven Points Capital, LLC fiscal year ended December 31, 2025
- SevenPoint Partners LLC fiscal year ended December 31, 2025
- Sextant Securities, LLC fiscal year ended June 30, 2025
- SF Investments, Inc. fiscal year ended December 31, 2025
- SG Americas Securities, LLC fiscal year ended December 31, 2025
- SGI Securities LLC fiscal year ended December 31, 2025
- SGMA Capital Markets Limited fiscal year ended December 31, 2025
- SGP SECURITIES, LLC fiscal year ended December 31, 2025
- Shannon Advisors LLC fiscal year ended December 31, 2025
- SHARE FINANCIAL SERVICES, INC. fiscal year ended September 30, 2025
- Sharegain Securities Inc. fiscal year ended December 31, 2025
- Shareholders Service Group, LLC fiscal year ended December 31, 2025
- Sharenett Securities, LLC fiscal year ended December 31, 2025
- SHASTA PARTNERS, LLC fiscal year ended March 31, 2026
- Shea & Company, LLC fiscal year ended December 31, 2025
- Shearson Financial Services, LLC fiscal year ended December 31, 2025
- Shelter Rock Capital Group, LLC fiscal year ended December 31, 2025
- Sherman & Company LLC fiscal year ended December 31, 2025
- SHINHAN SECURITIES AMERICA INC. fiscal year ended December 31, 2025
- SHOPOFF SECURITIES, INC. fiscal year ended December 31, 2025
- ShoreBridge Capital Securities, LLC fiscal year ended December 31, 2025
- ShorelineAmbrose Advisors, LLC fiscal year ended December 31, 2025
- Shot Tower Securities LLC fiscal year ended December 31, 2025
- SI Securities, LLC fiscal year ended December 31, 2025
- SIA Securities Corp. fiscal year ended December 31, 2025
- Sidoti & Company, LLC fiscal year ended December 31, 2025
- Siebert Williams Shank & Co., LLC fiscal year ended December 31, 2025
- Siena Global Securities, LLC fiscal year ended December 31, 2025
- SIG BROKERAGE, LP fiscal year ended December 31, 2025
- Sigma Americas Securities LLC fiscal year ended June 30, 2026
- Sigma Financial Corporation fiscal year ended December 31, 2025
- Signal Securities, Inc. fiscal year ended December 31, 2025
- Signature Estate and Securities, LLC fiscal year ended December 31, 2025
- Signum Growth Capital LLC fiscal year ended December 31, 2025
- SIGULER GUFF GLOBAL MARKETS, LLC fiscal year ended December 31, 2025
- Sikich Corporate Finance LLC fiscal year ended December 31, 2025
- SILICON PRAIRIE CAPITAL PARTNERS, LLC fiscal year ended March 31, 2026
- Silver Leaf Partners, LLC fiscal year ended December 31, 2025
- Silver Oak Securities, Inc. fiscal year ended December 31, 2025
- SilverBox Securities LLC fiscal year ended December 31, 2025
- Silvergrove Advisors LLC fiscal year ended December 31, 2025
- SILVERMARK PARTNERS, LLC fiscal year ended December 31, 2025
- SILVERWOOD PARTNERS LLC fiscal year ended December 31, 2025
- Simplex Trading, LLC fiscal year ended December 31, 2025
- Sine Qua Non Capital LLC fiscal year ended December 31, 2025
- SISUNG SECURITIES CORPORATION fiscal year ended December 31, 2025
- Sixth Street BD, LLC fiscal year ended December 31, 2025
- SKA Securities, Inc. fiscal year ended June 30, 2026
- Skill Capital Associates LLC fiscal year ended December 31, 2025
- Skypoint Capital Partners, LLC fiscal year ended December 31, 2025
- Skyway Capital Markets, LLC fiscal year ended December 31, 2025
- SkyWorks Securities, LLC fiscal year ended December 31, 2025
- SLD America Equities, Inc. fiscal year ended December 31, 2025
- SMBC Nikko Securities America, Inc. and Subsidiary fiscal year ended December 31, 2025
- SMBC NIKKO SECURITIES CANADA, LTD. fiscal year ended December 31, 2025
- SMEAD FUNDS DISTRIBUTORS, LLC fiscal year ended December 31, 2025
- SMG Securities, Inc. fiscal year ended December 31, 2025
- SMH CAPITAL INVESTMENTS LLC fiscal year ended December 31, 2025
- SMI Capital Markets, LLC fiscal year ended December 31, 2025
- SMITH CAPITAL MARKETS, LLC fiscal year ended December 31, 2025
- SMITH, BROWN & GROOVER, INC. fiscal year ended December 31, 2025
- SMITH, MOORE & CO. fiscal year ended December 31, 2025
- SNC Capital Management Corporation dba RCM Securities fiscal year ended December 31, 2025
- Snowbridge Securities LLC fiscal year ended September 30, 2025
- Snowden Account Services LLC fiscal year ended December 31, 2025
- SOFI SECURITIES LLC fiscal year ended December 31, 2025
- SOGOTRADE, INC fiscal year ended December 31, 2025
- SOLEBURY CAPITAL LLC fiscal year ended December 31, 2025
- SOLIC CAPITAL, LLC fiscal year ended December 31, 2025
- Solomon Partners Securities, LLC fiscal year ended December 31, 2025
- Somerset Securities, Inc. fiscal year ended December 31, 2025
- SORSBY FINANCIAL CORP. fiscal year ended September 30, 2025
- South Atlantic Enterprises, Inc. fiscal year ended December 31, 2025
- South Street Securities LLC fiscal year ended December 31, 2025
- Southeast Investments, N.C., Inc. fiscal year ended December 31, 2025
- SouthState Securities Corp. fiscal year ended December 31, 2025
- Sovereign Global Advisors, LLC fiscal year ended December 31, 2025
- Sovereign Legacy Securities, Inc. fiscal year ended December 31, 2025
- SP SECURITIES LLC fiscal year ended December 31, 2025
- Spark Change Securities LLC fiscal year ended September 30, 2025
- Sparring Partners Capital LLC fiscal year ended December 31, 2025
- Spartan Capital Securities, LLC fiscal year ended December 31, 2025
- SPC Capital Markets LLC fiscal year ended December 31, 2025
- Spencer Clarke LLC fiscal year ended March 31, 2026
- Spencer Winston Securities Corporation fiscal year ended April 30, 2026
- SpiderRock EXS LLC fiscal year ended December 31, 2025
- Spire Securities, LLC fiscal year ended December 31, 2025
- SPP Capital Partners, LLC fiscal year ended December 31, 2025
- Sprott Global Resource Investments, Ltd. fiscal year ended December 31, 2025
- SQUARE GLOBAL U.S. LLC fiscal year ended December 31, 2025
- SRT SECURITIES LLC fiscal year ended December 31, 2025
- SS&C Market Services, LLC fiscal year ended December 31, 2025
- SSG Capital Advisors, LLC fiscal year ended December 31, 2025
- ST GLOBAL MARKETS USA LLC fiscal year ended December 31, 2025
- ST Invest LLC fiscal year ended December 31, 2025
- StanCorp Equities, Inc. fiscal year ended December 31, 2025
- Standard Chartered Securities (North America) LLC fiscal year ended December 31, 2025
- Standard New York, Inc. fiscal year ended December 31, 2025
- Stanley Laman Group Securities, LLC fiscal year ended December 31, 2025
- Star Mountain Advisors, LLC fiscal year ended December 31, 2025
- Stark Financial Industries, LLC fiscal year ended December 31, 2025
- Starlight Funding Investments, LLC fiscal year ended December 31, 2025
- STARSHAK WINZENBURG & CO. fiscal year ended December 31, 2025
- StartEngine Primary LLC fiscal year ended December 31, 2025
- STARWOOD CAPITAL, LLC fiscal year ended December 31, 2025
- Stash Capital LLC fiscal year ended December 31, 2025
- State Farm VP Management Corp. fiscal year ended December 31, 2025
- State Street Global Advisors Funds Distributors, LLC fiscal year ended December 31, 2025
- State Street Global Markets, LLC fiscal year ended December 31, 2025
- Statesman Corporate Finance, LLC fiscal year ended December 31, 2025
- StateTrust Investments, Inc. fiscal year ended December 31, 2025
- Stax Capital fiscal year ended December 31, 2025
- Stella Partners LLC fiscal year ended March 31, 2026
- Stephens Inc. fiscal year ended December 31, 2025
- Sterling Capital Distributors, LLC fiscal year ended December 31, 2025
- Sterling Smith Corporation fiscal year ended December 31, 2025
- Stern Brothers & Co. fiscal year ended September 30, 2025
- Stern Capital LLC fiscal year ended December 31, 2025
- Steward Partners Investment Solutions, LLC fiscal year ended December 31, 2025
- STG Securities, LLC fiscal year ended December 31, 2025
- STIFEL INDEPENDENT ADVISORS, LLC fiscal year ended December 31, 2025
- STIFEL, NICOLAUS & COMPANY, INCORPORATED fiscal year ended December 31, 2025
- Stillpoint Capital, LLC fiscal year ended December 31, 2025
- Stirlingshire BD LLC dba Stirlingshire Investments fiscal year ended June 30, 2026
- Stock Securities LLC fiscal year ended December 31, 2025
- Stockkings Capital LLC fiscal year ended December 31, 2025
- Stone Key Securities LLC fiscal year ended December 31, 2025
- Stonebridge Capital Partners, LLC fiscal year ended June 30, 2026
- Stonebridge Securities, LLC fiscal year ended December 31, 2025
- STONECASTLE SECURITIES, LLC fiscal year ended December 31, 2025
- Stonecrest Capital Markets, Inc. fiscal year ended December 31, 2025
- Stonegate Capital Markets, Inc. fiscal year ended December 31, 2025
- STONEHAVEN, LLC fiscal year ended December 31, 2025
- StoneLiving Securities, LLC fiscal year ended March 31, 2026
- Stonepeak Securities LLC fiscal year ended December 31, 2025
- STONEPINE ADVISORS, LLC fiscal year ended December 31, 2025
- Stonewall Investments Tennessee, Inc. dba Memphis Capital fiscal year ended December 31, 2025
- StoneX Financial Inc. fiscal year ended September 30, 2025
- StoneX International Securities, Inc. fiscal year ended December 31, 2025
- STONEX SECURITIES INC. fiscal year ended September 30, 2025
- Stonington Corporation fiscal year ended December 31, 2025
- Stonington Drive Securities LLC fiscal year ended December 31, 2025
- STORY3 Advisors LLC fiscal year ended December 31, 2025
- Stout Capital, LLC fiscal year ended September 30, 2025
- Strategas Securities, LLC fiscal year ended December 31, 2025
- Strategic Marketing Solutions Ltd., LLC fiscal year ended December 31, 2025
- Strathmore Group, LLC fiscal year ended March 31, 2026
- Stratos Wealth Securities, LLC fiscal year ended December 31, 2025
- Stratosphere Capital, LLC fiscal year ended December 31, 2025
- Straus Capital, LLC fiscal year ended December 31, 2025
- Strong Capital Markets, LLC fiscal year ended December 31, 2025
- STUART FRANKEL & CO., INC. fiscal year ended September 30, 2025
- Stuart Portfolio Consultants L.P. fiscal year ended December 31, 2025
- STURDIVANT & CO., INC. fiscal year ended December 31, 2025
- Stuyvesant Square Advisors, Inc. fiscal year ended September 30, 2025
- Summit Securities Group LLC fiscal year ended December 31, 2025
- Summit Trail Securities, LLC fiscal year ended December 31, 2025
- Sumo Capital, LLC fiscal year ended December 31, 2024
- SumRidge Partners, LLC fiscal year ended September 30, 2025
- Sun Life Institutional Distributors (U.S.) LLC fiscal year ended December 31, 2025
- SUN'S BROTHERS SECURITIES, INC. fiscal year ended September 30, 2025
- Sunbelt Securities, Inc. fiscal year ended December 31, 2025
- SUNDIAL GROUP, LLC fiscal year ended December 31, 2025
- Sunset Financial Services, Inc. fiscal year ended December 31, 2025
- Sunstreet Securities, LLC fiscal year ended December 31, 2025
- Sunthay GRX LLC fiscal year ended December 31, 2025
- Superior Financial Services, Inc. fiscal year ended December 31, 2025
- SuperVision Partners LLC fiscal year ended March 31, 2026
- Support Services Financial Advisors, Inc. dba CHA Financial Advisors, Inc. fiscal year ended December 31, 2025
- Supreme Alliance LLC fiscal year ended December 31, 2025
- Surya Capitale Securities LLC fiscal year ended December 31, 2025
- Susquehanna Financial Group, LLLP fiscal year ended December 31, 2025
- SUSQUEHANNA INVESTMENT GROUP fiscal year ended December 31, 2025
- SUSQUEHANNA SECURITIES, LLC fiscal year ended December 31, 2025
- Sutter Securities Clearing, LLC fiscal year ended December 31, 2025
- SUTTER SECURITIES, INC. fiscal year ended June 30, 2026
- SWBC Investment Services, LLC fiscal year ended December 31, 2025
- SWCD LLC dba Campfire Capital fiscal year ended December 31, 2025
- Swiss Re Capital Markets Corporation fiscal year ended December 31, 2025
- Sycamore Financial Group, Inc. fiscal year ended December 31, 2025
- Symetra Securities, Inc. fiscal year ended December 31, 2025
- Syndicated Capital, Inc. fiscal year ended December 31, 2025
- Synergy Advisors Group, LLC dba Synergy Advisors, LLC fiscal year ended December 31, 2025
- SYNERGY CAPITAL I, LLC fiscal year ended December 31, 2025
- Synovus Securities, Inc. fiscal year ended December 31, 2025
T
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- T. R. WINSTON & COMPANY, LLC fiscal year ended December 31, 2025
- T. Rowe Price Investment Services, Inc. fiscal year ended December 31, 2025
- T.E. LAIRD SECURITIES, LLC fiscal year ended December 31, 2025
- T3 TRADING GROUP, LLC fiscal year ended December 31, 2025
- TAG Capital Partners LLC fiscal year ended December 31, 2025
- TAG WEALTH MANAGEMENT, LLC fiscal year ended December 31, 2025
- Taglich Brothers, Inc. fiscal year ended December 31, 2025
- Talcott Resolution Distribution Company, Inc. fiscal year ended December 31, 2025
- Tandem Securities, Inc. fiscal year ended December 31, 2025
- Tangent Capital Partners, LLC fiscal year ended March 31, 2026
- TAP SECURITIES LLC fiscal year ended December 31, 2025
- Tapp Engine Securities, LLC fiscal year ended June 30, 2026
- tastytrade, Inc. fiscal year ended December 31, 2025
- Taylor Grey, Inc. fiscal year ended December 31, 2025
- TC2000 BROKERAGE, INC fiscal year ended December 31, 2025
- TCBI Securities, Inc. fiscal year ended December 31, 2025
- TCFG Wealth Management, LLC fiscal year ended December 31, 2025
- TCG Capital Markets L.L.C. fiscal year ended December 31, 2025
- TCW Funds Distributors LLC fiscal year ended December 31, 2025
- TD Arranged Services LLC fiscal year ended December 31, 2025
- TD Financial Products LLC fiscal year ended October 31, 2025
- TD Prime Services LLC fiscal year ended October 31, 2025
- TD PRIVATE CLIENT WEALTH LLC fiscal year ended October 31, 2025
- TD Securities (USA) LLC fiscal year ended October 31, 2025
- TECCA HOLDINGS LLC fiscal year ended December 31, 2025
- TechSpeed Clearing, LLC. fiscal year ended December 31, 2025
- TECKMEYER FINANCIAL SERVICES, L.L.C. fiscal year ended December 31, 2025
- Telegraph Hill BD LLC fiscal year ended December 31, 2025
- Telsey Advisory Group LLC fiscal year ended December 31, 2025
- Templum Markets LLC fiscal year ended December 31, 2025
- Teneo Securities LLC fiscal year ended December 31, 2025
- TenOaks Energy Advisors, LLC fiscal year ended December 31, 2025
- TerraNova Capital Equities, Inc. fiscal year ended December 31, 2025
- TEXAKOMA FINANCIAL, INC. fiscal year ended December 31, 2025
- Texas Securities, Inc. fiscal year ended December 31, 2025
- TEXTURE CAPITAL INC fiscal year ended June 30, 2025
- TFA Securities, Inc. fiscal year ended December 31, 2025
- TH GLOBAL CAPITAL ADVISORS INC. fiscal year ended December 31, 2025
- Thales Capital Partners LLC fiscal year ended December 31, 2025
- The Baker Group LP fiscal year ended December 31, 2025
- The Baldwin Group Securities, LLC fiscal year ended December 31, 2025
- The Bank Street Group LLC fiscal year ended June 30, 2026
- The Benchmark Company, LLC fiscal year ended December 31, 2025
- The Courtney Group, LLC fiscal year ended December 31, 2025
- The Enterprise Securities Company fiscal year ended September 30, 2025
- The Forbes Securities Group LLC fiscal year ended December 31, 2025
- The Frazer Lanier Company, Incorporated fiscal year ended September 30, 2025
- The GMS Group, LLC fiscal year ended December 31, 2025
- The Growth Stage, Inc. fiscal year ended December 31, 2025
- The Huntington Investment Company fiscal year ended December 31, 2025
- The Klein Group, LLC fiscal year ended December 31, 2025
- The Leaders Group, Inc. fiscal year ended December 31, 2025
- The M&A Group, LLC fiscal year ended December 31, 2025
- The New PenFacs, Inc. fiscal year ended December 31, 2025
- The O.N. Equity Sales Company fiscal year ended December 31, 2025
- THE OAK RIDGE FINANCIAL SERVICES GROUP, INC. fiscal year ended September 30, 2025
- The Spartan Group LLC fiscal year ended December 31, 2025
- The Strategic Alliance Corporation fiscal year ended December 31, 2025
- The Strategic Financial Alliance, Inc. fiscal year ended December 31, 2025
- THE STURGES COMPANY fiscal year ended December 31, 2025
- The Tavenner Company fiscal year ended December 31, 2025
- The Tidal Group, Inc. fiscal year ended December 31, 2025
- THE ULTIMA GLOBAL MARKETS (USA), INC. fiscal year ended December 31, 2025
- The Vertical Trading Group, LLC fiscal year ended December 31, 2025
- The Winning Edge Financial Group, Inc. fiscal year ended December 31, 2025
- THEMIS TRADING LLC fiscal year ended December 31, 2025
- Think Alpha Securities, LLC fiscal year ended December 31, 2025
- THINKEQUITY LLC fiscal year ended December 31, 2025
- Third Lake Associates, LLC fiscal year ended December 31, 2025
- Third Seven Capital, LLC fiscal year ended December 31, 2025
- THL Capital Markets, LLC fiscal year ended December 31, 2025
- Thoma Bravo Capital Markets, LLC fiscal year ended December 31, 2025
- Thomas Capital Group, Inc. fiscal year ended March 31, 2026
- Thompson Davis & Co., Inc. fiscal year ended December 31, 2025
- Thornburg Securities LLC fiscal year ended December 31, 2025
- THORNTON FARISH INC. fiscal year ended December 31, 2025
- Thoroughbred Financial Services, LLC fiscal year ended December 31, 2025
- Thrasher & Chambers, Inc. fiscal year ended December 31, 2025
- Threadmark LP fiscal year ended December 31, 2025
- Three Ocean Securities LLC fiscal year ended December 31, 2025
- Thrivent Distributors, LLC fiscal year ended December 31, 2025
- Thrivent Investment Management Inc. fiscal year ended December 31, 2025
- Thurston, Springer, Miller, Herd & Titak, Inc. fiscal year ended June 30, 2025
- TI Securities, LLC fiscal year ended December 31, 2025
- TIAA-CREF Individual & Institutional Services, LLC fiscal year ended December 31, 2025
- Tickrs Clearing LLC fiscal year ended June 30, 2026
- Tidal Partners LLC fiscal year ended December 31, 2025
- TigerBridge Capital LLC fiscal year ended September 30, 2025
- TIGRESS FINANCIAL PARTNERS, LLC fiscal year ended December 31, 2025
- Timbrel Capital, LLC fiscal year ended December 31, 2025
- Time Equities Securities LLC fiscal year ended December 31, 2025
- TIMOTHY PARTNERS, LTD. fiscal year ended December 31, 2025
- Titan Global Technologies LLC fiscal year ended December 31, 2025
- TITLEIST CAPITAL, LLC fiscal year ended December 31, 2025
- TJ Bender & Company, Inc. fiscal year ended December 31, 2025
- TJM Investments, LLC & Subsidiary fiscal year ended December 31, 2025
- TLG Lenox, LLC fiscal year ended December 31, 2025
- TMX Alpha US, LLC fiscal year ended December 31, 2025
- TNCP, LLC fiscal year ended December 31, 2025
- Tobin & Company Securities LLC fiscal year ended June 30, 2026
- Tocqueville Securities, L.P. fiscal year ended December 31, 2025
- Top Capital Advisors, Inc. fiscal year ended December 31, 2025
- TopCap Partners, Inc. fiscal year ended December 31, 2025
- TOR BROKERAGE LLC fiscal year ended December 31, 2025
- Tora Trading Services, LLC fiscal year ended December 31, 2025
- Torch Partners Corporate Finance, Inc. fiscal year ended December 31, 2025
- Toss Securities US LLC fiscal year ended December 31, 2025
- Touchstone Securities, Inc. fiscal year ended December 31, 2025
- Tourmaline Partners, LLC and Subsidiaries fiscal year ended December 31, 2025
- Tower Principal Markets LLC fiscal year ended December 31, 2025
- TowerBrook Financial, L.P. fiscal year ended December 31, 2025
- Toyota Financial Services Securities USA Corporation fiscal year ended March 31, 2026
- TP ICAP Global Markets Americas LLC fiscal year ended December 31, 2025
- TPEG Securities, LLC fiscal year ended December 31, 2025
- TPG Capital BD, LLC fiscal year ended December 31, 2025
- Trade Capital Markets (TCM) North America LLC fiscal year ended December 31, 2025
- Trade-PMR, Inc. fiscal year ended December 31, 2025
- TRADEBOT SYSTEMS, INC. fiscal year ended December 31, 2025
- TradeLink Securities L.L.C. fiscal year ended December 31, 2025
- TradeMas, Inc. fiscal year ended March 31, 2026
- TradePro Securities, LLC fiscal year ended December 31, 2025
- Tradesk Securities, Inc. fiscal year ended December 31, 2025
- TradeStation Securities, Inc. fiscal year ended March 31, 2026
- TradeUP Securities Inc. fiscal year ended December 31, 2025
- Tradeweb Direct LLC fiscal year ended December 31, 2025
- Tradeweb LLC fiscal year ended December 31, 2025
- TradeZero America, Inc. fiscal year ended December 31, 2025
- Tradier Brokerage, Inc. fiscal year ended December 31, 2025
- Tradition Securities and Derivatives LLC fiscal year ended December 31, 2025
- TRAILMARK INC. fiscal year ended December 31, 2025
- Transact Capital Securities, LLC fiscal year ended December 31, 2025
- TransactionDrivers LLC dba Kane & Company fiscal year ended December 31, 2025
- Transamerica Capital, LLC fiscal year ended December 31, 2025
- Transamerica Financial Advisors, LLC fiscal year ended December 31, 2025
- Transamerica Investors Securities, LLC fiscal year ended December 31, 2025
- Transitional Broker, LLC fiscal year ended December 31, 2025
- Transnational Capital Corp. fiscal year ended December 31, 2025
- TRANSPACIFIC GROUP LLC fiscal year ended December 31, 2025
- TRB Capital Markets, LLC fiscal year ended December 31, 2025
- TRC Markets LLC fiscal year ended December 31, 2025
- TREASURY BROKERAGE, LLC fiscal year ended December 31, 2025
- Tree Line Capital Markets, LLC fiscal year ended December 31, 2025
- Trend Trade Securities LLC fiscal year ended December 31, 2025
- Trete Capital Markets, LLC fiscal year ended December 31, 2025
- Triad Securities Corp. fiscal year ended June 30, 2025
- Trident Partners, Ltd. fiscal year ended December 31, 2025
- TRINITY WEALTH SECURITIES, LLC fiscal year ended December 31, 2025
- Triple A Partners LLC fiscal year ended December 31, 2025
- Triple P Securities, LLC fiscal year ended December 31, 2025
- TripleTree, LLC fiscal year ended December 31, 2025
- Tritaurian Capital, Incorporated fiscal year ended December 31, 2025
- Triton Pacific Capital, LLC fiscal year ended December 31, 2025
- Triton Pacific Securities, LLC fiscal year ended December 31, 2025
- Tritower Real Estate Capital, LLC fiscal year ended December 31, 2025
- TRIUMPH CAPITAL MARKETS LLC fiscal year ended December 31, 2025
- Trive New York, LLC fiscal year ended June 30, 2025
- TRUBEE WEALTH ADVISORS, INC. fiscal year ended December 31, 2025
- Truist Investment Services, Inc. fiscal year ended December 31, 2025
- Truist Securities, Inc. fiscal year ended December 31, 2025
- TRUMID FINANCIAL, LLC fiscal year ended December 31, 2025
- TrustFirst, Inc. fiscal year ended December 31, 2025
- Trustmont Financial Group, Inc. fiscal year ended December 31, 2025
- TS Imagine Brokerage Services, LLC fiscal year ended December 31, 2025
- TTBD, LLC fiscal year ended December 31, 2025
- Tudor Securities, LLC fiscal year ended December 31, 2025
- TULLY AND HOLLAND INCORPORATED fiscal year ended March 31, 2026
- Tuohy Brothers Investment Research, Inc. fiscal year ended December 31, 2025
- TWD Securities, LLC fiscal year ended December 31, 2025
- TWG Securities, Inc. fiscal year ended December 31, 2025
- Two Sigma Execution Services, LLC fiscal year ended December 31, 2025
- Two Sigma Securities, LLC fiscal year ended December 31, 2025
- TZ Clear LLC fiscal year ended December 31, 2025
- tZERO Digital Asset Securities, LLC fiscal year ended December 31, 2025
- tZERO SECURITIES, LLC fiscal year ended December 31, 2025
U
- U.S. Bancorp Advisors, LLC fiscal year ended December 31, 2025
- U.S. Bancorp Investments, Inc. fiscal year ended December 31, 2025
- U.S. Boston Capital Corporation fiscal year ended September 30, 2025
- U.S. BROKERAGE, INC. fiscal year ended December 31, 2025
- U.S. Securities International Corp. fiscal year ended September 30, 2025
- U.S. Sterling Securities, Inc. fiscal year ended December 31, 2025
- UBS Asset Management (US) Inc. fiscal year ended December 31, 2025
- UBS Financial Services Inc. fiscal year ended December 31, 2025
- UBS Fund Services (USA) LLC fiscal year ended December 31, 2025
- UBS Securities LLC fiscal year ended December 31, 2025
- UCAP SECURITIES LLC fiscal year ended December 31, 2025
- Uhlmann Price Securities, L.L.C. fiscal year ended December 31, 2025
- UHY Capital Group, LLC fiscal year ended December 31, 2025
- Ullico Investment Company, LLC fiscal year ended December 31, 2025
- Ultimus Fund Distributors, LLC fiscal year ended December 31, 2025
- UMB Financial Services, Inc. fiscal year ended December 31, 2025
- Umergence LLC fiscal year ended December 31, 2025
- UNest Securities LLC fiscal year ended December 31, 2025
- UniCredit Capital Markets LLC fiscal year ended December 31, 2025
- Union Capital Company fiscal year ended December 31, 2025
- Union Square Advisors LLC fiscal year ended December 31, 2025
- United Brokerage Services, Inc. fiscal year ended December 31, 2025
- United Capital Markets, Inc. fiscal year ended December 31, 2025
- United First Partners LLC fiscal year ended December 31, 2025
- United Planners' Financial Services of America, A Limited Partnership fiscal year ended December 31, 2025
- UNIVERSAL FINANCIAL SERVICES, INC. fiscal year ended December 31, 2025
- Univest Securities, LLC fiscal year ended December 31, 2025
- Unlu Securities Inc. fiscal year ended December 31, 2025
- UOB GLOBAL EQUITY SALES LLC fiscal year ended December 31, 2025
- UOB KAY HIAN (U.S.) INC. fiscal year ended December 31, 2025
- Uphold Securities Inc. fiscal year ended December 31, 2025
- UPHORIZON, LLC fiscal year ended June 30, 2026
- Upmarket Securities LLC fiscal year ended December 31, 2025
- US Arma Partners, LP fiscal year ended March 31, 2026
- US Capital Global Securities, LLC fiscal year ended December 31, 2025
- US Tiger Securities, Inc. fiscal year ended December 31, 2025
- USA Financial Securities, LLC fiscal year ended December 31, 2025
- USAA Investment Services Company fiscal year ended December 31, 2025
- USCA Securities LLC fiscal year ended December 31, 2025
- USI Securities, Inc. fiscal year ended December 31, 2025
- uSMART CAPITAL, LLC fiscal year ended December 31, 2025
- USP SECURITIES CORPORATION fiscal year ended December 31, 2025
- USREM Securities LLC fiscal year ended September 30, 2025
- Utility Capital Partners, LLC fiscal year ended December 31, 2025
V
- V.B.C. SECURITIES, LLC fiscal year ended December 31, 2025
- VALDÉS & MORENO, INC. fiscal year ended December 31, 2025
- VALIC Financial Advisors, Inc. fiscal year ended December 31, 2025
- VALIDATE CAPITAL MARKETS, LLC fiscal year ended December 31, 2025
- Valkyrie Equities Corporation fiscal year ended December 31, 2025
- Valley Financial Management, Inc. fiscal year ended December 31, 2025
- Valley National Investments, Inc. fiscal year ended December 31, 2025
- Valmark Securities, Inc. and Subsidiary fiscal year ended December 31, 2025
- Valor Financial Securities LLC fiscal year ended December 31, 2025
- VALTUS CAPITAL GROUP, LLC fiscal year ended December 31, 2025
- Van Clemens & Co. Inc. fiscal year ended December 31, 2025
- Van Eck Securities Corporation fiscal year ended December 31, 2025
- Van Lanschot Kempen (USA) Inc. fiscal year ended December 31, 2025
- VANAHEIM SECURITIES, LLC fiscal year ended December 31, 2025
- Vanderbilt Securities, LLC fiscal year ended September 30, 2025
- Vanguard Marketing Corporation fiscal year ended December 31, 2025
- Vaquero Capital LLC fiscal year ended December 31, 2025
- VARIABLE INVESTMENT ADVISORS, INC. fiscal year ended December 31, 2025
- Vasiliou & Company, Inc. fiscal year ended December 31, 2025
- VCS Venture Securities LLC fiscal year ended December 31, 2025
- VectorGlobal WMG, Inc. fiscal year ended December 31, 2025
- Velerity Group, Inc. fiscal year ended December 31, 2025
- Velocity Capital, LLC fiscal year ended December 31, 2025
- Velocity Clearing, LLC fiscal year ended December 31, 2025
- VELOCITYHEALTH SECURITIES, INC. fiscal year ended December 31, 2025
- Velox Clearing, LLC fiscal year ended December 31, 2025
- VENTOUX SECURITIES, LLC fiscal year ended December 31, 2025
- Ventum Financial (US) Corp. fiscal year ended March 31, 2026
- VentureAide Capital, LLC fiscal year ended December 31, 2025
- Verit Advisors Capital Markets, LLC fiscal year ended December 31, 2025
- Veritas Capital Securities, L.L.C. fiscal year ended December 31, 2025
- Vest Securities, LLC fiscal year ended December 31, 2025
- Vestech Securities, Inc. fiscal year ended June 30, 2025
- Vested Securities, LLC fiscal year ended December 31, 2025
- Vex Securities, LLC fiscal year ended June 30, 2026
- VF Securities Inc fiscal year ended December 31, 2025
- Vicente & Partners LLC fiscal year ended December 31, 2025
- Victory Capital Services, Inc. fiscal year ended December 31, 2025
- Vienna Capital Partners LLC fiscal year ended December 31, 2025
- View Partners Capital LLC fiscal year ended December 31, 2025
- VIEWTRADE SECURITIES, INC. fiscal year ended December 31, 2025
- Vigilant Distributors, LLC fiscal year ended December 31, 2025
- Virtu Americas LLC fiscal year ended December 31, 2025
- VIRTUS CAPITAL MARKETS LLC fiscal year ended December 31, 2025
- Vision 4 Fund Distributors, LLC fiscal year ended December 31, 2025
- Vision Brokerage Services, L.L.C. fiscal year ended June 30, 2025
- VISION FINANCIAL MARKETS LLC fiscal year ended December 31, 2025
- Visions Analysis LLC fiscal year ended December 31, 2025
- Vista Equity Partners Capital Markets, LLC fiscal year ended December 31, 2025
- Vista Point Advisors, LLC fiscal year ended December 31, 2025
- Vistia Capital, LLC fiscal year ended June 30, 2025
- VNTR Securities LLC fiscal year ended December 31, 2025
- Voleon Securities Markets LLC fiscal year ended December 31, 2025
- VONTOBEL SECURITIES LTD. fiscal year ended December 31, 2025
- Voya Financial Advisors, Inc. fiscal year ended December 31, 2025
- Voya Financial Partners, LLC fiscal year ended December 31, 2025
- Voya Investments Distributor, LLC fiscal year ended December 31, 2025
- VP Distributors, LLC fiscal year ended December 31, 2025
- VRA Partners, LLC fiscal year ended May 31, 2026
- VSI Securities, Inc. fiscal year ended December 31, 2025
W
- W Campion Capital LLC fiscal year ended March 31, 2026
- W&S Brokerage Services, Inc. fiscal year ended December 31, 2025
- W.G. Nielsen & Co. fiscal year ended December 31, 2025
- W.G. Securities, LLC fiscal year ended June 30, 2026
- Wachtel & Co., Inc. fiscal year ended December 31, 2025
- Wall Street Access (a general partnership) fiscal year ended December 31, 2025
- Wall Street Capital Corporation fiscal year ended December 31, 2025
- WallachBeth Capital, LLC fiscal year ended December 31, 2025
- Walleye Trading LLC fiscal year ended December 31, 2025
- Walnut Creek Capital Advisors, LLC fiscal year ended December 31, 2025
- Walter Greenblatt & Associates, LLC fiscal year ended December 31, 2025
- Walton RE Securities, LLC fiscal year ended December 31, 2025
- Washington Securities Corporation fiscal year ended December 31, 2025
- Waterford Capital, Inc. fiscal year ended November 30, 2025
- WATERMILL INSTITUTIONAL TRADING LLC fiscal year ended December 31, 2025
- Waterview Securities, Inc. fiscal year ended December 31, 2025
- Waterway Capital, LLC fiscal year ended December 31, 2025
- WATSON MANAGEMENT ASSOCIATES, LLC fiscal year ended December 31, 2025
- WAVECREST SECURITIES, LLC fiscal year ended December 31, 2025
- WaveEdge Partners, LLC fiscal year ended December 31, 2025
- Waveland Capital Partners, LLC fiscal year ended December 31, 2025
- WBB SECURITIES, LLC fiscal year ended December 31, 2025
- WEA Investment Services, Inc. fiscal year ended December 31, 2025
- Wealth Enhancement Brokerage Services, LLC fiscal year ended December 31, 2025
- Wealth House Capital Inc. fiscal year ended December 31, 2025
- Wealth Space Asset Management, LLC fiscal year ended December 31, 2025
- WealthForge Distributors, LLC fiscal year ended December 31, 2025
- WealthForge Securities, LLC fiscal year ended December 31, 2025
- Wealthfront Brokerage LLC fiscal year ended January 31, 2026
- Webull Financial LLC fiscal year ended December 31, 2025
- Wedbush & Co., LLC fiscal year ended June 30, 2026
- Wedbush Securities Inc. fiscal year ended June 30, 2026
- Weild Capital, LLC fiscal year ended December 31, 2025
- Weitz Securities, Inc. fiscal year ended December 31, 2025
- Weitzel Financial Services, Inc. fiscal year ended December 31, 2025
- Welcome Life Securities, LLC fiscal year ended December 31, 2025
- Wellesley Hills Securities, LLC fiscal year ended December 31, 2025
- Wellfleet Investments LLC fiscal year ended December 31, 2025
- Wellington Funds Distributors Inc. fiscal year ended December 31, 2025
- WELLINGTON SHIELDS & CO., LLC fiscal year ended December 31, 2025
- Wells Fargo Advisors Financial Network, LLC fiscal year ended December 31, 2025
- Wells Fargo Clearing Services, LLC fiscal year ended December 31, 2025
- WELLS FARGO PRIME SERVICES, LLC fiscal year ended December 31, 2025
- WELLS FARGO SECURITIES, LLC fiscal year ended December 31, 2025
- WEMATCH.LIVE LLC fiscal year ended March 31, 2026
- Wesbanco Securities, Inc. fiscal year ended December 31, 2025
- WESTBURY GROUP LLC fiscal year ended December 31, 2025
- Westcap Markets, LLC fiscal year ended December 31, 2025
- Westchester Capital Planning, Inc. fiscal year ended December 31, 2025
- Westco Investment Corp. fiscal year ended September 30, 2025
- Western Growers Financial Services, Inc. fiscal year ended June 30, 2026
- Western Strategic Assets, L.L.C. fiscal year ended December 31, 2025
- Westminster Financial Securities, Inc. fiscal year ended December 31, 2025
- Westminster Investment Group, Inc. fiscal year ended December 31, 2025
- Westminster Research Associates LLC fiscal year ended December 31, 2025
- Westmoreland Capital Corporation fiscal year ended December 31, 2025
- Westpac Capital Markets LLC fiscal year ended September 30, 2025
- WestPark Capital, Inc. fiscal year ended December 31, 2025
- Westport Financial Services, L.L.C. fiscal year ended December 31, 2025
- Westwood Capital, LLC fiscal year ended December 31, 2025
- WFS, LLC fiscal year ended December 31, 2025
- Wharton MidMarket Securities, Inc. fiscal year ended December 31, 2025
- Whelan Advisory Capital Markets, LLC fiscal year ended December 31, 2025
- WHITE MOUNTAIN CAPITAL, LLC fiscal year ended December 31, 2025
- White Oak Merchant Partners LLC fiscal year ended June 30, 2026
- Whitehall Capital Markets LLC fiscal year ended December 31, 2025
- WHITEMARSH CAPITAL ADVISORS LLC fiscal year ended December 31, 2025
- Wildridge Securities LLC fiscal year ended December 31, 2025
- William Blair & Company, L.L.C. fiscal year ended December 31, 2025
- William Hood & Company, LLC fiscal year ended September 30, 2025
- Williams Trading, LLC and Subsidiaries fiscal year ended December 31, 2025
- Willis Towers Watson Securities, LLC fiscal year ended December 31, 2025
- WILLOW COVE INVESTMENT GROUP, INC. fiscal year ended December 31, 2025
- Willow Wealth Markets LLC fiscal year ended December 31, 2025
- Wilmington Capital Securities, LLC fiscal year ended December 31, 2025
- Wilson Parker Connally Stephenson, Inc. fiscal year ended September 30, 2025
- Wilton Re Distributors LLC fiscal year ended December 31, 2025
- WindRiver Capital LLC fiscal year ended December 31, 2025
- Winklevoss Insurance Agency, LLC fiscal year ended June 30, 2026
- WINLO MANAGEMENT GROUP, LLC fiscal year ended December 31, 2025
- WINTERFLOOD SECURITIES US CORPORATION fiscal year ended July 31, 2025
- Wintour & Company, Inc. fiscal year ended December 31, 2025
- WisdomTree Securities, Inc. fiscal year ended December 31, 2025
- Wise US Assets Inc fiscal year ended March 31, 2026
- Withum Capital, LLC fiscal year ended June 30, 2026
- WJ Lynch Investor Services, LLC fiscal year ended December 31, 2025
- WNC Capital Corporation fiscal year ended August 31, 2025
- WOBD, LLC fiscal year ended December 31, 2025
- Wolf A. Popper, Inc. fiscal year ended June 30, 2025
- Wolfe Research Securities fiscal year ended December 31, 2025
- Wolverine Execution Services, LLC fiscal year ended December 31, 2025
- Wolverine Trading, LLC fiscal year ended December 31, 2025
- Wombat Capital Markets LLC fiscal year ended December 31, 2025
- Wood Warren & Co. Securities, LLC fiscal year ended December 31, 2025
- Woodmen Financial Services, Inc. fiscal year ended December 31, 2025
- WoodRock Securities, L.P. fiscal year ended December 31, 2025
- Woodside Capital Securities LLC fiscal year ended December 31, 2025
- WOODWARD PARK SECURITIES LLC fiscal year ended December 31, 2025
- World Capital Brokerage, Inc. fiscal year ended May 31, 2026
- World Choice Securities, Inc. fiscal year ended December 31, 2025
- World Equity Group, Inc. fiscal year ended December 31, 2025
- World Investments, LLC (formerly TFS Securities, Inc.) fiscal year ended December 31, 2025
- WORTH FINANCIAL GROUP INC. fiscal year ended June 30, 2025
- Wright Investors' Service Distributors, Inc. fiscal year ended December 31, 2025
- Wulff, Hansen & Co. fiscal year ended December 31, 2025
- WWF Securities, LLC fiscal year ended December 31, 2025
- Wyser-Pratte & Co., Inc. fiscal year ended December 31, 2025
X
- Xidar Securities, LLC fiscal year ended December 31, 2025
- XLII Financial Services LLC fiscal year ended March 31, 2026
- XML Securities, LLC fiscal year ended December 31, 2025
- XP Investments US, LLC fiscal year ended December 31, 2025
- XR Securities LLC fiscal year ended December 31, 2025
- XT Capital Partners, LLC fiscal year ended December 31, 2025
- Xtellus Capital Partners, Inc. fiscal year ended December 31, 2025
- XTX Execution Services LLC fiscal year ended December 31, 2025
- XTX Markets LLC fiscal year ended December 31, 2025
Y
- Yellow Cardinal Corporate Finance, LLC fiscal year ended December 31, 2025
- York Securities, Inc. fiscal year ended June 30, 2026
- York Stockbrokers, Inc. fiscal year ended June 30, 2026
- Yorkville Securities, LLC fiscal year ended December 31, 2025
- Yosemite Execution Partners, Inc. fiscal year ended March 31, 2026
- Young & Partners LLC fiscal year ended December 31, 2025
- Young America Capital, LLC fiscal year ended June 30, 2025
- YR Securities, LLC fiscal year ended June 30, 2026
- YUKI-CO, LLC fiscal year ended December 31, 2025
Z
- Zanbato Securities LLC fiscal year ended December 31, 2025
- Zatara Capital Securities LLC dba Global Digital Markets fiscal year ended June 30, 2025
- ZELMAN PARTNERS, LLC fiscal year ended December 31, 2025
- Zenith Securities LLC fiscal year ended December 31, 2025
- Zeus Financial, LLC fiscal year ended December 31, 2025
- ZINK DISTRIBUTION SOLUTIONS LLC fiscal year ended December 31, 2025
- Zinvest Financial Service, LLC fiscal year ended December 31, 2025
- Zions Direct, Inc. fiscal year ended December 31, 2025
- ZIV INVESTMENT COMPANY LLC fiscal year ended December 31, 2025
- ZL Zenithar (USA) LLC fiscal year ended March 31, 2026
- Zoe Securities, LLC fiscal year ended December 31, 2025